特別節目·中文精讀

斯蒂芬·科特金:斯大林、普京與權力的本質

Stephen Kotkin: Stalin, Putin, and the Nature of Power

歷史學家剖析斯大林與普京的統治邏輯,探討權力如何在制度結構與個人意志之間運轉。

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1922 年春天,列寧在布林什維克黨內新設了一個職位:總書記。這個職位的本意,是給自己找一個處理日常事務的助手,管人事、協調各地組織、把瑣碎的活兒扛下來。

列寧選了斯大林。

不到六週,列寧中風。1924 年 1 月,第四次中風帶走了他。斯大林手上那個"助手"的位子,慢慢變成了整個國家機器的中樞。

普林斯頓大學歷史學家斯蒂芬·科特金(Stephen Kotkin)用這個細節作為他斯大林傳記第二卷的核心線索之一。他正在寫第三卷。在那之前,他先和 Lex Fridman 聊了兩個多小時,從斯大林怎麼拿到權力,一路聊到普京什麼時候會走、俄羅斯需要什麼樣的制度、以及為什麼馬克思的設想在每一個地方實踐都變成了短缺和暴政。

渴望權力的人,遠比你想的少

Fridman 的第一個問題很直接:是不是所有人類都渴望權力?

科特金的回答把這個前提拆掉了。他說人真正渴望的是安全感、愛、冒險,權力排在後面。而且渴望權力的程度差別極大。

有些人從小就想要領導位置,在操場上、在自己家裡、在同齡人中間。這類人後來確實容易進入權力位置,但權力位置本身五花八門。董事會里的席位是權力,諮詢委員會里的席位是權力,三權分立下的一個部長位置也是權力。

真正渴望那種沒有任何約束、能決定他人生死的權力的,是極少數。

這些人不是你日常生活中會遇到的人。他們是極特殊的人。他們中的大多數連實現這個夢想的機會都沒有,極少數人才真的得到了這個機會。(科特金)

華盛頓被拿來做例子。他完全有條件行使遠大於實際的權力,但他沒有。他更在意讓國家長出強健的制度,而不是讓像他這樣的個人擁有過量的權力。這並不意味著華盛頓沒有野心,他在當總統之前已經是一位成功的將軍。

野心和專制權力是兩件事。MIT 的校長有野心,但他必須和校董會、教職員、學生群體協商,這些約束讓機構更強、決策更好。這不等於校長沒有野心。

為什麼不受約束的權力會讓人變蠢

那句老話"絕對的權力導致絕對的腐敗",科特金從另一個角度解釋了它。

當一個人做決定時不需要說服任何人、不需要爭取投票、不需要應對任何人否決他的可能,他就更容易犯錯,更容易走向極端。原因很樸素:沒有人替他糾錯。

美國的制度設計裡,國會掌握"錢袋子",總統沒有。這在實踐中製造了大量僵局,人們抱怨國會什麼都不幹,抱怨政治癱瘓。科特金說,那恰恰是這套系統的強項。

我們的制度是被設計成阻止政府隨便做事的。人們對此感到沮喪。但從根本上說,這正是我們制度的強大之處。(科特金)

不受約束的行政權力能帶來驚人的動能,很多事情能飛快辦成。毛時代的中國、斯大林時代的蘇聯、Papa Doc 和 Baby Doc 治下的海地、以及某些不受股東和董事會約束的企業領袖,短期看都像是天才,後來都出了問題。

Fridman 追問:那俄羅斯人呢?是不是有一種對威權領袖的心理傾向?

科特金把這個問題拆成兩半。第一半,美國也有這樣的人,數量不少,只是還不是多數、甚至不是相對多數。這種情緒往往來自挫敗感:事情辦不成、某個政治事態必須被迅速糾正。這種衝動事後會讓人後悔。

第二半,他不同意"俄羅斯文化天然嚮往威權"這個解釋。他傾向於認為,這更多跟後蘇聯轉型的功能性失敗有關。俄羅斯人試過一套帶約束的行政權力,那套東西沒有按想象運作,於是有人開始覺得,也許不受約束的權力能解決問題。

俄羅斯人今天能看到別的國家的制度怎麼運作,能看到那些地方的生活不一定更差,可能還更好。但挫敗感和急躁情緒確實會強化對"鐵腕"的渴望。

"唯一的爸爸":支援率是怎麼構成的

普京的支援率從哪來?

科特金的回答用了一個私人化的類比。他問自己的孩子:我是個好爸爸嗎?孩子沒有別的爸爸可以對比,他是唯一的選項。如果不選他,他還是爸爸。

今天的普京是俄羅斯人民唯一的爸爸。如果我的孩子能接觸到替代的爸爸,那些爸爸可能比我更有愛、更慷慨、更有趣、更富有。他們至少能做出選擇,而我就得在那個競爭格局裡重新贏得他們的青睞。(科特金)

這個類比撐起了他後面所有的分析。普京的受歡迎程度,一部分來自他確實讀懂了轉型失敗者的心理,一部分來自替代選項的缺失。

他沒有否認普京本人的能力。普京剛上臺時在公開場合相當笨拙,沒有今天這套政治直覺,也不會打傳統價值觀和東正教會這些牌。他是在位子上長出來的。

更精妙的是他的政治佈局。普京自己面向轉型中的失敗者:養老金被通脹吞掉的人、工資停滯的人、被拋棄的地區。同時他用梅德韋傑夫(Medvedev)面向另一群人:大城市裡成功的、懂技術的、有創業精神的新一代。梅德韋傑夫當過幾年總統,因為憲法限制普京不能連任三屆,這就是俄羅斯人所說的國際象棋裡的"王車易位"。

這套組合拳一度非常成功,把社會里一條很深的裂縫兩邊都罩住了。

易位結束後,梅德韋傑夫的光環消退,城市裡爆發了大規模抗議,不只是首都。普京需要新的支撐點,於是有了克里米亞。那次吞併給他帶來了顯著的支援率拉昇。科特金說,這個趨勢現在又轉向下了,雖然相對其他世界領導人仍然算高。

真正有意思的是另一面:普京在國家行政系統內部其實不受歡迎。

各級官僚資訊靈通,他們清楚國家在衰退:人力資本在流失,基礎設施在退化,經濟沒有真正增長,也沒有真正多元化,俄羅斯沒有在為未來投資。同時他們看著普京的小圈子把眼前能拿的一切都拿走。

這些官員暫時沒法公開反對,因為他們有家庭、有職業、有要上學的孩子、要找工作的孩子。科特金在這裡用了一個很剋制的說法:這可以叫怯懦,也可以叫現實主義。當家人的前途擺在桌上時,一個人能有多勇敢,他說不好。

但這種不滿一旦有了出口,局面可能變得很快。而這個出口,可能來自體制內部。

那十年 7% 的增長,該記在誰賬上

普京前兩個任期,俄羅斯經濟年均增長約 7%,持續了整整十年。這確實是實打實的成績。

常見的反駁是:那只是油價。科特金的演算法把這個說法推翻了。第一個任期平均油價 35 美元一桶,第二個任期平均 70 美元,十年下來平均在 50 美元左右。這個價格不算低,但也不是暴利。真正拉開差距的對照在後面:當油價超過 100 美元一桶時,俄羅斯反而停滯了。

所以油價解釋不了那十年。

他的解釋有三層。

第一層是政策。普京確實推出了一批重要的自由化措施:降稅、允許土地買賣、在很多經濟領域放松管制。這催生了一波創業潮,中小企業起來了。

第二層是 1998 年盧布崩盤。本幣暴跌讓俄羅斯產品在國外變得便宜,讓進口變得昂貴,客觀上扶了本國製造業一把。

第三層最容易被忽略:中國。中國的超高速增長製造了對幾乎一切蘇聯時代能生產的東西的飢渴需求,化肥、化工、金屬、鋼鐵、水泥。蘇聯工業在 1990 年代跌得比美國大蕭條還慘,2000 年代大量產能重新點火。中俄貿易不是直接的,這是透過抬升全球大宗商品價格的間接效應。

科特金在這裡強調了一個容易被跳過的點:這種復甦只能做一次。把蘇聯時代的工業從死亡裡拉回來,這個動作一輩子只能做一次,而它正好發生在普京的前兩個任期。

結果落到普通人身上,實際可支配收入的增速超過 GDP,有些年份達到 10%。俄羅斯人感受到了這波繁榮,並且心存感激,這是應當的。

但科特金馬上補了一句:這不代表它是可持續的。

走掉的是最不該走的那批人

1991 年以來,有 500 萬到 1000 萬人離開俄羅斯,徹底搬出了前蘇聯空間。

走掉的是哪一批人,這比走了多少人更值得看。不是窮人,不是沒受過教育的人,不是轉型中的失敗者。走的是人口中更有活力的那部分:受教育程度更高、更有創業精神、更有能力的那批。

科特金指著自己和 Fridman 說,就坐在 MIT 這裡,就有夠格來 MIT 的俄羅斯人,其中一位就是 Fridman 本人。

從政權角度看,這件事有另一面:不喜歡你的人走了,就不會留下來抱怨、抗議、投反對票。反對力量隨著人口外流而下降。科特金說,這對政權本身未必是壞事,但對國家的愛國者來說,這是巨大的損失。人力資本大量失血本身就是一種傷害,而且過去七八年還在加速。

總書記這個職位,本來是給列寧自己找的助手

訪談的後半段轉向斯大林。這是科特金真正的主場。

他先講了一個前提:斯大林也是環境的產物,個人驅動力很強,但不是全部。

一戰打垮了沙皇政權,而斯大林在整場戰爭裡完全沒有參與。1917 年 2 月沙皇倒臺之前,他一直在西伯利亞流放,只有政權垮臺他才能離開。他被短暫徵召過,又因為身體殘疾被刷了下來。他沒打過一天仗。與此同時,農民自己開始奪地,事實上而不是法律上摧毀了大部分地主階級。這些巨大的程序在他身邊發生,他不是驅動者。

然後是最不可能發生的事:圍繞列寧的一小群人宣佈自己奪取了政權。

到這裡,1917 年 10 月接替沙皇的臨時政府已經失敗了,其實沒多少權力可奪。列寧做的是在左翼內部搞政變。當時遍佈全國的蘇維埃(Soviets)極受歡迎,是激進的基層民主,不屬於任何一派,但總體偏社會主義、偏左。1917 年 12 月,俄國在戰爭期間舉行了一次大體自由公正的選舉,四分之三以上的國家投給了某種形式的社會主義政黨。

所以那場爭奪的真正焦點是:誰來定義社會主義,誰有資格參與定義。

列寧的集團對左翼的其餘部分發動了政變,而不是對已經失敗的臨時政府。他在蘇維埃的名義下奪權。(科特金)

十月革命這個叫法,科特金說,很多歷史學家和他一樣,認為它其實是十月政變,革命發生在奪權之後。

歷史上很多次左翼奪權都失敗了,被軍隊清掉,被反革命力量清掉。列寧這一次成功了。它不只是奪權,它守住了權力,贏了內戰。到 1921 年,它已經在國家心臟地帶紮下根。

列寧需要有人用最瑣碎的方式打理這個新政權。1922 年春天,他專門為斯大林創造了一個此前不存在的職位:共產黨總書記,一個日常政治管理者,一個左右手。列寧不是要找接班人,他是要給自己找個幫手,把這個幫手制度化。

不到六週,列寧中風,很嚴重的一次。1924 年 1 月第四次中風去世之前,他再也沒能完整地回到權力執行中。

於是一個為列寧服務的職位,交到了一個服務物件已經不在的人手上。斯大林用這個位置,在布林什維克專政內部建起了個人獨裁。

中風不是歷史結構

Fridman 問了一個略帶陰謀論色彩的問題:這一切是不是太巧了?

