第 354 期·中文精讀

傑里米·蘇里:美國內戰

Jeremi Suri: American Civil War

歷史學家傑里米·蘇里梳理美國內戰的起因與程序,以及它對今日政治分裂的遺留影響。

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美國內戰期間,有超過十萬名曾經的奴隸逃離種植園,加入聯邦軍隊,拿起槍為北方作戰。歷史學家傑里米·蘇里(Jeremi Suri)在研究這段歷史時發現,這些沒有受過教育、一輩子只當過奴隸的人,反而成了最難對付計程車兵。原因很簡單:他們比任何人都清楚自己在為什麼而戰。

這是蘇里在 Lex Fridman 播客裡講到的一個細節。他剛出版了一本書,叫《以其他手段進行的內戰:美國為民主而進行的漫長而未完成的鬥爭》(Civil War by Other Means: America's Long and Unfinished Fight for Democracy)。書的核心觀點是,美國內戰從來沒有真正結束,它只是換了一種方式繼續打。今天圍繞制度、選舉、槍支、種族的爭吵,都是那場戰爭的延長線。

民主制度的三處結構性缺陷

蘇里認為,美國的民主制度設計精良,充滿優點,也確實推動了社會進步和技術創新。但它和所有人造物一樣,帶著造它那代人的毛病。他把這些毛病歸成三類,都跟"排斥"有關。

第一類,制度本身把人擋在門外。不只是非裔美國人,還有很多群體,在制度設計之初就沒被算作完整的參與者。

第二類,制度把權力交給"有位置的人",未必交給"有能力的人"。出身、頭銜、家族、資歷,這些和治理能力無關的東西,長期決定誰說了算。

第三類傷害最深。制度把一些神話嵌進了社會肌理,讓人誤以為某些安排天經地義,從而失去看清問題的能力。蘇里說,這三類缺陷有一個共同後果:人們對制度產生了虛假的崇敬,把改革當成背叛,把批評當成不愛國。

如果你愛你的國家,你會希望你的制度越來越好。我愛我任教的大學,但我希望它更好,我們有很多毛病。我愛我的家人,但我經常告訴家人他們哪裡可以做得更好。真正的知識型領導力不是當啦啦隊。(傑里米·蘇里)

他這番話針對的是一種流行的情緒:愛國就等於閉嘴。蘇里不接受這種等式。在他看來,把批評等同於不忠,恰恰是放棄了愛國最實質的部分。

虛假崇敬的另一面不是犬儒

但蘇里也沒有倒向另一個極端。徹底否定一切制度、主張推倒重來,在他看來是另一種脫離歷史的姿態。

播客主持人 Lex 提到自己鄰居、哲學家邁克爾·馬利斯(Michael Malice)的無政府主義立場,說那是個有意思的思想實驗。蘇里接著給出了歷史賬本:想一把火燒掉制度、從白紙開始的人,幾乎沒有成功過。

布林什維克革命、法國大革命,都是例子。制度存在的一個基本功能,是給最強的人套上限制。一旦把制度拆掉,社會退回叢林狀態,最有力量的人反而獲得最大自由。革命者通常是最弱勢的那批人,最後往往成為革命的受害者。

當你摧毀制度,你只是在留下的叢林裡,把優勢交給了最有權勢的人。制度總是對最強者施加某種限制。回到叢林,最強者反而獲得最大的影響力和控制力。(傑里米·蘇里)

所以蘇里的判斷是:走制度內部改良這條路,歷史成功率明顯更高。但要小心,走進去的人很容易被制度收編,從批評者變成維護者。

內部局外人這個稀缺物種

蘇里提出一個概念:內部局外人(inside outsider)。意思是人待在體制裡,但始終帶著外部視角看問題。他寫基辛格的那本書,講的就是這個張力。

Lex 接過話頭說,大多數人都想當內部局外人,但人性決定了大家最後都變成內部內部人。他講了一個很實在的觀察:你進入某個圈子,身邊全是朋友,大家在同一個賽道里競爭,你升職、你興奮、你看到更多權力向自己開啟。這個過程不陰暗,它甚至很有趣,這就是生活的常態。問題在於,玩著玩著你就忘了,這套遊戲規則是大家集體造出來的,沒有誰規定它必須長這樣,它可以改。

華爾街就是典型。所有人默契地接受一套規則,沒人停下來問一句:我們非得這麼玩嗎?

蘇里補了另一面:還有一種人,逢體制必反,也能獲得大量關注,但那同樣廉價。真正難的位置,是剛好夠反體制,能看出哪裡該改,又願意花力氣去改。

我覺得關鍵是在對話裡把人從防禦姿態裡拉出來,讓他意識到我們是一邊的,是兄弟姐妹。從那個位置出發,你只要丟擲一個問題,一個小小的念頭,讓它停在對方心裡。我一次次看到,幾個月後它在某個人的腦子裡發酵,變成一個小小的懷疑。(傑里米·蘇里)

蘇里用的詞是"偶像破壞者"(iconoclast)。他給的定義是:認真對待思想,但永遠對共識感到不安。他自己是半個猶太人半個印度教徒,所以他說得很直白,他不想住在一個所有人都意見一致的社會里,因為那種社會下一個要清理的,多半就是像他這樣的人。

林肯爭的是一個能吵架的社會

這就接到林肯。蘇里說,林肯在內戰裡真正爭的,是一個多元社會:人們可以彼此不同意,但仍然能一起做事。

民主社會不該是一個人人和睦、處處共識的社會。民主社會應該是一個人們有分歧、但仍然能合作的社會。這就是林肯的願景。(傑里米·蘇里)

怎麼做到?蘇里的答案是歷史視角。不管你在哪個房間,對面坐著多聰明的人,他們總有看不到的東西。歷史學家知道沒有人能未卜先知,而偶像破壞者要做的,就是找出房間裡那些被沉默掉的部分。

但光看見沒用。Lex 說自己也常常站在那個位置,發現人們不愛聽。你以為大家出於善意、心態開放,可一旦他們押上了錢和名譽,就不想再聽反調了。所以這件事比當偶像破壞者更難:你得能說服那些害怕你想法的人。

贏下爭論靠的是故事,不是論點

蘇里給出的答案就一個字:故事。

他研究過的那些領袖,政客也好,社會活動家也好,技術人也罷,共同點是能把人帶進一個故事裡。人在學校裡被訓練成辯論選手,老師說這半邊屋子站這個立場,那半邊屋子站那個立場。這種訓練有價值,逼你看問題的另一面。但蘇里說得很清楚,靠論辯說服對方幾乎不可能,真正起作用的是故事。

林肯是這方面的大師。他講故事,讓人卸下防備,讓人在沒察覺的情況下被說動。

蘇里拿澤連斯基舉例。俄羅斯入侵烏克蘭之後,澤連斯基並沒有提出什麼新論點去說服世界。全世界對俄羅斯的看法早就定了。他做的是把烏克蘭人的苦難變成一個有血有肉的故事,讓所有人看見俄軍的具體行為,輿論因此轉向。

Lex 補充了另一層:有時候真正起作用的是別人講的版本,當事人自己的陳述反而次要。這裡面有宣傳,也有真實。澤連斯基戰爭初期留在基輔,就是這樣一個故事。他的核心圈子、美國、整個西方和北約都在勸他走,俄方大概也以為他會跑。他沒跑。是出於愚蠢還是英雄氣概,Lex 說自己不知道,但那個畫面把一個國家擰成了一股繩。

那是所有人類故事裡最基礎的一個:勇氣的故事。我看著他社交媒體上的動態,他就站在基輔外面,連地堡都不進,俄軍正在進攻,他說我在這裡,這位部長在這裡,那位部長也在這裡。我們不腐敗,我們不是聽美國人話的傀儡。我們留下,是因為我們在乎烏克蘭。(傑里米·蘇里)

蘇里說,小孩長大過程中看到父母勇敢,這是最自然的故事。勇氣和邪惡這兩個極端,一直是講述戰爭、衝突、掙扎最順手的框架。而他堅持研究歷史、寫歷史的原因也在這裡:世界塞給你的是資料和資訊,資訊容易被操縱和誤用,只有故事能提供結構,道德判斷和政治價值都藏在故事裡。研究歷史,就是拿到更多人的更多故事。

內戰為什麼打起來

回到起點。美國內戰怎麼來的?蘇里的回答很乾脆:制度缺陷。

建國者對奴隸制態度不一,但他們想設計一個最終能向更多人開放的體系。未必是平等,但至少更開放。問題出在具體條款上:參議院、選舉人團,這些制度安排讓蓄奴州獲得了不成比例的權力。用林肯的話說,這部分地區在綁架整個國家。

林肯本人就是這套制度的受害者。他生在肯塔基,在伊利諾伊闖出來,是個窮白人。奴隸制在他眼裡是惡,不只是道德上的惡,也是機會上的惡。別人要是能免費用奴隸幹活,憑什麼花錢僱窮林肯?他要的機會經濟,必須是一個沒有奴隸制的開放經濟,尤其是那些正在加入聯邦的新州。

林肯是共和黨的建立者之一。這個黨的綱領很明確:所有新領土向任何願意工作的男性開放,有償勞動,自由土地,自由人,這就是基礎版的資本主義。南方種植園主是貴族,他們要的恰恰相反:把奴隸制擴張到新領土去。

衝突的實質,是制度無法適應變化,還在持續給南方蓄奴的種植園主輸送超額權力。最高法院被他們把持,參議院被他們把持。共和黨就是作為對這種現象的批判而上臺的。南方不願接受這個變化,於是開戰。

雙方實力對比

北方聯邦人口大約兩千兩百萬,基本是今天弗吉尼亞以北的所有州。南方邦聯人口約九百萬,再加約四百萬奴隸,經濟是農業型的。南方在國際經濟上反而比北方更外向,出口棉花和菸草,跟英國聯絡很深。內戰前美國是全球最大的棉花來源,英國紡織業的原料全來自南方。戰爭期間埃及頂上了一部分缺口。

南方邦聯的財富形態是土地和奴隸,由有地產的家族構成。北方主要是小企業主,加上紐約的銀行這類大型金融利益。

論軍隊規模,聯邦軍人數往往是邦聯軍的三倍。這裡有個很容易被忽略的制度細節:美國憲法裡沒有徵兵條款。這個國家的立國前提之一,是不強迫不想當兵的人去當兵。今天世界上多數民主國家仍然要求服兵役,美國歷史上極少這麼做。

所以內戰頭幾個月,林肯得挨個去找各州州長要志願者。北方扛槍的人早期是自願的。南方反而實行了強制徵兵。戰爭往後走,聯邦在1862年和1863年透過徵兵法,林肯第一次拿到把男人強行送進軍隊的總統權力,紐約等地隨即爆發了徵兵暴動。

第二修正案與槍的來路

Lex 把話題引到第二修正案。他們在德州,槍是繞不開的。條文是:管理良好的民兵是自由州安全所必需,人民持有和攜帶武器的權利不得侵犯。

蘇里說,美國在戰前就已經是一個武裝起來的社會。聯邦軍和邦聯軍會製造和採購武器,但民間本來就有槍。美國的預設是公民不被強迫服役,但要參加民兵保衛自己的財產和社群。作為歷史學家,他認為第二修正案的關鍵詞是"管理良好的民兵"那半句。

他也承認,這裡面有神話成分。美國人歷史上一直是槍支援有者,但那是為了社群自衛,遠不到人手一把 AK-47 的程度。斯卡利亞大法官在槍支案裡也問過這個問題:你有權自衛,但你沒有權擁有烏茲衝鋒槍,沒有權擁有坦克。

Lex 插了句玩笑,說他查過,坦克好像有灰色地帶,理論上個人可以擁有。蘇里笑著接,說可能真有一個人開著坦克,但你可能違反了車輛寬度法規。兩人笑了一陣。

Lex 又把話題拉回烏克蘭。戰爭初期烏克蘭給願意拿槍的人發槍,結果犯罪率反而下降。他覺得這值得做心理學的資料研究,因為按常識推,一個歷史上腐敗問題不輕的國家,全民發槍應該有搶劫和襲擊,結果沒有。蘇里說這裡頭有深刻的一課,但他提醒別輕易外推到和平時期。

我的直覺是,戰爭期間這套能行,但戰後你得把槍收回來。問題是收的時候他們可能會很不高興。這恰恰就是問題所在。(傑里米·蘇里)