科特金的回答是歷史方法論層面的。他說歷史充滿偶然,但事情發生之後,所有人都覺得它必然如此。希特勒 1933 年被任命為德國總理之後,整個德國史都被扭成通向納粹掌權的故事,那些沒通向這個結果的趨勢就不再被檢視。

但希特勒當上總理不是必然的。他是被傳統保守派請上來的,納粹黨在他掌權之前從未在自由公正的選舉中 outright 贏過,而且在他即將被任命的前一次選舉中,納粹得票還下降了。

列寧的病也一樣。如果列寧身體更健康,斯大林可能永遠不會成為我們認識的那個斯大林。這不等於說歷史全是意外,只是說結構因素和偶然因素必須放在一起看。

那列寧為什麼選斯大林?因為總書記是個組織性職位,而斯大林是極高效的組織者。他能辦事,不管任務多難。他不會抱怨活兒太累,不會跑去玩女人喝酒、把職責晾在一邊。列寧是在若干選項裡挑了當時看更好的那個,他不知道六週後自己會中風。

至於斯大林後來能坐穩並且把蘇聯建成超級大國,科特金說這不可能只是意外。你可以靠某個人的朋友、親戚身份拿到位置,但拿不住。意外把你送上去,意外也會把你拿下來。

一旦一個人因為偶然原因上臺,除非他有能力駕馭,否則他留不住。斯大林有手腕,冷酷,是個工作狂,極其勤奮,記憶力驚人,能記住人的名字、面孔、事件。這些在他搭建那臺後來成為蘇聯國家的機器時,全是優勢。(科特金)

他是個真信徒,這一點不能跳過

Fridman 提出一個容易被簡化的問題:斯大林是不是隻是一個靠操縱上位的惡人?

科特金明確否定了這個簡化。斯大林是真正的信徒,這一點非常重要。他同樣渴望權力,渴望個人權力,但不只是為了權力。

他身上有兩種東西疊在一起。一層是共產主義者,他真心想在現實中實現共產主義。另一層是俄羅斯國家主義者,而且是帝國意義上的傳統國家主義者。

這兩重身份各自為他贏得了不同的追隨者。共產黨的硬核信眾因為他是真正的共產主義者而跟隨他,俄羅斯愛國者因為他是俄羅斯國家利益的強硬捍衛者而跟隨他。這兩個群體有時候重合,有時候完全不重合,但都對他在這些目標上的投入和能力心存敬佩。

科特金提醒不要走過頭,不要以為斯大林身邊的每個人都是共產主義信徒或俄羅斯愛國者。但這兩股吸引力確實廣泛而強大。

同時,斯大林用盡了一切手段:操縱、暴力、撒謊、兩面三刀、誹謗他人、破壞潛在對手。他在自己心裡和對外都把這一切正當化為通向共產主義和俄羅斯榮耀的必要手段。他把個人權力等同於共產主義,等同於俄羅斯在世界上的地位。

扔核彈,但想減少平民傷亡

為什麼那個年代那麼多人信共產主義?科特金把語境擺出來。

大蕭條對資本主義體系是一次重擊,大規模失業、普遍困苦。法西斯主義、納粹主義、帝國日本同時崛起。即便是民主法治的資本主義國家,也統治著沒有民主、沒有法治的殖民地。兩次大戰之間,資本主義的形象和現實與後來完全不同。

在這個背景下,共產主義對一些人有吸引力。蘇聯內部如此,蘇聯外部也如此,因為資本主義讓很多人失望。

科特金緊接著給結論:共產主義的結局要糟糕得多,受害者多得多,這個體系最終自我崩塌。但它試圖回應的問題是真實存在的,它沒有解決那些問題,可它也不是憑空出現的。

他接下來給了一個類比。

馬克思的圖式是這樣的:資本主義曾經帶來巨大進步,比封建主義創造了更多財富和機會,但後來它只服務於資產階級的狹隘利益。所以為了全人類,普遍階級即工人階級必須推翻資本主義,讓更高的生產力和財富為所有人服務。

這意味著消滅市場、消滅私有財產、消滅所謂資產階級議會。馬克思同時承諾,消滅這些之後,除了更大的豐裕,還會帶來更大的自由。

每一個地方試過之後,產生的都是暴政、大規模暴力、死亡和短缺。歷史上沒有例外。(科特金)

科特金說,這就像宣佈要扔一顆核彈,同時宣告要儘量減少平民傷亡。核彈扔下去了,平民大規模死亡,然後你一直說,可我說過要減少平民傷亡啊。

這就是歷史和哲學的區別。

那些想明白這件事的社會主義者,後來成了社會民主黨人。他們不消滅市場,而是用國家監管市場。不摧毀私有財產,而是用國家重新分配收入。在馬克思主義的圖式裡這是叛教,因為他們原則上接受了資本主義,只是想修補它、改善它、監管它。列寧主義者給他們起的名字是"修正主義者"。

這場左翼內部的裂痕幾乎從一開始就存在,科特金稱之為左翼的內戰:要消滅資本主義的列寧主義者,對接受資本主義但要監管和再分配的社會民主黨人。

今天的爭論裡還能看到同樣的混淆。一方引用馬克思說資本主義是死路,必須消滅它才能到達更好的世界;另一方承認有不平等、有機會不平等、有很多問題需要處理,但可以透過監管和再分配來解決。

科特金特意宣告他不站政治立場。他只是在描述一個混淆:歷史上已經把兩種路徑的結果都演示過了。

美國革命給的是另一個模板

科特金把美國革命拿出來做對照。它跟階級無關,跟工人無關,跟所謂普遍階級無關,跟消滅資本主義和市場也無關。它圍繞的是"公民"這個範疇。

理論上每個人都可以成為公民。實踐上它遠沒做到:沒有財產的男性不是完整公民,女性不論有沒有財產都不是,從非洲被強制販運來的人是奴隸不是公民。

但這個範疇可以擴充套件。廢奴、女性投票、無財產男性投票,一步一步,公民身份慢慢接近它最初承諾的樣子。科特金講了一個私人細節:他母親在 1970 年代才能不靠父親聯署辦下自己的信用卡。花了很多年,但範疇確實在擴充套件。

另一個遺產是那次訪談開頭討論的分權。制憲者怕暴政,怕不受約束的行政權力,所以建了一套從制度上而不是從環境上約束它的系統。

在這兩樣東西之內,長出了正常政治:左派右派,主張再分配和政府幹預的一邊,主張小政府和少干預的另一邊。科特金說他對這個沒有任何意見,這是給這個國家也給世界的禮物。

問題出在兩端的極端。極左和極右的共同點是都不承認資本主義或民主法治制度的正當性,都想消除對行政權力的約束,都想控制公共領域或削弱媒體獨立,都想取消市場和私有財產。

他順帶談了平等。平等的結果不可實現,而且會產生反噬和意外後果。平等的機會才是健康社會的關鍵,而這是眼下真正塌陷的地方:學校系統沒有為大多數人提供機會平等。

需要一群人,不是一個救世主

Fridman 提到了加里·卡斯帕羅夫(Garry Kasparov),國際象棋世界冠軍,也是普京最直言不諱的批評者之一,把普京視為自由世界的敵人。

科特金的回答沒有否定卡斯帕羅夫個人,但把重點挪開了。

我們不需要個人。有些個人非常了不起,他們有勇氣,他們抗議、批評、組織。我們需要的是制度:一個能運作的杜馬,一個能運作的法院系統,權力分立,中立專業的公務員體系,中立專業的司法體系。你很少能從一個人身上得到這些,不管這個人多出色。(科特金)

他舉了薩哈羅夫(Andrei Sakharov)。在蘇聯體制下造出氫彈的世界級物理學家,後來對自己科學成果被如何使用感到不安,反過來試圖給科學加上文明的、人道的約束。薩哈羅夫後來更接近一位道德和精神領袖,他沒有成為國家領導人,即便成了,也仍然不會帶來司法系統、公務員體系和能運作的議會。

需要的是一個領導者和其他領導者組成的聯盟,是一整群人。這群人之間還必須有一定程度的分權,以至於沒有一個人能摧毀其餘所有人。他們還必須有建立制度的意願,而不是隻關心個人權力。

那麼俄羅斯的出路是什麼?革命?暴力?

科特金的判斷很明確:俄羅斯不是失敗國家,它是一箇中等收入國家,潛力巨大,歷史上多次證明自己能在糟糕處境裡扭轉軌跡。暴力很少是解決方案。它可能打斷一個既有趨勢,但很少產生非暴力、可持續、正面的結果。它會發​​生,但不常發生。

社會動盪也不是通往制度化改善的常規路徑。中東的抗議席捲多地,但沒有自動帶來更好的制度,因為從抗議到建立起強健、穩固的新制度,是一個巨大的跳躍,不是一小步。

他看到的歷史模式是:權力結構內部一群愛國的人,看到國家相對鄰國、相對更富裕更成功的國家在往下走,他們想改變軌跡,以聯盟的方式換掉現政權,形成新的權力分享安排。

這種安排會讓人沮喪,因為什麼都不能立刻辦成。但那正是重點。你不能一夜之間改完一切,不能強推變革,這種約束才可能通向長期的、可持續的成功。俄羅斯需要更強大的制度:法院系統、民主制度、開放而有活力的市場而不是壟斷、以商業計劃而不是政治標準或賄賂來放貸的銀行。

還有一句我覺得值得單獨拎出來:俄羅斯似乎每一次都需要一個奇蹟。問題就在這裡。解決方案是不再需要奇蹟。

如果坐下來,問他一天是怎麼過的

Fridman 提了一個假設性問題:如果可以和普京或斯大林坐下來聊,你會問什麼?