戰後那些帶槍回家的人

這正是美國內戰後發生的事。1865年阿波馬托克斯投降之後,大量南方士兵帶著槍回家,然後用這些槍去射殺和恐嚇剛剛成為公民的前奴隸。

蘇里在書裡寫了1866年的孟菲斯。前邦聯士兵、警察、法官,在兩天時間裡製造了數百起強姦,摧毀了整個非裔美國人社群。他們能做這件事,一個重要條件就是手裡有從戰場帶回來的槍。

但蘇里沒有停在槍支管制這一層。他往深處推了一步:槍只是工具,底下是仇恨,是不肯把另一個人當同等的人看待。

1860年那場選舉

林肯是怎麼上來的?1860年的大選撕裂得厲害。從1860年到1896年,美國經歷了一連串競爭激烈、爭議不斷的選舉。

1860年是共和黨人第一次當選總統。林肯的得票不到百分之四十,因為民主黨分裂成了兩撥。一撥要捍衛南方和奴隸制,另一撥想要妥協但仍然保留奴隸制,代表人物是斯蒂芬·道格拉斯,他主張"人民主權",讓每個州自己決定。再加上原本的輝格黨也推了候選人。四個候選人對壘,林肯以相對多數獲勝。

他贏的關鍵,是反奴隸制或反奴隸制擴張的州雖然不是多數,但形成了相對多數,而其他州分裂成幾塊,湊不出統一戰線。

當時真正的核心議題在奴隸制的存廢之外:新領土要不要讓奴隸制跟著進去。林肯在這一點上極其謹慎,他的通訊寫得很清楚:選舉期間他不許自己陣營的任何人說他在主張廢奴,儘管他個人支援廢奴。他要傳遞的資訊只有一個:共和黨反對新奴隸領土。

他有沒有明確表態支援廢奴?沒有,他是刻意保持模糊的。

林肯看到了什麼,又看不到什麼

Lex 問了一個很深的問題:一個人要有多大的視野,才能看出身邊所有人都習以為常的惡?他舉了現代的例子,工廠化養殖,一百年後的人回頭看,可能會覺得那是大規模虐待動物。但生活在其中的人,很難醒過來,尤其是身在領導位置的人。林肯醒過來了嗎?

蘇里的回答很平衡:有些地方醒了,有些地方沒有。

在你我眼裡,奴隸制顯然是恐怖。但對那些從小看著它長大的人,想象一個不同的世界是很難的。林肯的想象力,和其他所有人一樣,被他所處的時代限制住了。我不認為林肯想象過一個種族平等的世界,但他已經看清奴隸制是可怕的。(傑里米·蘇里)

他是怎麼走到這一步的,歷史學家有分歧。蘇里提到一個線索:林肯的父親把他當工具使喚,早期書信裡能看出他對父親那種控制慾的厭惡。一個掙扎求生的農場主父親,想決定兒子的人生。林肯由此在個人層面體會到,別人支配你的勞動、不給你選擇,是多麼難受的事。

但林肯同時是個實用主義者,這正是他成為偉大政治家的原因。他要走制度內部的路,不燒房子。他有句名言:如果能靠讓奴隸制留在南方來保全聯邦,他就這麼做;如果能靠廢除南方的奴隸制來保全聯邦,他就這麼做;如果能靠買下奴隸把他們送到別處來保全聯邦,他也這麼做。三個方案並列擺著,判斷標準只有一個:聯邦能不能保住。

這種姿態讓今天的讀者不太舒服。人們希望英雄從頭到尾都站在正確的一邊,立場純粹,不留餘地。林肯偏偏不是。他跟廢奴主義者保持著距離,因為激進派會拖垮他的政治聯盟。他在等時機,而時機要靠戰場上的形勢來創造。

1863年,戰爭換了性質

蘇里認為,理解這場戰爭的關鍵節點在1863年,也就是戰爭的第二年。林肯在戰爭壓力下籤署了《解放宣言》,宣佈南方人的財產,也就是他們的奴隸,從此獲得自由,並且可以被吸納進聯邦軍隊。當時有個詞叫"contraband",直譯是"戰時違禁品",南方人把自己的奴隸當成財產,聯邦軍乾脆沿用了這個法律口徑,把逃過來的黑人稱作"違禁品",再順勢把他們編進隊伍。

這件事把戰爭的性質改掉了。此前,南方奴隸已經在用腳投票。他們知道北邊在發生什麼,只要有機會就離開種植園。他們一直在跑,一直在往聯邦軍的方向跑。宣言只是把這個既成事實變成了國家政策。

我不認為這是一場關於奴隸制的戰爭。我認為這是一場關於自由的戰爭。因為如果你說它是關於奴隸制的戰爭,聽起來就像是奴隸主和另一群不想讓奴隸制存在的白人之間的爭論。那場爭論確實存在,但這場戰爭的性質不限於此。(傑里米·蘇里)

這個區分很重要。把戰爭定義成"關於奴隸制",敘事的主角就是白人:廢奴的白人和蓄奴的白人在國會里吵。把戰爭定義成"關於自由",主角就換人了。那些從種植園跑出來、走進徵兵站、拿起槍的人,成了自己解放自己的行動者。

蘇里在書裡寫到的十萬多人,是這場戰爭裡最不該被忽略的一群。他們沒受過教育,一輩子只有一種身份,卻成了最能打的部隊之一。他知道原因:他們清楚自己在為什麼而戰。而更讓人停下來的地方在於,一個人被剝奪了一切之後,對自由的渴望居然沒有被幾代人的奴役磨掉。

這個故事應該激勵我們所有人,作為勇氣的故事。我們都會遇到困難,但沒有一個人的起點是奴隸制。(傑里米·蘇里)

戰爭就是這樣結束的。南方投降的時候,廢奴已經成了既成事實。蘇里說,這也是他寫這本書的原因:今天的政治辯論,核心還是同一個問題,怎麼讓這個社會對更多人開放出更多自由。

歷史給人類本性交了兩份答卷

Lex 把話題拉到更遠的地方。奴隸制在人類文明裡存在了幾千年,美國這一套算不上新發明。那麼這段歷史究竟教了我們什麼關於人性的東西?