科特金先區分了兩個人,然後談普京。

他想知道普京認為這件事要往哪走。25 年或 50 年後俄羅斯會是什麼樣?長期願景是什麼?當前趨勢會產出一個什麼結果?他是否真的相信俄羅斯在上升軌道上,25 年後仍然是一個擁有強勁經濟、高技術、充沛人力資本、優良基礎設施、很高生活水平和安全的偉大國家?

如果他不這麼認為,這件事困擾他嗎?他在意 25 年、50 年後的未來嗎?

科特金說這是他眼裡的謎。普京很聰明,資訊源極廣,作為世界級領導人積累的經驗已經超過了勃列日涅夫 18 年的執政期。他好奇這個人怎麼看待俄羅斯的長期演變,以及他是否相信自己把國家帶在正確的軌道上。

然後他給了另一組更具體的問題,都是繞著彎問的:你的一天從早到晚是什麼樣的?從哪兒開始?高點在哪,低點在哪?一天裡你最期待哪一段,最不期待哪一段?什麼算好日子,什麼算壞日子?你怎麼知道自己在做的事產生了你想要的效果?你怎麼跟進?怎麼收集資訊和反饋?你怎麼讓人當面對你說那些他們知道你不愛聽的話?

他說,透過這類問題,你能看到一個掌權者的視窗。

談到權力本身,科特金用了一個生理學的類比。你去健身房,內啡肽釋放,哪怕累、哪怕痠痛,那股化學變化會改變你一整天的能量和感受。練久了突然停下來,身體會想念那種釋放。權力對普京這類人就是這樣,對大學校長、國務卿、企業 CEO 也一樣。它變成一種近乎毒品的東西,變成自我感受和幸福感的必需品。

我最敬佩的那些人,是能主動從權力裡走出來的人。能在有機會繼續的時候放手,能放棄那個毒品,能感到滿足,甚至因為走開而變得更強。(科特金)

他也描述了另一種滑坡:你會開始把個人權力和國家福祉混為一談,覺得自己的權力越大,國家就越好。你會逐漸無法想象自己只是一個普通公民,或者一個管著小公司的人,甚至無法想象做一件比管一個國家小得多的事。

對斯大林,科特金說問題太多,不知道從哪兒開始。但核心的好奇是:手裡握著對數億人生死的權力,是什麼感覺?他會不會有時候反過來想,一個人擁有這種權力意味著什麼?這如何影響他和別人的關係、他對自己的感知、他在生活裡看重什麼?他會不會有時候覺得積累這麼多權力是個錯誤,會不會希望自己過一種更簡單的生活?還是說他已經沉醉其中,離了它活不了?

還有一類更具體的問題:某個日期、某個處境,你做了一個決定,本來可以做另一個。你當時在想什麼?能回憶起來嗎?是拍腦袋,還是早有盤算?是即興,還是有策略?你依據什麼?你讀那些書、在上面畫鉛筆線,是因為吸收了教訓,還是隻是確認一下,像條件反射?

科特金說,你越靠近斯大林,他有時候反而越難捉摸。

衝突不會消失,但要防止它變成零和

訪談最後,Fridman 問:世界上會永遠有惡嗎?會永遠有戰爭嗎?

科特金的回答是"不幸的是,會"。利益衝突和目標衝突是持久事實,永遠無法消除。人類的任務是把這些衝突放進一個能被和平解決、不以零和方式解決的框架裡,這就是強健制度的作用。

這個目標在全球尺度上做不到,所以總會有時候升級成暴力。真正要避免的是最強國家之間的衝突。大國衝突糟糕到沒有語言能描述。二戰至少死了 5500 萬人。如果發生第三次世界大戰,美國和中國之間或者別的什麼組合,數字可能是 1.55 億、2.55 億、5.55 億。他說他連想都不願意想。

葉門、敘利亞這些地方的戰爭對當地人來說是巨大災難,規模慘烈,但不是行星級的。避免行星級毀滅,是真正重要的事。而其中一部分工作,是記住歷史。

這期訪談留下的可操作清單

科特金沒有給讀者開藥方,但整場對話裡散落著一些可以直接拿走的判斷。整理成可以對著做的幾件事:

  • 評估一個組織時,先看它有沒有糾錯機制,再看它跑得多快。沒有糾錯機制的高速運轉,錯誤會複利。
  • 看到一個強勢領導人受歡迎,先問替代選項存不存在。受歡迎程度和可選空間是兩件事,混起來會誤判。
  • 看到一個經濟體高速增長,先查三件事:政策變化、匯率或外部衝擊、外部需求。三項疊加的一次性紅利,不要當成可持續的增長率。
  • 看到一個國家或公司人才外流,先看走的是哪一層人。走掉的是受教育程度最高、最有創業精神的那批,留下來的人均素質在下降,這個損失要持續二十年才顯形。
  • 判斷一套權力約束可不可靠,先分清它是制度性的還是環境性的。距離太遠管不過來、一天只有 24 小時、精力有限,這些都是環境約束,技術和意志一變就被突破。只有寫進規則、有人能合法否決的約束才算數。
  • 不要等一個華盛頓式的人物來建立制度。華盛頓只有一個,薩哈羅夫也只有一個,而且他自己都承認,再偉大的個人也變不出法院、公務員系統和能運作的議會。要的是一群人,並且這群人之間還得互相分權,誰都吃不掉誰。
  • 看一個體制會不會變,別看民調支援率,去看中層官僚私下怎麼說話。他們資訊最全,最清楚國家在往哪走,也最清楚自己在拿什麼換安穩。他們的沉默不是認同,是在等一個安全的出口。
  • 警惕任何把個人權力和國家或公司利益說成一回事的人。這個等式一旦在心裡成立,他就再也無法想象自己離開位子之後的樣子,也聽不進任何說他正在損害集體的話。
  • 最後一條,關於計票。斯大林在列寧去世前不久說過一段話,大意是:黨內誰投票、怎麼投票,我認為完全不重要;真正重要的是誰計票、怎麼計票。這句話放到今天任何一個組織裡都成立。誰掌握資料的採集口徑和解釋權,誰就掌握實際權力,表決只是走個形式。所以你要判斷一個組織裡誰說了算,別看他坐在哪張桌子上,去看報表是誰做的。
文稿由本站用語音識別模型(基於官方釋出音訊)機器轉寫,可能有識別錯誤,人名與數字請以音訊為準。
[00:00:00] The following is a conversation with Stephen Kochan, a professor of history at Princeton University and one of the great historians of our time specializing in Russian and Soviet history. He has written many books on Stalin and the Soviet Union, including the first two or three volume work on Stalin. And he's currently working on volume three. You may have noticed that I've been speaking with not just computer scientists, but physicists, engineers, historians, neuroscientists and soon much more to me. [00:00:30] Artificial intelligence is much bigger than deep learning, bigger than computing. It is our civilization's journey into understanding the human mind and creating echoes of it in the machine. To me, that journey must include a deep historical and psychological understanding of power. Technology put some of the greatest power in the history of our civilization into the hands of engineers and computer scientists. This power must not be abused and the best way to understand how such abuse can be avoided to not be blind to the lessons of history. [00:01:06] As Stephen Kotkin brilliantly articulates, Stalin was arguably one of the most powerful humans in history. I read many books on Joseph Stalin, Vladimir Putin and the wars of the 20th century. I hope you understand the value of such knowledge to all of us, especially to engineers and scientists who build the tools of power in the 21st century. This is the artificial intelligence podcast, if you enjoy it, subscribe on YouTube, give it five stars and have a podcast, follow on Spotify, support on Patrón or simply connect with me on Twitter. [00:01:42] Elex Friedman spelled Fridmann. I recently started doing ads at the end of the introduction, I'll do one or two minutes after introducing the episode and never any ads in the middle, they can break the flow of the conversation. I hope that works for you and doesn't hurt the listening experience. This show is presented by Kashyap, the number one finance app in the App Store, I personally use cash out to send money to friends, but you can also use it to buy, sell and deposit Bitcoin. [00:02:11] Just seconds cash. Also has an investing feature. You can buy fractions of a stock, say one dollar's worth no matter what the stock price is. Brokerage services are provided by cash up investing a subsidiary of Square. And remember SIPC. I'm excited to be working with cash out to support one of my favorite organizations called First Best known for their first robotics and Lego competitions. They educate and inspire hundreds of thousands of students in over 110 countries and have a perfect rating. [00:02:42] And Charity Navigator, which means that donated money is used to maximum effectiveness. When you get cash out from the App Store or Google Play and use collects podcasts, you'll get ten dollars in cash. I will also donate ten dollars. The first, which again is an organization that I've personally seen, inspire girls and boys to dream of engineering a better world. And now here's my conversation with Stephen Kotkin. Do all human beings crave power? No human beings crave security. [00:03:34] They crave love. They crave adventure. They crave power, but not equally. Some human beings, nevertheless, do crave power for sure. Where is that deeply in the psychology of people? Is it something you're born with? This is something you develop. [00:03:55] Some people crave a position of leadership or of standing out of being recognized. And that could be starting out in the school years on the schoolyard. It could be within their own family, not just in their peer group. Those kind of people we often see craving leadership positions from a young age often end up in positions of power, but they can be varied positions of power. You can have power in an institution where your power is purposefully limited. For example, there's a board or a consultative body or a separation of powers. [00:04:37] Not everyone craves power whereby they're the sole power or they're they're unconstrained power. That's a little bit less usual. We may think that everybody does, but not everybody does. [00:04:52] Those people who do crave that kind of power unconstrained the ability to decide as much as life or death of other people. Those people are not everyday people. [00:05:06] They're not the people you encounter in your daily life for the most part. Those are extraordinary people. Most of them don't have the opportunity to live that dream. Very few of them, in fact, end up with the opportunity to live that dream. [00:05:22] So percentage wise, in your sense, we think of George Washington, for example, most. [00:05:29] Would most people, given the choice of absolute power over a country versus maybe the capped power that the United States president presidential role, at least at the founding of the country, represented, what do you think most people would choose? [00:05:46] Well, Washington was in a position to exercise far greater power than he did. And in fact, he didn't take that option. He was more interested in seeing institutionalization of seeing the country develop strong institutions rather than an individual leader like himself have excess power. So that's very important. So, like I said, not everyone craves unconstrained power, even if they're very ambitious. And of course, Washington was very ambitious. He was a successful general before he was a president. [00:06:25] So that clearly comes from the influences on your life, where you grow up, how you grow up, how you raised, what kind of values are imparted to you along the way. You can understand power as the ability to share or you can understand or the ability to advance something for the collective in a collective process, not an individual process. So power comes in many different varieties, and ambition doesn't always equate to despotic power. [00:06:59] Despotic power is something different from ordinary institutional power that we see. The president of enmity does not have unconstrained power. The president of Amity rightly must consult with other members of the administration, with the faculty members to a certain extent, with the student body and certainly with the trustees of MIT. Those constraints are make the institution strong and enduring and make the decisions better than they would be if he had unconstrained power. But you can't say that the president is not ambitious. [00:07:40] Of course the president is ambitious. [00:07:43] We worry about unconstrained power. We worry about executive authority. That's not limited. That's the definition of authoritarianism or tyranny, unlimited or fairly limited executive authority. The executive authority is necessary to carry out many functions. We all understand that. That's why a committee has an executive has a president. [00:08:08] But unlimited or largely unconstrained executive power is detrimental to even the person who exercises that power. So what do you think? It's an interesting notion. We kind of take it for granted. The constraints on executive power is a good thing. But why is that necessarily true? So what is it about absolute? Power that does something bad to the human mind. So, you know, the popular saying of absolute power corrupts absolutely. [00:08:44] Is that the case, that the power in itself is the thing that corrupts the mind is some kind of way where it leads to a bad leadership over time, people make more mistakes when they're not challenged, when they don't have to explain things and get others to vote and go along with it when they can make a decision without anybody being able to block their decision or to have input necessarily on their decision. You're more prone to mistakes. You're more prone to extremism. [00:09:18] There's a temptation there. For example, we have separation of powers in the United States. The Congress has authority that the president doesn't have as, for example, in budgeting the so-called power of the purse. This can be very frustrating. People want to see things happen and they complain that there's a do nothing Congress or that the situation is stalemated. But actually, that's potentially a good thing. In fact, that's how our system was designed. Our system was designed to prevent things happening in government and there's frustration with that. [00:10:00] But ultimately, that's the strength of the institutions we have. [00:10:05] And so when you see unconstrained executive authority, there can be a lot of dynamism. A lot of things can get done quickly. But those things can be like, for example, what happened in China under Mao or what happened in the Soviet Union under Stalin or what happened in Haiti on the Papa Doc and then baby doc or fill in the blank. Right. What happens sometimes in corporations where a corporate leader is not constrained by the shareholders, by the board or by anything, and they can seem to be a genius for a while, but eventually it catches up to them. [00:10:43] And so the idea of constraints on executive power is absolutely fundamental to the American system, American way of thinking, and not only America, obviously large other parts of the world that have a similar system, not an identical system, but a similar system of checks and balances on executive power. And so the case that I study. The only checks and balances on executive power are circumstantial. So, for example, distances in the country, it's hard to do something over 5000 miles or the amount of time in a day. [00:11:23] It's hard for a leader to get to every single thing the leader wants to get to because there are only 24 hours in a day. Those are circumstantial constraints on executive power. They're not institutional constraints on executive power. One of the constraints on executive power the United States has versus Russia may be something you've implied and actually spoke directly to, is there's something in the Russian people and the Soviet people, they're attracted to authoritarian power. [00:11:54] Psychologically speaking, or at least the kind of leaders, is it that sort of authoritarian power throughout its history and that desire for that kind of human is the lack of a constraint in America, it seems, as people with desire. Somebody not like Stalin, somebody more like George Washington. So that's another constraint to the belief that people what what they admire and a leader, what they seek in a leader. So maybe you can speak to. Well, first of all, can you speak briefly to that psychology of. [00:12:32] Is there a difference between the Russian people and the American people in terms of just what we find attractive in a leader? [00:12:40] Not as great a difference as it might seem. There are, unfortunately, many Americans who would be happy with an authoritarian leader in the country is by no means the majority, it's not even a plurality, but nonetheless, it's a real sentiment in the population sometimes because they feel frustrated, because things are not getting done, sometimes because they're against something that's happening in the political realm and they feel it has to be corrected and corrected quickly. It's a kind of impulse. [00:13:16] People can regret the impulse later on of the impulses motivated by reaction to their environment. [00:13:24] In the Russian case, we have also people who crave, sometimes known as a strong hand and iron hand, an authoritarian leader because they want things to be done and be done more quickly that align with their desires. [00:13:40] But I'm not sure it's a majority in the country today, certainly in Stalin's time. And this was a widespread sentiment and people had few alternatives that they understood or could appeal to. Nowadays, in the globalized world, the citizens of Russia can see how other systems have constraints on executive power in the life isn't so bad there. In fact, the life might even be better. So the impatience, the impulsive quality, the frustration does sometimes in people reinforce their craving for the unconstrained executive to, quote, get things done or shake things up or. [00:14:24] Yes, that's true. But in the Russian case, I'm not sure it's cultural today. I think it might be more having to do with the failures, the the functional failures of the kind of political system that they tried to institute after the Soviet collapse. [00:14:43] And so it may be frustration with the version of constraints on executive power they got and how it didn't work the way it was imagined, which has led to a sense in which. Non constrained executive power could fix things, but I'm not sure that that's the majority sentiment in the Russian case, although it's hard to measure, because under authoritarian regimes, public opinion is shaped by the environment in which people live, which is very constrained in terms of public opinion. [00:15:21] But on that point, why, at least from a distance, does there seem to nevertheless be support for the current Russian president, Vladimir Putin? Is that have to do with the fact that measuring getting good metrics and statistics and support is difficult enough authoritarian governments, or is there still something appealing to that kind of power to the people? I think we have to give credit to President Putin for understanding the psychology of the Russians who to whom he appeals. Many of them were the losers in the transition from communism. [00:16:03] They were the ones whose pensions were destroyed by inflation or whose salaries didn't go up or whose regions were abandoned. They were not the winners for the most part. And so I think there's an understanding on his part of their psychology. Putin has grown in the position. He was not a public politician when he first started out. He was quite poor in public settings. He didn't have the kind of political instincts that he has now. He didn't have the appeal to traditional values and the Orthodox Church and some of the other dimensions of his rule today. [00:16:40] So, yes, we have to give some credit to Putin himself for this, in addition to the frustrations in the mass of the people. But let's think about it this way. In addition, without taking away the fact that he's become a better retail politician over time, and that sentiment has shifted