蘇里的回答可以拆成兩份答卷。悲觀的那份寫得很直白:人類有能力對同類施加巨大的傷害和殘暴,今天的種族滅絕就是證據。只要刺激和激勵對上了,人就能把別人變成奴隸。樂觀的那份同樣有據可查:人類也有能力在有領導和治理的條件下抵制這種衝動,把精力投到對別人有產出的事情上去。

他緊接著強調,後面這一條不會自己發生。

我不認為那是自然發生的。這正是領導和制度重要的地方。領導和制度能馴化我們,我們能馴化自己,能讓自己文明化。很長一段時間我們不再用"文明化"這個動詞了,但我相信文明化,我相信政府扮演的文明化角色。(傑里米·蘇里)

他提到林肯講過這個,羅斯福也講過。政府在這個意義上的作用,一部分靠教育,一部分靠法律。法律不需要多,但不能沒有。它的功能就是靠獎懲把人往光的那一邊推一點。這套機制一旦撤掉,或者領導人反過來鼓勵人往暗處走,整個社會可以很快滑進一條很深的隧道,速度比多數人想象的快。

Lex 從博弈論角度補了一層。人在叢林裡,行善是要受罰的。極端自私、貪婪、暴力、操縱,在沒有規則的環境裡回報更高。但那不是多數人真正想要的活法。制度的作用,是讓人能做他真正想做的事:對世界好,對別人好,順帶對自己也好。人性裡的那個善意,需要制度來保護和放大。