because of the disappointments with the transition, with the population. [00:17:08] When I ask my kids. Am I a good dad? My kids don't have any other dad to measure me against. I'm the only dad they know and I'm the only dad they can choose or not choose. They think if they don't choose me, they still get me his dad, right. [00:17:29] So with Putin today, he's the only dad that the Russian people have now, if my kids were introduced to alternative fathers, they might be better than me. [00:17:41] They might be more loving, more giving, funnier, richer, whatever it might be, they might be more appealing. There are some blood ties there for sure. With that I have with my kids, but they would at least be able to choose alternatives and then I would have to win their favor in that constellation of alternatives. [00:18:05] If President Putin were up against real alternatives, if the population had real choice and that choice could express itself and have resources and have media and everything else the way he does, maybe he would be very popular and maybe his popularity would not be as great as it currently is. [00:18:27] So the absence of alternatives is another factor that reinforces his authority and his popularity. Having said that, there are many authoritarian leaders who deny any alternatives to the population and are not very popular. So denial of alternatives doesn't guarantee you the popularity, you still have to figure out the mass psychology and be able to appeal to it. [00:18:55] So with with in the Russian case, the winners. From the transition live primarily in the big cities. And are self-employed or entrepreneurial, even if they're not self-employed, they're they're able to change careers, they have tremendous skills and talent and education and knowledge as well as these entrepreneurial, dynamic personalities. Putin also appealed to them. He did that with Medvedev. And it was a very clever ruse, he himself appealed to the losers from the transition, the small towns, the rural, the people who were not well-off, and he had them for the most part, not all. [00:19:50] We don't want to generalize to say that he had every one of them because those people have views of their own, sometimes in contradiction with the president of Russia. [00:19:59] And then he appealed to the opposite people, the successful urban base through the so-called reformer Medvedev, the new generation, the technically literate prime minister, who for a time was president. And so that worked very successfully for Putin. He was able to bridge a big divide in the society and gain a greater mass support than he would otherwise have had by himself. That Roo's only worked through the time that Medvedev was temporarily president for a few years because of the Constitution, Putin couldn't do three consecutive terms and stepped aside in what they call castling in chess. [00:20:46] This when this was over, Putin had difficulty with his popularity. There were mass protests in the urban areas, precisely that group with a population that he had been able to win, in part because of the Medvedev castling and now had had their delusions exposed and were disillusioned. And there were these mass protests in the urban areas, not just in the capital, by the way. [00:21:15] And Putin had to, as it were, come up with a new way to fix his popularity, which happened to be the annexation of Crimea from which he got a very significant bump. However, the trend is back in the other direction. It's diminishing again, although it's still high relative to other leaders around the world. [00:21:38] So I wouldn't say that he's unpopular with the mass in Russia. He there is some popularity there. There is some success. But I would say it's tough for us to gauge because of the lack of alternatives. [00:21:53] And Putin is unpopular inside the state administration. At every level, the bureaucracy of because people are well informed and they understand that the country is declining, that the human capital is declining, the infrastructure is declining, the economy is not really growing, it's not really diversifying. Russia's not investing in its future. The state officials understand all of that. And then they see that the Putin clique is stealing everything in sight. So between the failure to invest in a future and the corruption of a narrow group around the president, there's disillusionment in the state apparatus because they see this more clearly or more closely than the mass of the population. [00:22:44] They can't necessarily yet oppose this in public because they're people, they have families, they have careers. They have children who want to go to school or want a job. And so there are constraints on their ability to oppose the regime based upon what we might call cowardice or other people might call realism. I don't know how courageous people can be when their family children career are on the line. So it's very interesting dynamic to see the disillusionment inside the government with the president, which is not yet fully public for the most part, what could become public? [00:23:29] And once again, if there's an alternative, if an alternative appears, things could shift quickly and that alternative could come from inside the regime. From inside the regime, but the leadership, the party, the people that are now, as you're saying, opposed to Putin, nevertheless, maybe you can correct me, but it feels like there's a structurally deeply corrupt. [00:23:56] So each of each of the people we're talking about are I don't feel like a George Washington. [00:24:04] Once again, the circumstances don't permit them to act that way necessarily. Right. George Washington did great things, but in certain circumstances, a lot of the state officials in Russia for certain are corrupt. There's no question. Many of them, however, are patriotic and many of them. Feel badly about where the country has been going, they would prefer that the country was less corrupt, they would prefer that there were greater investment in all sorts of areas of Russia. [00:24:41] They might even themselves steal less if they could be guaranteed that everybody else would steal less. There's a deep and abiding patriotism inside Russia. As well as inside the Russian regime. So they understand that Putin in many ways rescued the Russian state from the chaos of the 1990s. They understand that Russia was in very bad shape as an incoherent, failing state almost when Putin took over, and that he did some important things for Russia's stability and consolidation. [00:25:22] There's also some appreciation that Putin stood up to the West and stood up to more powerful countries and regained a sense of pride and maneuverability for Russia in the international system. People appreciate that. And it's real. It's not imagined that Putin accomplished that. The problem is the methods that he accomplished it with. He used the kind of methods, that is to say, taking other people's property, putting other people in jail for political reasons. He used the kind of methods that are not conducive to long term growth and stability. [00:26:02] So he fixed the problem, but he fixed the problem and then created even bigger long term problems potentially. [00:26:10] And moreover, all authoritarian regimes that use those methods are tempted to keep using them and using them and using them until they're the only ones who are the beneficiaries. And the group narrows and narrows. The elite gets smaller and narrower. The interest groups get excluded from power and their ability to continue enjoying the fruits of the system. And the resentment grows. And so that's the situation we have in Russia is a place that is stuck. It was to a certain extent rescued. [00:26:48] It was rescued with methods that were not conducive to long term success and stability. The rescue referring to is the sort of the economic growth when Putin first took office. They had 10 years. [00:27:01] They had a full decade of an average of seven percent growth a year, which was phenomenal and is not attributable predominantly to oil prices during President Putin's first term as president. The average price of oil was thirty five dollars a barrel during his second term as president. The average price was seventy dollars a barrel. So during those two terms, when Russia was growing at about seven percent a year, oil prices were averaging somewhere around fifty dollars a barrel, which is fine, but is not the reason, because later on, when oil prices were over a hundred dollars a barrel, Russia stagnated. [00:27:47] So the initial growth, do you think Putin deserves some credit for that? [00:27:51] Yes, he does, because he introduced some important liberalizing measures. He lowered taxes. He allowed land to be bought and sold. He deregulated many areas of the economy, and so there was a kind of entrepreneurial burst that were that was partly attributable, partly attributable to government policy during his first term, but also he was consolidating political power. [00:28:21] And as I said, the methods he used overall for the long term were not able to continue sustain that success. In addition, we have to remember that China played a really big role in the success of Russia in the first two terms of Putin's presidency because China's phenomenal growth. Created insatiable demand for just about everything that the Soviet Union used to produce, so fertilizers meant fill in the blank chemicals, metals. China had insatiable demand for everything the Soviet Union once produced. [00:29:07] And so China's global raising of global demand overall. Brought Soviet era industry back from the dead, and so there was something that happened, Soviet era industry fell off a cliff in the 1990s. There was a decline in manufacturing and industrial production greater than in the Great Depression in the US. But a lot of that came back online in the 2000s and that had to do with China's phenomenal growth. The trade between China and Russia was not always direct, so this was an indirect effect. [00:29:47] But raising global prices for the commodities and the products, the kind of lower and lower value products in manufacturing, not high end stuff, but lower and stuff like steel or iron or cement or fertilizer where the value added is not spectacular, but nonetheless, which had been destroyed by the 1990s. And after the Soviet collapse, this was brought back to life. Now, you can do that once you can bring Soviet era industry back to life once. And that happened during Putin's first two terms. [00:30:26] In addition to the liberalizing policies which spurred entrepreneurialism and some small and medium business, the crash of the ruble in nineteen ninety eight, which made Russian products much cheaper abroad and made imports much more expensive, also facilitated the resuscitation, the revival of domestic manufacturing. So all of this came together for that spectacular 10 year, seven percent on average economic growth and moreover, people's wages after inflation, their disposable income grew more even than GDP grew. So disposable income after inflation, that is a real income, was growing greater than seven percent, in some cases 10 percent a year. [00:31:18] So there was a boom and the Russian people felt it. And it happened during Putin's first two terms. And people were grateful, rightly so, for that. And those who don't want to give Putin credit give oil prices all the credit. [00:31:36] But I don't think that oil prices can explain this. Having said that, that doesn't mean that this was sustainable over the long term. [00:31:46] So you've briefly mentioned sort of implying the possibility, you know, Stalin held power for, let's say, 30 years. You briefly mentioned that as a question. Will Putin be able to beat that record to beat that? [00:32:03] So can you talk about your sense of is it possible that Putin holds power for that kind of duration? [00:32:10] Let's hope not. Let's hope not for Russia's sake. The primary victims of President Putin's power are Russians. They're not Ukrainians, although to a certain extent, Ukraine has suffered because of Putin's actions and they're not Americans. [00:32:31] They're Russians. Moreover, Russia has lost a great deal of human talent, yes, millions and millions of people have left Russia since nineteen ninety one. Overall, somewhere between five and 10 million people have left the country and are beyond the borders of the former Soviet Union. [00:32:52] So they left the Soviet space entirely. [00:32:55] Moreover, the people who left are not the poor people. [00:32:58] They're not the uneducated. They're not the losers. The people who've left are the more dynamic parts of the population, the better educated, the more entrepreneurial. So that human capital loss that Russia has suffered is phenomenal. And in fact, right here where we're sitting at MIT, we have examples of people who are qualified good enough for MIT and have left Russia to come to MIT if you're looking at one of them. And the other aspect just to quickly comment is those same people like me, I'm not. [00:33:36] Welcome back. No, you're not. [00:33:38] Under the current regime, it was a big loss for Russia if you're patriotic, but not from the point of view of the Putin regime. Yeah, that has to do also factors into popularity if the people who don't like you leave. They're not there to complain, to protest, to vote against you, and so your your opposition declines when you let them leave. However, it's very costly in human capital terms, hemorrhaging that much human capital is damaging itself damaging. [00:34:11] And we've seen it accelerate. It was already high, but we've seen it accelerate in the last seven to eight years of President Putin's rule. And those people are not going back of their own volition, but even if they wanted to go back, as you just said, they'd be unwelcome. [00:34:32] That's a big cost to pay for this regime. And so whatever benefits this regime might or might not have given to the country, the disadvantages, the downside, the costs are also really high. So we don't want Putin lasting in power as long as Stalin. It would be better if Russia were able to choose among options to choose a new leader among options. Many people speculate that President Putin will name a successor the way Yeltsin named Putin as his successor force President Boris Yeltsin. [00:35:09] And then Putin will leave the stage and allow the successor to take over. That might seem like a good solution, but once again, we don't need a system where you hang on for as long as possible, then a nominate who's going to take over. We need a system that has the kind of corrective mechanisms that democracies and markets have along with rule of law. A corrective mechanism is really important because all leaders make mistakes. But when you can't correct for the mistakes, then the mistakes get compounded. [00:35:48] Putin could well, he seems to be healthy. He could well last as many years as Stalin. It's hard to predict