蘇里說 Lex 剛講的這套,歷史記錄支援得非常強,那是經典的自由主義立場。十九世紀意義上的自由主義,核心信念就是人可以透過制度被文明化。

這套歷史對今天的用處

蘇里講的主要是一百六十年前的美國。但這場對話裡有幾件東西,今天就能用上。

  • 定期檢查自己待的圈子是不是變成了迴音室。別問自己"我開放嗎",這個問題沒人會答否。換個問法:找一件你所在圈子裡所有人都同意、但你說不清理由的事,試著給它找一個反方的最強論證。找不出來,多半已經被共識裹住了。
  • 想改一個組織的規則,先別急著喊。把人從防禦姿態裡拉出來,確認你們站在同一邊,然後只拋一個小問題,讓它自己發酵。蘇里的經驗是,幾個月後它會在對方腦子裡長出來。
  • 要說服人,把論點翻譯成故事。資料和道理負責讓人點頭,故事負責讓人行動。林肯做到了,澤連斯基也做到了。
  • 把"批評制度"和"否定製度"分開。前者是改良的起點,後者在歷史上成功率極低,而且代價往往由最弱勢的人承擔。真想推倒之前,先算清楚叢林狀態下誰最佔便宜。
  • 手裡有權力的人,定期問一句:我現在的判斷,有多少是因為它對,有多少是因為我已經在這套遊戲裡押了注。押注越多越聽不進反調,這是人性,需要主動對沖。
  • 看到不公平時,別隻停在憤怒。那十萬多黑人士兵說明,起點被剝奪到極致的人也能爭到自由。真正的變數在組織能力和敘事能力:有沒有人把散落的不滿聚起來,把故事講給更多人聽。
文稿由本站用語音識別模型(基於官方釋出音訊)機器轉寫,可能有識別錯誤,人名與數字請以音訊為準。
Lex Fridman Podcast #354 – Jeremi Suri: American Civil War Machine transcription by Qwen3-ASR 0.6B (MLX, local, Apache-2.0). May contain recognition errors. The following is a conversation with Jeremy Sorry, a historian at UT Austin. And now a quick few second mention of each sponsor. Check them out in the description. It's the best way to support this podcast. We got A Sleep for Naps, BetterHelp for mental health, InsideTracker for biometrics and Athleta Greens for multivitamins. Choose wisely, my friends. And now onto the full ad reads. As always, no ads in the middle. I try to make this interesting, but if you must skip them, friends, please still check out the sponsors. I enjoy their stuff, maybe you will too. This episode is sponsored by A Sleep and its new Pod Three mattress. I saw a meme recently, maybe I should look it up. It was a meme that was highlighting different ways you can do self care. Which is you know depending on how you feel, what's the best solution. I think it was if everybody hates you. Go to sleep. If you hate everybody, eat some food, and if you hate yourself, take a shower. I think those advice obviously it's just a meme, but there is some truth to that. At least the first and the third for me. A shower is a refreshing way to take sort of control of your life and it feels like a fresh start. And sleep it is just magic to me and not even a full night sleep but. A little bit of sleep, like a nap, can completely transform my worldview. Just having a bit of a melancholy outlook or maybe being a little bit cynical about the world. For me, I take a nap and everything feels new. It's just I could see the beauty in the world again and you know some of that is a of course a gift. It's it's built on a foundation of you know regular exercise, a good diet and some of that is genetics and. Biochemistry in the brain, but really sleep for everybody. It it can give a positive delta to your mood. So I take sort of the bed I sleep on extremely seriously. Some of that is temperature control. I think for me temperature is so central to a great sleeping experience. And A Sleep does a good job of that. They control the temperature, obviously in a technological way. So you could do it with an app. It's a wonderful thing. Check it out and get special savings when you go to a sleep dot com slash lex. This episode is also brought to you by BetterHelp spelled H E L P Help. I actually have a conversation with an amazing scientist and a psychiatrist coming up. And it's going to be very wide ranging conversation. I think about different aspects of human behavior, the good, the bad, and the ugly. So I think much of his specialization is in a trauma, but he really knows so much about narcissism, sociopathy, psychopathy, just the nature of evil. The nature of hate, all those things, and the human mind is just really fascinating. And I do think that talk therapy. Is a really really good way to explore some of the darker corners of that mind of that human mind. I've been a big fan of that from a historical perspective. Freud and Jung. I just psychoanalysis has been really interesting to me. Obviously, is a big fan of podcasts. I see a huge value in the power of conversation. To achieve a kind of intellectual, spiritual, emotional intimacy, in the in the realm of ideas, sometimes it feels one way, but you know as a fan of a lot of podcasts, it doesn't feel one way. It feels like a real conversation, even though I know I am just a listener. Anyway, I am a big believer in talk therapy and BetterHelp allows you to do that really easily. So the barrier to access is nil. You know it's it's super easy. That that's essential. The first step, the first step, is really the hardest, truly is. So you can check them out at BetterHelp dot com slash lex and save on your first month. This show is also brought to you by InsideTracker, a service I use to track biological data. I love tracking stuff about my life. Now I do want to be extremely careful not to over optimize everything. I think in some way optimization is the death of romance because I think romance or just the appreciation of the beauty of the human experience is. In part grounded in the chaos, the unpredictability, the uncertainty, the mystery—all of that right—and I think getting perfect data and coming up with a perfect plan and optimizing every single little thing is I think suffocates the possibility of magic. That is the human condition. That said, you do I believe have to build a foundation of health. Health broadly defined, and so for that you have to collect as much data from your own body as possible and take actions based on that data. That's what InsideTracker helps you with. You can get special savings for limited time when you go to insidetracker dot com slash lex. This show is brought to you by Athleta Greens and it's AG One Drink. This set of ad reads I am doing today is just the all stars of what brings joy and happiness and health to my life. Sleep, mental health, collecting good long term data about your body, and now with Athleta Greens. I mean that's really my favorite source of happiness in the health space, my personal life. I drink the AG One Drink twice a day. I break my fast with it. I do it after a long run, put it in the fridge, get a little bit cold, while I take a quick shower, jump out, drink the drink. I feel refreshed and ready to continue the day. Now that all the dark deep exploration of my own mind, the process of running, whether I am listening to audiobooks and brown noise, all of that is done, and now that's kind of the trigger that says I am going to start. A new and I am going to take on the rest of the day. That's what AG One symbolizes for me. Anyway, it'll give you one month supply official when you sign up at Athleta Greens dot com slash lex. This is a lex Friedman podcast to support it. Please check out our sponsors in the description. And now dear friends, here is Jeremy Sorry. What is the main idea the the main case that you make in your new book Civil War by Other Means America's long and unfinished fight for democracy. So our democratic institutions in the United States they are filled with many virtues and many elements in their design that improve our society and allow for innovation. But they also have many flaws in them as any institutions created by human beings have. And the flaws in our institutions go back to a number of judgments and perspectives. That people in the seventeenth, eighteenth, and nineteenth centuries had, and those flaws have been built into our institutions and they continue to hinder innovation and growth in our society. Three of the flaws that I emphasize in this book are flaws of exclusion. The ways our institutions exclude people—not just African Americans, many different groups—the ways our institutions also give power to certain people who have position rather than skill or intelligence or quality. And third and most of all, the ways our institutions embed certain myths in our society—myths that prevent us from gaining the knowledge we need to improve our world. In all of these ways, our democracy is hindered by the false reverence. For institutions that actually need to be reformed, just as we need to highlight the good elements of them. That's really what my book is about. And the myth, the the false reverence. What are we talking about there? So there is a way in which we believe that if we love our country, it's somehow wrong to criticize our institutions. I believe if you love your country, you want to encourage your institutions to get better and better. I love my university where I work, but I want it to be better. We have many flaws. I love my family, but I am constantly telling family members how they can be better. That's what true knowledge leadership is about, not just cheerleading. What's the counterpoint to that because the other extreme is a deep, all encompassing cynicism towards institutions. So for me, I like the idea of loving America, which seems to be sometimes a politicized statement these days. That you believe in the ideals of this country—that seems to be that seems to be either a naive or a political statement the way it's interpreted. So the flip side of that having a healthy skepticism of institutions is good, but having a complete paralyzing cynicism seems to be bad. Absolutely, both are a historical positions. What I try to do as a historian is work in between those spaces. The virtue is is in the middle ground for better or for worse. And what we have to recognize is that our institutions are necessary. There is a reason government exists. There is a reason our union was created. That's what Abraham Lincoln was heroically fighting for. So we have to believe in our union. We have to believe in our government, and we as business people as intellectuals we have to be part of the solution not the problem. But that doesn't mean just ignoring the deep flaws in our institutions even if we find personally ways to get around them. What really worries me is that there are a lot of very intelligent well well intentioned people in our society who have figured out how to live with the flaws in our institutions rather than how to use their skills