because events intercedes sometimes and create circumstances that are unforeseen and leaders get overthrown or have a heart attack or whatever. There's a palace insurrection where ambitious leaders on the inside for both personal power and patriotic reasons try to push aside an aging leader. There are many scenarios in which Putin could not last that long. But unfortunately right now you could also imagine potentially him lasting that long, which, as I said, is not an outcome. [00:36:34] If you're patriotic about Russia's not an outcome, you would wish after the country is, I guess, a very difficult question. [00:36:41] But what practically do you feel is a way out of the Putin regime as a way out of the corruption that deeply underlies the the state is if you look from a history perspective, is a revolution required? Is some is violence required? [00:37:04] Is a form of violence within or external to the country? Do you see or is and is a powerful is an inspiring leader enough to step in and bring democracy and kind of the free world to Russia? [00:37:25] So Russia is not a failed country. It's a middle income country with tremendous potential and has proven many times in the past that when it gets in a bad way, it can reverse its trajectory. Moreover, violence is rarely ever a solution. Violence rarely. It may break an existing trend, but it's rare that violence produces a nonviolent, sustainable, positive outcome. It happens, but it doesn't happen frequently. Societal upheaval. A is not a way always to institutionalize a better path forward, because you need institutions, people can protest as they did throughout the Middle East, and the protests didn't necessarily lead to better systems because the step from protests to new, strong, consolidated institutions is a colossal leap, not a small step. [00:38:28] What we need and what we see from history in situations like this. Is a group within the power structures, which is a patriotic that sees things going down, and that is to say, that sees things not being developing relative to neighbors, relative to richer countries, relative to more successful countries. And they want to change the trajectory of Russia and if they can, in a coalition fashion. Unseat the current regime for a new power sharing arrangement, which once again can be frustrating because you can't do changes immediately. [00:39:13] You can't do things overnight. But that's the point. Constraints on your ability to change everything immediately and to force change overnight is what leads to long term success, potentially. That's the sustainability of change. So Russia needs stronger institutions. It needs court system and as well as democratic institutions. It needs functioning open, dynamic markets rather than monopolies. It needs meritocracy and banks to award loans on the basis of business plans, not on the basis of political criteria or corrupt bribery or whatever it might be. [00:39:56] All right. So Russia needs those kind of functioning institutions that take time, are sometimes slow, don't lead to revolutionary transformation, but lead to potentially long term sustainable growth without upheaval, without violence, without getting into a situation where all of a sudden you need a miracle again every time Russia seems to need a miracle. And that's the problem. The solution would be not needing a miracle. Now, having said that, the potential is there. The civilization that we call Russia is amazingly impressive. [00:40:39] It has delivered world class culture, world class science. It's a great power. It's not a great power with a strong base right now, but nonetheless, it is a great power as it acts in the world. So I wouldn't underestimate Russia's abilities here and I wouldn't write off Russia. I don't see it under the current regime, a renewal of the country. But if we can have from within the regime and evolution rather than a revolution in a positive direction and maybe get a George Washington figure who is strong enough to push through institutionalization rather than personalism. [00:41:23] So if I could ask about one particular individual of it would be just interesting to get your comment. But also as a representative of potential leaders, I just on this podcast talk to Garry Kasparov, who I'm not sure if you're familiar with his his ongoings. So besides being a world class chess player, he's also a very outspoken activist, sort of seeing Putin truly seeing Putin as an enemy of the free world, of of democracy, of balanced government in Russia. [00:41:57] What do you think of people like him specifically or just people like him trying as leaders to step in, to run for president to to symbolize a new chapter in Russia's future? [00:42:12] So we don't need individuals, some individuals are very impressive. And they have courage and they protest and they criticize and they organize, we need institutions, we need a Duma or a parliament that functions, we need a court system that functions. That is to say, where there are a separation of powers, impartial, professional civil service. Impartial, professional judiciary. Those are the things Russia needs. It's rare that you get that from an individual, no matter how impressive, right? [00:42:52] We had Andrei Sakharov. Who was an extraordinary individual. Who developed the hydrogen bomb under Soviet regime was a world class physicist. Was then upset about how his scientific knowledge and scientific achievements were being put to use and rebelled to try to put limits, constraints, civilizing humane limits and constraints on some of the implications of his extraordinary science. But Sokoloff, even if he had become the leader of the country, which he did not become, he was more of a moral or spiritual leader. [00:43:37] It still wouldn't have given you a judiciary. It still wouldn't have given you a civil service. It still wouldn't have given you a Duma, a functioning parliament. You need a leader in coalition with other leaders in a bunch of leaders, a whole group, and they have to be divided a little bit so that not one of them can destroy all the others. And they have to be interested in creating institutions, not just. Or not solely or predominantly in their personal power. [00:44:09] And so I have no objection to outstanding individuals and to the work that they do, but I think in institutional terms and they need to think that way, too, in order to be successful. [00:44:22] So if we go back to the echoes of that after the Russian Revolution with Stalin, with Lenin and Stalin, maybe you can correct me, but there was a group of people there. [00:44:35] In that same kind of way, looking to establish institutions that were built in a in a beautifully built around an ideology that they believed is good for the world. [00:44:51] So sort of echoing that idea of what we're talking about, what Russia needs now, can you. [00:44:59] First of all, you've described a fascinating thought, which is startling as having. Amassed arguably more power than any man in history. Interesting things to think about, but can you tell about his journey to getting that power after the Russian Revolution? [00:45:17] How does that perhaps echo to the current discussion about institutions and so on? And just in general, the story I think is fascinating of how one man is able to get more power than any other man in history. It is a great story, not necessarily from a moral point of view, but if you're interested in power for sure, it's an incredible story. So we have to remember that Stalin is also a product of circumstances, not solely his own individual drive, which is very strong. [00:45:53] But for example, World War One breaks the Zionist regime, the czarist order, imperial Russian state. Stalin has no participation whatsoever in World War One. He spends World War One in exile in Siberia until the downfall of the czarist autocracy in February 1917. Stalin is in eastern Siberian exile. He's only able to leave eastern Siberia when that regime falls. [00:46:29] He never fights in the war. He's called up briefly towards the end of the war and is disqualified on physical grounds because of physical deformities from being drafted, the war continues after the Tsar's regime has been toppled in the capital and there's been a revolution. The war continues and that war is very radicalising. The peasants begin to seize the land after Tsar falls. [00:47:02] Essentially destroying much of the gentry class Stalin and has nothing to do with that, the peasants have their own revolution, seizing the land not in law, but in fact, de facto, not just a land ownership. [00:47:16] So there are these really large processes underway that Stalin is alive during, but not a driver of. The most improbable thing happens, which is a very small group of people around the the figure of Vladimir Lenin announces that it has seized power. Now, by this time in October 1917, the government that has replaced the tsar, the so-called provisional government, has failed. And so there's not so much power to seize from the provisional government, what Lenin does is he does a coup on the left, that is to say, Soviets or councils, as we would call them, in English, which represent peoples power or the masses participating in politics, a kind of radical grassroots democracy are extremely popular all over the country and not dominated by any one group, but predominantly socialist or predominantly leftist. [00:48:26] Russia has an election during the war, a free and fair election for the most part. Despite the war at the end of nineteen seventeen in December 1917 and three quarters plus of the country votes socialist in some form or another, so the battle was over the definition of socialism and who had the right to participate in defining socialism, not only what it would be, but who had the right to decide. [00:48:56] So there's a coup by Lenin's group known as the Bolsheviks against all the other socialists. And so Lenin declares a seizure of power whereby the old government has failed people's power. The councils known as the Soviets are going to take their place and Lenin seizes power in the name of the Soviets. So it's a coup against the left, against the rest of the left, not against the provisional government that has replaced the Tsar, which has already failed. [00:49:29] And so Stalin is able to come to power along with Lenin in this crazy seizure of power on the left against the rest of the left in October 1917, which we know is the October revolution. And I call the October coup, as many other historians call the October revolution happened after the seizure of power. [00:49:55] What's interesting about this episode is that the leftists who seized power in the name of the Soviets, in the name of the masses, in the name of people's power, they retain their hold. [00:50:08] Many times in history. There's a seizure of power by the left and they fail. They they collapse. They're cleaned out by an army or what we call forces of order by counterrevolutionary forces. Lenin's revolution, Lenin's coup is successful. It is able to hold power and not just seize power. They win a civil war. [00:50:31] And they're entrenched in the heart of the country already by nineteen twenty one, Stalin is part of that group. Lenin needs somebody to run. [00:50:43] This new regime in the kind of nitty gritty way Lennon is the leader, the undisputed leader in the Bolshevik Party, which changes their name to communists in 1918, he makes Stalin the general secretary of the Communist Party. He creates a new position which hadn't existed before, a kind of day to day political manager, a right hand man, not because Lennon is looking to replace himself, he's looking to institutionalize a helpmate, a right hand man. He does this in the spring of nineteen twenty two. [00:51:24] Stalin is named to this position, which Lenin has created expressly for Stalin. So there's been a coup on the left. Whereby the Bolsheviks will become communists have seized power against the rest of the socialists and anarchists and the entire left, and then there's an institutionalization of a position known as general secretary of the Communist Party, right hand man of one less than six weeks after Lenin has created this position and installed Stalin. Lenin has a stroke. And a major stroke. [00:52:02] And never really returns as a full actor to power before he dies of a fourth stroke in January nineteen twenty four. So a position is created for Stollen to run things on Lennon's behalf. And then Lennon has a stroke. And so Stollen now has this new position, general secretary, but he's the right hand of a person who's no longer exercising day to day control over affairs, Stalin then uses this new position to create a personal dictatorship inside the Bolshevik dictatorship, which is the remarkable story I tried to tell. [00:52:42] So is there anything nefarious about any of what you just described? Just seems conveniently that the positions created just for Stalin, there was a few other brilliant people, arguably more brilliant, and Stalin in the vicinity of Lenin while with Stalin chosen. Why did Lenin and all of a sudden fall ill? [00:53:07] As perhaps a conspiratorial question, but is there anything nefarious about any of this historical trajectory to power that Stalin took in creating the personal dictatorship? [00:53:19] So history is full of contingency and surprise after something happens. We all think it's inevitable. It had to happen that way. Everything was leading up to it. So Hitler seizes power in Germany in 1933. And the Nazi regime gets institutionalized by several of his moves after being named chancellor. And so all German history becomes a story of the Nazi rise to power, Hitler's rise to power. [00:53:52] Every trend tendency is bent into that outcome. Things which don't seem related to that outcome all of a sudden get bent in that direction. And all the trends that were going on are no longer examined because they didn't lead to that outcome. [00:54:10] But Hitler's becoming chancellor of Germany in nineteen thirty three was not inevitable. It was contingent. He was offered the position by the traditional conservatives. He's part of the radical right in the traditional right, named him Chancellor. The Nazi party never outright won an election that was free and fair before Hitler came to power, and in fact, its votes on the eve of Hitler becoming chancellor declined relative to the previous election. [00:54:41] So there's contingency in history. And so Lennon's illness, his stroke. The neurological and blood problems that he had were not a structure in history. In other words, if Lennon had been a healthier figure, Stalin might never have become the Stalin that we know. That's not to say that all history is accidental, just that we need to relate to structural the larger structural factors, to the contingent factors. Why did Lenin pick Stalin? Stalin was a very effective organizer and the position was an organizational position. [00:55:23] Stalin could get