to correct the flaws in our institutions. There is folks like somebody that lives next door to me, Michael Malice is an anarchist. Philosophically, maybe more than practically, just sort of argues for that position. It's it's an interesting thought experiment I would say. And so if you have these flaws in institutions, one thing to do, as the communists did at the beginning of the twentieth century, is to burn the thing down. And start anew, and the other is to fix from within, one step one slow step at a time. What's what's the case for both from a history perspective? Sure, so historically there has always been an urge to burn down the institutions and start again. Start with a blank slate. The historical record is that almost never works because what happens when you destroy the institutions you gave the example of the Bolshevik Revolution. When you destroy the institutions, all you do is in the jungle that's left behind. You give advantages to those who are the most powerful. Institutions always place certain limits upon the most powerful in the jungle. If you go back to the jungle, the most powerful are actually going to have the most influence and most control. So the revolutionaries who are usually the vulnerable. Turn out to then be the victims of the revolution, and this is exactly what we saw with the French Revolution with the Russian Revolution. So the record for that is not a great record. There still might be times to do that, but I think we should be very cautious about that. The record for working through institutions is a much better record. Now what we have to be careful about is as we're working through institutions not to become bought into them, not to become of those institutions. So what I've written about in this book and in other books, my book on Henry Kissinger for example, is how it's important when in an institution to still bring an outsider perspective. I believe in being an inside outsider, and I think most of your listeners are inside outsiders. They're people who care about what's going on inside, but they're bringing some new ideas from the outside. I think the correct statement to say is most of the listeners most people aspire to be inside or outsiders, but we human nature is such that we easily become insider insiders. So like we like that idea, but the reality is, and I've been. Very fortunate because of this podcast to talk to certain folks that live in certain bubbles. And it's very hard to know when you are in a bubble. That you should get out of the bubble of thought, and that's a really tricky thing because like yeah when you are whether it's politics, whether it's science, whether it's. And any pursuits in life, because everybody around you all your friends you have like a little rat race and you are competing with each other, and then you get promotion get excited and you could see how you can get more and more power. It's not it's not like a dark cynical rat race. It's it's fun. That's the process of life, and then you forget that there you just. Collectively have created a set of rules for the game that you are playing. You forget that this game doesn't have to have these rules. You can break them. This happens in like in Wall Street, like the financial the financial system. Everybody starts to like collectively agree on a set of rules that they play and they don't realize like we don't have to be playing this game. It's tough. It's really tough. It takes a special kind of human being as opposed to being a. Anti establishment on everything, which also gets a lot of attention, but being just enough anti establishment. To figure out ideas how to improve the establishment, that is such a tricky place to operate. I agree. I like the word iconoclastic. I think it's important to be an iconoclast, which is to say you love ideas, you are serious about ideas, but you are never comfortable with consensus. And I write about that in this book. I've written about that actually a lot in the New York Times too. I think consensus is overstated. As as someone who's half Jewish and half Hindu, I don't want to live in a society where everyone agrees because my guess is they're going to come after people like me. I want to live in a society that's pluralistic. This is what Abraham Lincoln was really fighting for in the Civil War. It's what the Civil War is really about and what my book's about, which is that we need a society where institutions encourage, as you say, different modes of thought and respect different modes of thought and work through disagreement. So a society should not be a society where everyone agrees. A democratic society should be a society where people disagree but can still work together. That's the Lincoln vision. And how do you get there? I think you get there by having a historical perspective, always knowing that no matter what moment you are in and no matter what room you are in with really smart people. There are always things they're missing. We know that as historians, no one is clairvoyant, and the iconoclast is looking for the things that have been forgotten—the silences in the room. And also, I wonder what kind of skill, what kind of process is required for the iconoclast to reveal what is missing to the rest of the room. Because it's not just shouting with a megaphone that something is missing because nobody will listen to you. You have to convince them, right? It's honestly where I have trouble myself because I often find myself in that iconoclastic role, and people don't like to hear it. You know I like to believe that people are acting out of goodwill, which I think they usually are, and that people are open to new ideas. But you find very quickly even those who you think are open minded once they've committed themselves and put their money and their reputation on the line. They don't want to hear otherwise. So in a sense, what you say is bigger than even being an iconoclast. It's being able to persuade and work with people who are afraid of your ideas. Yeah, I think the key is like in conversations is to get people out of a defensive position, like make them realize we're on the same side, we're brothers and sisters, and from that place. I think you just raise a question. It's like a little, it's a little little thought that just lands, and then I've noticed this time and time again. Just a little subtle thing, and then months later it it percolates somewhere in the mind. It's like all right, that little doubt because I also realize in these battles when especially political battles. People often don't have folks on their side like that they can really trust as a fellow human being to challenge them. That's a very difficult role to be in, and because in these battles you kind of have a tribe and you have a set of ideas and there is another tribe you have a set of ideas. And when somebody says something contrary to your viewpoint, you almost always want to put them in the other tribe as opposed to having. Truly listening to another person that takes skill, but ultimately I think that's the way to bridge these divides is having these kinds of conversations. That's why I am actually again optimistically believe in the power of social media to do that if if you design it well. But currently the battle rages on on Twitter. Well, I think what you are getting at which is so important is storytelling. And all the great leaders that I've studied, some of whom are in this book, some of whom are not right. Whether they're politicians, social activists, technologists, it's the story that gets people in. People don't respond to an argument. We're trained, at least in the United States, we're often trained to argue. You are told in a class, okay, this part of the room take this position, this part of the room take this position, and that's helpful because it forces you to see different sides of the argument. But in fact, those on one side never convince those on the other side through argument. It's through a story that people can identify with. It's when you bring your argument to life in human terms, and someone again like Abraham Lincoln was a master at that. He told stories, he found ways to disarm people and to move them without they're even realizing they were being moved. Yeah, not make it a debate, make it tell a story. That's fascinating because yes, some of the most convincing politicians, I don't feel like they're arguing a point. They're just telling a story, and it gets in there right. That's right. That's right. I mean when we look at what Zelensky has done in Ukraine in response to the Russian invasion, and I know you you were there on the front lines yourself. It's not that he's arguing a position that persuaded us. We already believe what we believed about Russia, but he's bringing the story of Ukrainian suffering to life and making us see the behavior of the Russians that is moving opinion. Around the world, well, the interesting stuff sometimes it's not actually the story told by the person, but the story told about the person, and some of that could be propaganda. Some of that could be. Legitimate stories, which is the fascinating thing—the power of story—is the very power that's leveraged by propaganda to convince the populace. But the idea, one of the most powerful ideas when I traveled in Ukraine and in general to me personally, the idea that President Zelensky stayed in Kiev in the early days of war when everybody from his inner circle. To the United States, everybody in the West and NATO, everybody was telling him, and even on the Russian side, I assume they thought he would leave, he would escape, and he didn't. From foolishness or from heroism, I don't know, but that's a story that I think united a country and it's such a small thing, but it's powerful. It's the most basic of all human stories—the story of human courage. Courage and I remember watching his social media feed on that, and he was standing outside not even in a bunker, standing outside in Kiev right as the Russian forces are attacking and saying, "I am here and this minister is here and this minister is here. We're not corrupt. We're not stooges of the Americans who told us to leave. We're staying because we care about Ukraine and the story of courage. I mean that's the story that you know. Babies grow up seeing their parents as courageous, right? It's the most natural of all stories. And that's also the stories for better or worse that are told throughout history. Yeah, because stories of courage and stories of evil—those the two extremes—are the ones that are kind of. It's a nice mechanism to tell the stories of wars, of conflicts, of struggles—all of it. Yeah, yeah, the tension between those two. And the reason I believe studying history and writing about history is so essential is because it gives us more stories. The problem with much of our world, I think, is that we're confronted by data, we're confronted by information, and of course, it's valuable. But it's easy to manipulate or misuse information. It's the stories that give us a structure. It's the stories where we find morality. It's the stories where we find political value. And what do you get from studying history? You learn more stories about more people. Yeah, I'm a sucker for courage, for stories of courage. Like I've I've been in too many rooms, I've often seen too many people sort of in subtle ways sacrifice their integrity and did nothing, and people that step up. When the opinion is unpopular and they they do something where they really put themselves on the line, whether it's their money, whether their well being—I don't know—that gives me hope about humanity. And of course, during the war like Ukraine, you see that more and more. Now other people have a very cynical perspective of it that saying. Those are just narratives that are constructed for propaganda purposes and so on, but I've seen it with my own eyes. There's heroes out there, both small and big. So just regular citizens and leaders. One set of heroes I learned about writing this book that I didn't know about that I should have are more than one hundred thousand former slaves who become Union soldiers during the Civil War. It's an extraordinary story. We think of it as North versus South, white northern troops versus white southern troops. There are as I said more than one hundred thousand slaves, no education, never anything other than slaves who flee their plantations, join the Union Army. And what I found in the research and other historians have written about this too is they become some of the most courageous soldiers because they know what they're fighting for. But there's something more to it than that. It seems in their stories that there there is a humanity, a human desire for freedom and a human desire to improve oneself, even for those who have been denied even the most basic rights for all of their lives. And I think that story should be inspiring to all of us as a story of courage because we all deal with difficulties. But but none of us are starting from slavery. That's really powerful that that that flame the longing for freedom can't be extinguished through the generations of slavery. So that's something you talk about. There's some deep sense in which. While the war was about in part about slavery, it's not the slaves themselves fought for their freedom and they won their freedom. I don't think it's a war about slavery. I think it's a war about freedom. Because if you say it's a war about slavery, then it sounds like it's an argument between the slave masters and the other white guys who didn't want slavery to exist. And of course that argument did exist, but it wasn't. It was an it was a war over over freedom, especially after 1863 into the second year of the war when Lincoln because of war pressures. Signs emancipation proclamation, which therefore says that the contraband, the property of southerners, i.e. , their slaves, will now be freed and brought into the Union Army. That makes it about about freedom already. The slaves were leaving the plantations. They knew what was going on and they were going to get out of slavery as soon as they could. But now it becomes a war over freeing them, over opening that opportunity for them. And and that's how the war ends. That's really important, right? And that's where we are in our politics today. It's the same debate. It's why I wrote this book. The challenge of our time is to understand how do we make our society open to more freedom for more people. So let's go to the beginning. How did the American Civil War start? And why? So the American Civil War starts because of our flawed institutions. The founders had mixed views of slavery, but they wanted a system that would eventually work its way toward opening for more people of more kinds. Not necessarily equality, but they wanted a more open democratic system. But our institutions were designed in ways that gave disproportionate power to slaveholders in particular states in the Union through the Senate. Through the electoral college, through many of the institutions we talk about in our politics today, therefore that part of the country was in the words of Abraham Lincoln, holding the rest of the country hostage. For a poor white man like Abraham Lincoln born in Kentucky who makes his way in Illinois, slavery was an evil not just for moral reasons. It was an evil because it denied him democratic opportunity. Why would anyone hire poor Abe to do something if they could get a slave to do it for free? And an economy of opportunity for him had to be an economy that was open and that did not have slavery, particularly in the new states that were coming into the Union. Lincoln was one of the creators of the Republican Party, which was a party dedicated to making sure all new territory. Was open to anyone who was willing to work any male figure who would be paid for their work free labor free soil free men basic capitalism. Southerners southern plantation owners were an aristocracy. That did not want that. They wanted to use slavery and expand slavery into the new territories. What caused the Civil War? The clash and our institutions that were unable to adapt and continued to give disproportionate power. To these southern plantation slave owners, the Supreme Court was dominated by them. Senate was dominated by them, and so the Republican Party came into power as a critique of that. And Southerners unwilling to accept Southern Confederates unwilling to accept that change, went to war with the Union. So who was on each side? The Union and Confederates. What are we talking about? What are the states? How many people? What's like the the demographics and the dynamics of of each side. The Union side is much much larger, right in terms of population. I think about 22 million people, and it is what we would today recognize as all the states basically north of Virginia. The south is the states in the south of the Mason Dixon line, so Virginia and there on south west through Tennessee. So Texas for example is in the Confederacy, Tennessee's in the Confederacy, but other states like Missouri are border border states. And the the Confederacy is a much smaller entity. It's made up of about nine million people plus about four million slaves, and it is a agricultural economy. Whereas the northern economy is a more industrializing economy. Interestingly enough, the Confederate states are in some ways more international than the northern states because they are exporters of cotton, exporters of tobacco. So they actually have very strong international economic ties, very strong ties to Great Britain. The United States was the largest source of cotton to the world before the Civil War. Egypt replaces that a little bit during the Civil War, but all the English textiles were American cotton from the south. And so it is the southern half of what we would call the eastern part of the United States today with far fewer people. It's made up the Confederacy is of landed families. Wealth in the Confederacy was land and slaves. The northern United States is made up predominantly of small business owners and then larger financial interests such as the banks in New York. And what about the military? Who are the people that picked up guns? What are the numbers there? So the the the Union also outnumbered the Confederates by far. But this is a really interesting question because there's no conscription in the Constitution. Unlike most other countries, our democracy is formed on the presumption that human beings should not be forced to go into the military if they don't want to. Most democracies in the world today actually still require military service. The United States has very rarely in its history done that. It's not in our Constitution. So during the Civil War in the first months and years of the Civil War, Abraham Lincoln has to go to the different states to the governors and ask the governors for volunteers. So the men who take up arms, especially in the first months of the war, are volunteers in the north. In the south, they're actually conscripted, and then as the war goes on, the Union will pass the conscription acts of 1862 and 1863, which for the first time and this is really important because it creates new presidential powers. For the first time, Lincoln will have presidential power to force men into the army, which is what leads to all kinds of draft riots in New York and elsewhere. But suffice it to say, the Union Army throughout the war is often three times the size of the Confederate Army. What's the relationship between this no conscription and people standing up to fight for ideas and the Second Amendment? A well regulated militia being necessary to the security of a free