things done. He would carry out assignments no matter how difficult. He wouldn't complain that it was hard work or too much work. He wouldn't go off womanizing and drinking and ignore his responsibilities, Lenin chose Stalin, among other options, because he thought Stalin was the better option. Once again, he wasn't choosing his successor because he didn't know he was going to have this stroke. Lenin had some serious illnesses. What he had never had a major stroke before, so the choice was made based upon Stalin's organizational skills and promise. [00:56:06] Against the others who were in the regime, now they can see more brilliant than Stalin, but he was more effective and I'm not sure they were very brilliant. Well, he was exceptionally competent, actually, at the tasks for running a government of the executive branch. Right. Of of a dictator. Yes. [00:56:24] He turned out to be very adept at being a dictator. Yes. And so if he had been chosen by Lenin and had not been very good. He would have been pushed aside by others. Yeah, you can get a position by accident. You can be named because you're someone's friend or someone's relative, but to hold that position, to hold that position in difficult circumstances and then to build effectively a superpower on all that bloodshed, you have to be skilled in some way. [00:57:00] It can't be just the accident that brings you to power, because if accident brings you to power, it won't last. Just like we discovered with Putin, he had some qualities that we didn't foresee at the beginning. [00:57:15] And he's been able to hold power, not just be named until now. Putin and Stalin are very different people. These are very different regimes. I wouldn't put them in the same sentence. My point is not that one resembles the other. My point is that when people come to power for contingent reasons, they don't stay in power unless they're able to manage it. And Stalin was able to build a personal dictatorship inside that dictatorship. He was cunning. He was ruthless, and he was a workaholic. [00:57:50] He was very diligent. He had a phenomenal memory. And so he could remember people's names and faces and events. And this was very advantageous for him as he built the machine that became the Soviet state and bureaucracy. [00:58:06] One of the things maybe you can correct me if I'm wrong, you've made me realize this wasn't some kind of manipulative personality trying to gain more power solely by kind of an evil picture of a person. [00:58:22] But he truly believed in communism. The you know, as far as I can understand, again, you can correct me if I'm wrong, but he wanted to build a better world by building by having infusing communism into into into the country and perhaps into the whole world. [00:58:42] So maybe my question is, what role does communism as an idea, as an ideology play in all of this, in his rise to power, in the people of the time, in the Russian people? Actually, just the whole 20th century. You're right. Stalin was a true believer and this is very important. He was also hungry for power and for personal power. But just as you said, not for power sake, not only for power. He was interested in enacting communism in reality and also in building a powerful state. [00:59:21] He was a statist, a traditional Russian statist in the imperial sense, and this won him a lot of followers. The fact that they knew he was a hard core, true believing communists won him a lot of followers among the communists. And the fact that he was a hard core defender of Russian state interests now in the Soviet guise also won him a lot of followers. Sometimes those groups overlapped the communists and the Russian patriots, and sometimes they were completely different groups. [00:59:56] But both of them shared an admiration for Stalin's dedication to those goals and his abilities to enact them. And so it's very important to understand that however thirsty he was for power and he was very thirsty for power, that he was also driven by ideals. Now, I don't necessarily think that everyone around Stalin shared those ideals. We have to be careful not to make everybody into a communist true believer, not to make everybody into a great statist Russian patriot. [01:00:37] But they were widespread and powerful attractions for a lot of people. And so Stalin's ability to communicate to people, those that he was dedicated to those pursuits and his ability to drive towards them were part of his appeal. However, he also resorted to manipulation. He also resorted to violence. He lied. He spoke out on all sides of his mouth. He slandered other people. He sabotaged potential rivals. He used every underhanded method and then some in order to build his personal dictatorship. [01:01:20] Now, he justified this, as you said, by appeals to communism and to Soviet to himself as well, to to himself and to others. And so he justified it in his own mind and to others. [01:01:32] But certainly any means right. Where were acceptable to him to achieve these ends. And he identified his personal power with communism and with Russian glory in the world. So he felt that he was the only one who could be trusted, who could be relied upon to build these things. Now, we put ourselves back in that time period. The Great Depression was a very difficult time for the capitalist system. There was mass unemployment, a lot of hardship, fascism, Nazism, Japan, Imperial Japan. [01:02:15] There were a lot of associations that were negative with the kind of capitalist system that was not one hundred percent, not a monolith, but had a lot of authoritarian incarnations. There was imperialism colonies that even the democratic rule of law capitalist states had non-democratic non rule of law colonies under their rule. So the image and reality of capitalism during that time period between World War One and World War Two was very different from how it would become later. And so in that time period, in that interwar conjuncture, after World War One, before World War Two, Communism held some appeal. [01:03:06] Inside the Soviet Union, for sure, but even outside the Soviet Union, because the image and reality of capitalism disappointed many people. Now, in the end, communism was significantly worse, many more victims. And the system, of course, would eventually implode. But nonetheless, there were real problems that communism tried to address. It didn't solve those problems. It was not a solution, but it didn't come out of nowhere. It came out of the context of that in war period. [01:03:37] And so Stalin's rule, some people saw it as potentially a better option than imperialism, fascism and Great Depression. Having said that, they were wrong. It turned out that Stalin wasn't a better alternative to markets and private property and rule of law and democracy. [01:04:00] However, that didn't become clear to people until after World War Two. After Nazism had been defeated, imperial Japan have been defeated, a fascist Italy had been defeated and decolonization had happened around the world. And there was a middle class economic boom in the period from the late 40s through the 70s that create a kind of mass middle class in many societies. So capitalism rose from the ashes, as it were, and this changed the game for Stalin and communism. [01:04:37] Communism is about an alternative to capitalism. And if that alternative is not superior, there's no reason for communism to exist. But if capitalism is in foul odor, if people have a bad opinion, a strong critique of capitalism that can be appealed to alternatives, and that's kind of what happened with Stalin's rule. [01:05:03] But after World War two, the context changed a lot. Capitalism was very different, much more successful, not a nonviolence compared to what it was in a war period. [01:05:16] And the Soviet Union had a tough time competing against that new context. Now, today, we see similarly that the image and reality of capitalism is on the question again, which leads some people to find an answer in socialism as an alternative. So you just kind of painted a beautiful picture of comparison. This is the way we think about ideologies, because what is what's working better? [01:05:45] Do you separate in your mind the ideals of communism to the Stalinist implementation of communism and again, capitalism and American implementation of capitalism? And as we look at now, the twenty first century where, yes, this idea of socialism being a potential political system that we would or economic system would operate under in the United States, rising up again as an idea. So how do we think about that again in the 21st century about these ideas, fundamental ideas of communism, capitalism? [01:06:24] Yeah. [01:06:25] So in the Marxist schema, there was something called feudalism, which was supposedly destroyed by the bourgeoisie who created capitalism. And then the working class was supposed to destroy capitalism and create socialism. But socialism wasn't the end stage. The end stage was going to be communism. So that's why the Communist Party in the Soviet Union first build socialism, transcending capitalism. The next stage was socialism and the end game. The final stage was communism. So their version of socialism was derived from Marx. [01:07:04] And Marx argued that the problem was capitalism had been very beneficial for a while. It had produced greater wealth and greater opportunity than feudalism had, but then it had come to serve only the narrow interests of the so-called bourgeoisie or the capitalists themselves. And so for humanity's sake. The universal class, the working class needed to overthrow capitalism in order for greater productivity, greater wealth to be produced for all of humanity to flourish and on a higher level. So you couldn't have socialism unless you destroyed capitalism. [01:07:49] So that meant no markets, no private property, no so-called parliaments or bourgeois parliaments, as they were called. So you've got socialism in Marxist schema by transcending by eliminating capitalism. Now. Marx also called for freedom. He said that this elimination of markets and private property and bourgeois politics would produce greater freedom in addition to greater abundance. However, everywhere this was tried, it produced tyranny and mass violence, death and shortages, everywhere it was tried. There's no exception in historical terms. [01:08:36] And so it's very interesting. Marx insisted that capitalism had to be eliminated. You couldn't have markets. Markets were chaos. You needed planning. You couldn't have way a hiring of wage labor. That was wage slavery. You couldn't have private property because that was a form of theft. [01:08:59] So in the Marxist scheme, somehow you were going to eliminate capitalism and get to freedom. It turned out you didn't get the freedom. So then people said, well, you can't blame Marx because he said we needed freedom. He was pro freedom. So it's kind of like dropping a nuclear bomb. You say you're going to drop a nuclear bomb. But. You want to minimize civilian casualties? So the dropping of the nuclear bomb is the elimination of markets, private property in parliament's. [01:09:37] But you're going to bring freedom or you're going to minimize civilian casualties, so you drop the nuclear bomb, you eliminate the capitalism and you get. Famine, deportation, no constraints on executive power and not abundance, but shortages, and people say, well, that's not what Mark said. [01:10:00] That's not what I said. I said I wanted to minimize civilian casualties. The nuclear bomb goes off and there's mass civilian casualties. [01:10:08] And you keep saying, but I said drop the bomb, but minimize civilian casualties. So that's where we are. That's history, not philosophy. Yeah, I'm speaking about historical examples, all the cases that we have. [01:10:23] Marx was not a theorist of inequality. Marx was a theorist of alienation. Of dehumanization. Of fundamental constraints or what he called fetters on productivity and on wealth, which he all attributed to capitalism, Marx wasn't bothered by inequality. He was bothered by something deeper, something worse. Right. Those socialists who figured this out. Who understood that if you dropped the nuclear bomb, there was no way to minimize civilian casualties? Those socialists who came to understand that if you eliminated capitalism, markets, private property and parliaments, if you eliminated that, you wouldn't get freedom. [01:11:17] Those Marxists, those socialists became what we would call Social Democrats or people who would use the state to regulate the market, not to eliminate the market. They would use the state to redistribute income, not to destroy private property and markets. And so this in the Marxist schema was apostasy because they were accepting markets and private property. They were accepting alienation and wage slavery. They were accepting capitalism in principle. What they wanted to fix it. They wanted to ameliorate. [01:11:56] They wanted to regulate. And so they became what was denounced as revisionists, not true Marxists, not real revolutionaries, but parliamentary road parliamentarians. We know this as normal politics, normal social democratic politics from the European case or from the American case. But they are not asking to eliminate capitalism, blaming capitalism, blaming markets and private property. So this rift among the socialists, the ones who are for elimination of capitalism, transcending capitalism, otherwise you could never, ever get to abundance and freedom in the Marxist schema versus those who accept capitalism but want to regulate and redistribute. [01:12:50] That rift on the left has been with us almost from the beginning. It's a kind of civil war on the left between the Leninists and the Social Democrats or the revisionists, as they're known pejoratively by the Leninists. [01:13:07] We have the same confusion today in the world today where people also cite Marx saying capitalism is a dead end and we need to drop that nuclear bomb and get freedom, get no civilian casualties versus those who say, yes, there are inequities, there's a lack of equality of opportunity. There are many other issues that we need to deal with. And we can fix those issues. We can regulate, we can redistribute. I'm not advocating this is a political position. [01:13:44] I'm not taking a political position myself. I'm just saying that there's a confusion on the left between those who accept capitalism and want to regulate it versus those who think capitalism is inherently evil. And if we eliminate it, we'll get to a better world when in fact, history shows that if you eliminate capitalism, you get to a worse world. The problems might be real, but the solutions are worse from history's lessons. [01:14:13] Now we have deep, painful lessons, but there's not that many of them. [01:14:17] You know, our history is relatively short as a human species, do we have a good answer on the left of Lenin is Marxist versus Social Democrat versus capitalism