state, the right of the people to keep and bear arms shall not be infringed. We're in Texas. Yes, so what's the role of that in in this story? The American population is already armed before the war, and so even though the Union and the Confederate armies will manufacture and purchase arms, it is already an armed population. So the American presumption going into the war is that citizens will not be forced to serve, but they will serve in militias to protect their own property. And so the Second Amendment, the key part of the Second Amendment for me as a historian, is the well regulated militia part. The presumption that citizens as part of their civic duty do not have a duty to join a national army, Prussian style, but are supposed to be involved in defending their communities. And that's that's the reality. It's also a bit of a myth, and so Americans have have throughout their history been gun owners, not AK forty seven owners, but gun owners, and gun ownership has been for the purpose of community self defense. The question coming out of that is what does that mean in terms of you have access to everything. Anthony Scalia even himself asked this question on the Supreme Court. You know he said in one of the gun gun cases, you have the right to defend yourself, but you don't have the right to own an Uzi. You don't have the right to have a tank. I don't think they'd let you park a tank lex in your parking spot, right? I looked into this. I think I think there's a gray area around tanks. Actually, I think you are legit allowed to own a tank. Oh, you really? I think there's somebody look into this because somebody told me, but I could see like that because it's very difficult for that to get out of hand. Right, right. Okay, there may be one guy in a tank. You could be breaking laws in terms of the width of the vehicle that you're using to operate. Anyway, that's that's a hilarious discussion. But sort of to make the case speaking of AK forty seven and rifles and back to Ukraine for a second. One of the fascinating social experiments that happened in Ukraine at the beginning of the war is they handed out guns to everybody, rifles, and crime went down, which I think is really interesting. Yeah, I hope somebody does a kind of psychological data collection analysis effort here to try to understand why because it's not obvious to me that in a time of war, if you give guns to the entire populace, anyone who wants a gun, it's not going to especially in a country who has historically suffered from corruption, not result in robberies and assaults and all that kind of stuff. There's a deep lesson there. Now I don't know if you can extend that lesson beyond wartime though. Right, that's the question. What happens after the war? I mean, my inclination would be to say that can work during war, but you have to take the guns back after the war. But they might be very upset when you try to. That's the problem. No, that's precisely the problem. That that's actually part of the story here. I mean, what happens after the Civil War after Apimatics in 1865 is that many southern soldiers go home with their guns, and they misuse their weapons to quite frankly shoot and intimidate former slaves who are now citizens. And this is a big problem. I talk about this in the book in Memphis in 1866. It is former Confederate soldiers and police officers and judges who are responsible for hundreds of rapes within a two day period and destroying an entire community of African Americans and they're able to do that because they brought their guns home. But underneath, underneath the issue of guns, there is just the fundamental issue of hatred and inability to see other humans in this in this world as having equal value as another human being. What was the election of 1860 like that brought Lincoln to power? So the election of 1860 was a very divisive election. We have divisive contested elections from 1860 really until 1896. The 1860 election is the first election where a Republican is elected president that is Lincoln, but he's elected president with less than 40 of the vote because you have two sets of Democrats running. Democrats who are out to defend the Confederacy and everything, and then Democrats who want a compromise but still keep saving slavery. Most famous Stephen Douglas who argues for basically allowing each state to make its own decisions, popular sovereignty as he called it, and then you still have traditional Whigs who are running that was the party that preceded the Republican Party. So you have four candidates, Lincoln wins a plurality. Lincoln is elected largely because the states that are anti slavery or anti expansion of slavery are not a majority, but there are plurality and the other states have basically factionalized and so they're unable to have a united front against him. Was the main topic at hand slavery? Think the main topic at hand at that time was the expansion of slavery into new territories. Into new territory, right? It was not whether to abolish slavery or not. Lincoln is very careful and his correspondence is clear. He wants no one on his side during the election to say that he's arguing for abolitionism, even though he personally supported that. What he wants to say is the Republican Party is for no new slave territories. Did he make it clear that he was for abolition? No, he was intentionally unclear about that. Do you think he was throughout his life? Was there a deep because that takes quite a vision? Like you look at society today, and you it takes quite a man to see that there's something deeply broken where a lot of people take for granted. I mean, into modern day you could see factory farming. That's one of those things that in 100 years we might see as like the torture, the mass torture of animals could be could be seen as evil, but just to look around and wake up to that, especially in a leadership position. Yeah, was he able to see that? In some ways, yes, in some ways no. I mean, the premise of your question is really important that to us it's obvious that slavery is is a horror, but to those who had grown up with it, who had grown up seeing that, it was hard to imagine a different world. So you're right, Lincoln's imagination like everyone else's was limited by his time. I don't think Lincoln imagined a world of equality between the races, but he had come to see that slavery was horrible. And historians have differed in in how he came to this. Part of it is that he had a father who treated him like a slave, and you can see in his early correspondence how much he hates that his father who was a struggling farmer was basically trying to control Lincoln's life, and he came to understand personally, I think, how horrible it is to have someone else tell you what you should do with your labor, not giving you your own your own choices. But Lincoln was also a pragmatist. This is what made him a great politician. He wanted to work through institutions, not to burn them down. And he famously said that if he could preserve the Union and stop the spread of slavery by allowing slavery to stay in the South, he would. If he could do it by eliminating slavery in the South, he would. If he could do it by buying the slaves and sending them somewhere else, he would. His main goal, what he ran on, was that the new territories west of Illinois, that they would be areas for free poor white men like him, not slavery. What do you learn about human nature if we step back and look at the big picture of it? That slavery has been a part of human civilization for thousands of years. That this American slavery is not a new phenomenon. I think history teaches us a very pessimistic and a very optimistic lesson. The pessimistic lesson is that human beings are capable of doing enormous harm and brutality to their fellow man and woman, and we see that with genocide in our world today. That human beings are capable with the right stimuli, the right incentives, of of of enslaving others. I mean, genocide is in the same category, right? The optimistic side is that human beings are also capable with proper leadership and governance of resisting those urges, of putting those energies into productive uses for other people. But I don't think that comes naturally. I think that's where leadership and institutions matter. But leadership and institutions can tame us. We can tame, we can civilize ourselves. You know, for a long time we stopped using that verb to civilize. I believe in civilization. I believe there's a civilizing role. Lincoln spoke of that, right? So did Franklin Roosevelt. The civilizing role that government plays, education is only a part of that. It's creating laws, minimal laws, but laws nonetheless that incentivize and penalize us for going to the dark side. But if we allow that to happen or we have leaders who encourage us to go to the dark side, we can very quickly go down a a deep dark tunnel. See, I believe that most people want to do good, and the power of institutions if done well, they encourage and protect you if you want to do good. So if you're just in the jungle, the so from a game theoretic perspective, you get punished for for doing good. So being extremely self centered and greedy and even violent and manipulative can have from a game theory perspective benefits, but I don't think that's what most humans want. Institutions allow you to do what you actually want, which is to do good for the world, do good for others, and actually in so doing, do good for yourself. Institutions protect that natural human instinct. I think, and what you just articulated, which I think the historical record is very strong on, is the classic liberal position. That's what liberalism means in a 19th century sense, right? That you believe in civilizing human beings through institutions that begins

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