versus any anarchy? [01:14:34] You know, do you have sufficient samples from history to make better decisions about the future of our politics and economics? For sure. [01:14:43] We have the American Revolution, which was a revolution, not about class, not about workers, not about a so-called universal class of the working class, elimination of capitalism, markets and the bourgeoisie, but was about the category citizen. It was about universal humanity, where everyone in theory could be part of it as a citizen. The revolution fell short of its own ideals. Not everyone was a citizen, right. [01:15:15] For example, if you didn't own property, you were a male but didn't own property. You didn't have full rights of a citizen. If you were a female, whether you owned property or not, you weren't a full citizen. If you're imported from Africa against your will, you were a slave and not a citizen. And so not everyone was afforded the rights in actuality that were declared in principle. However, over time, the category citizen could expand and slaves could be emancipated and they could get the right to vote, they could become citizens, non property owning males could get the right to vote and become full citizens. [01:16:02] Females could get the right to vote and become full citizens. In fact, eventually my mother was able to get a credit card in her own name in the 1970s without my father having to cosign the paperwork. I took a long time, but nonetheless, the category citizen can expand and it can become a universal category. So we have that the citizen universal humanity model of the American Revolution, which was deeply flawed at the time it was introduced, but fixable over time. [01:16:40] We also had that separation of powers and constraint on executive power that we began this conversation with that was also institutionalized in the American Revolution because they were afraid of tyranny. [01:16:53] They were afraid of unconstrained executive power. So they built a system that would contain that constrain it institutionally, not circumstantially. So that's a great gift within that. [01:17:08] Universal category of citizen, which has over time come closer to fulfilling its original promise and within those institutional constraints, that separation of powers constraint on executive power. Within that, we've developed what we might call normal politics, left, right politics. [01:17:30] People can be in favor of redistribution and government action, and people can be in favor of small government, hands off government, no redistribution or less redistribution. [01:17:46] That's the normal left right political spectrum where you respect the institutions and separation of powers and you respect the universal category of citizenship and equality before the law and everything else. I don't see any problems with that whatsoever. I see that as a great gift, not just to this country, but around the world. And other places besides the United States have developed this. The problems arise at the extremes, the far left and the far right that don't recognize the legitimacy either of capitalism or of democratic rule of law institutions. [01:18:30] And they want to eliminate constraints on executive power. They want to control the public sphere or diminish the independence of the media. They want to take away markets or private property. And redistribution becomes something bigger than just redistribution. It becomes actually that original Marxist idea of transcending capitalism. [01:18:54] So I'm not bothered by the left or the right. I think they're normal. And we should have that debate where a gigantic, diverse country of many different political points of view. I'm troubled only by the extremes that are against the system class system that want to get rid of it. And supposedly that will be the right path to the future. History tells us that the far left and the far right or wrong about that. [01:19:25] But once again, this doesn't mean that you have to be a social Democrat. You could be a libertarian, you could be a conservative, you could be a centrist. You could be conservative on some issues and liberal on other issues. All of that comes under what I would presume to be normal politics. And I see that as the important corrective mechanism, normal politics and market economies, non monopolistic, open, free and dynamic market economies. I don't like concentrations of power politically and I don't like concentrations of power economically. [01:20:04] I like competition in the political realm. I like competition in the economic realm. This is not perfect. [01:20:11] It's constantly needs to be protected and reinvented and there are flaws that are fundamental and need to be adjusted and addressed. [01:20:23] And everything else, especially equality of opportunity, equality of outcome is unreachable. And is a mistake because it produces perverse and unintended consequences, equality of outcome attempts, attempts to make people equal on the outcome side. What attempts to make them more equal on the front end? On the opportunity side, that's really, really important for a healthy society. That's where we've fallen down. Our schools are not providing equality of opportunity for it for the majority of people in all of our school systems. [01:21:05] And so I see problems there. I see a need to invest in ourselves, invest in infrastructure, invest in human capital, create greater equality of opportunity, but also to make sure that we have good governance because governance is the variable that enables you to do all these other things. [01:21:28] I've watched quite a bit returning back to Putin. [01:21:31] I've watched quite a few interviews with Putin and conversations, especially because I speak Russian fully. I can understand often the translations lose a lot of. I'm I find Damon. Putting morality aside very deep and interesting, and I found almost no interview with him to be to get at that depth. [01:22:03] I was I was very hopeful for the Oliver Stone documentary and with him and to me, because I deeply respect Oliver Stone as a filmmaker in general. But it was a complete failure in my eyes that interview the the lack of it. [01:22:22] I mean, I suppose you could toss it up to a language barrier, but a complete lack of diving deep into the person as what I saw. [01:22:33] So my question is a strange one. But if you were to sit down with Putin and have a conversation or perhaps if you were to sit down with Stalin and have a conversation, what kind of questions would you ask? Well, this wouldn't be televised unless you want it to be. So this is only you. [01:22:55] So you're allowed to ask about some of the questions that are sort of not socially acceptable, meaning putting morality aside, getting into the depth of the human character. [01:23:07] What would you ask? [01:23:09] So once again, they're very different personalities and very different time periods and very different regimes. So what I would talk to Stalin about in Putin, about her are not in the same category necessarily. So let's take Putin. So I would ask him where he thinks this is going, where he thinks Russia is going to be in twenty five years or 50 years, what's the long term vision? What does he anticipate the current trends are going to produce? Is he under the illusion that Russia is on the up swing, that things are actually going pretty well, that in twenty five years Russia is going to still be a great power with a tremendous dynamic economy and a lot of high tech and a lot of human capital and wonderful infrastructure and very high standard of living and a secure, secure borders and sense of security at home. [01:24:13] So I think the current path is leading in that direction. And if not. If he's if he understands that the current trajectory does not provide for those kinds of circumstances. Does it bother him? It does he worry about that? Does he care about the future? Twenty five or 50 years from now, deep down, what do you think is the answer? These are the honest answer. He thinks he's on that trajectory already or he doesn't care about that long term trajectory. [01:24:46] So that's the mystery for me with him. He's clever. He has tremendous sources of information. He has great experience now as a world leader, having served for effectively longer than Leonid Brezhnev, long 18 year reign. And so Putin has accumulated a great deal of experience at the highest level compared to where he started. And so I'm interested to understand how he sees this long term evolution or nonet evolution of Russia and and whether he believes he's got them on the right trajectory or whether if he doesn't believe that he cares. [01:25:29] I have no idea because I've never spoken to him about this. But I would love to hear the answer. Sometimes you have to ask questions, not directly like that, but you have to come a little bit sideways. You can elicit answers from people by making them feel comfortable and coming sideways with them on the just a quick question. So that's talking about Russia. Yeah. Putin's role in Russia. [01:25:54] Do you think it's interesting to ask and you could say the same for Stalin. [01:26:00] The more personal question of how do you feel yourself about this whole thing, about your life, about your legacy, looking at the person that's one of the most powerful and important people in the history of civilization, both Putin and Stalin, you could argue. [01:26:21] Yeah, once you experience power at that level, it becomes something that's almost necessary for you as a human being. It's a drug. It's an aphrodisiac. It's a feeling. You know, you go to the gym to exercise and the endorphins, the chemicals get released. And even if you're tired or you're sore. You get this massive chemical change, which is has very dynamic effects on how you feel and the kind of level of energy you have for the rest of the day, and if you do that for a long time and then you don't do it for a while. [01:27:02] You're like a drug addict not getting your fix. You miss it, your body misses that release of endorphins to a certain extent. That's how power works for people like Putin. That's how power works for people who run universities or secretaries of state or run corporations, fill in the blank in whatever ways power is exercised. It becomes almost a drug for people. It becomes something that's difficult for them to give up. It becomes a part of who they are. [01:27:37] It becomes necessary for their sense of self and well-being. The greatest people, the people I admire the most are the ones that can step away from power, can give it up, can give up the drug, can be satisfied, can be stronger even by walking away from continued power when they had the option to continue. All right. So with a person like Putin, once again, I don't know him personally, so I have no basis to judge this. [01:28:09] This is a general statement observable with many people and in historical terms, with a person like Putin who's exercised this much power for this long. It's something that becomes a part of who you are and you have a hard time imagining yourself. [01:28:27] Without it, you begin to conflate your personal power with the well-being of the nation. You begin to think that the more power you have, the better off the country. Is this conflation you begin to be able to. [01:28:43] Not imagine you can no longer imagine what it would be like just to be an ordinary citizen or an ordinary person running a company or even something much smaller than a country. So I anticipate that without knowing for sure that he would be in that category of person. But you'd want to explore that with questions with him about, so what's his day look like? From beginning to end, just take me through a typical day of yours. What do you do in a day? [01:29:17] How does it start? What are the ups? What are the downs? What are the parts of the day you look forward to the most? What are the parts of the day? You don't look forward to that much. What do you consider a good day? What do you consider a bad day? Yeah. How do you know that what you're doing is having the effects that you intend? How do you follow up? How do you gather the information, the reaction? [01:29:43] How do you get people to tell you to your face things that they know are uncomfortable or that you might not want to hear those kind of questions through that window, through that kind of question, you get a window into a man with power. [01:29:58] So let me ask about Stalin, because you've done more than another amazing interview you've had, the introduction was that you know more about Stalin than Stalin himself. You've done an incredible amount of research on Stalin. [01:30:17] So if you could talk to him, get sort of direct research, what question would you ask of Stalin? [01:30:24] I have so many questions. I don't even know where I would begin. The thing about studying a person like Stalin who's an immense creature, right. [01:30:35] He's exercising the power of life and death over hundreds of millions of people. He's making decisions about novels and films and and turbines and submarines and and pacts with Hitler or deals with Churchill and Roosevelt and and occupation of Mongolia or occupation of North Korea. He's making phenomenally consequential decisions over all spheres of life, all areas of endeavor and over much of the globe, much of the land mass of the earth. And so what's that like? Does he sometimes reflect on the amount of power and responsibility he has that he can exercise, does he sometimes think about what it means that a single person has that kind of power? [01:31:30] And does it have an effect on his relations with others, his sense of self, the kinds of things he values in life? Does he sometimes think it's a mistake that he's accumulated this much power? Does he sometimes wish he had a simpler life, or is he once again so drunk, so enamored, so caught up with chemically and spiritually with exercising this kind of power that he couldn't live without it? And then what were you thinking? I would ask him in certain decisions that he made. [01:32:07] What were you thinking on certain dates and certain circumstances where you made a decision and could have made a different decision? Can you recall your thought processes? Can you bring the decision back? Was it seat of the pants? Was it something you'd been planning? Did you just improvise or did you have a strategy? What were you guided by? Whose examples did you look to when you picked up these books that you read and you read the books and you made pencil marks in them? [01:32:39] Is it because you absorbed the lesson there or did it really not become a permanent lesson? And it was just something that you checked and it was like a reflex. So I have many specific questions about many specific events and people and circumstances that I have tried to figure out with the surviving source materials that we have in abundance. [01:33:04] But I would still like to delve into his mindset and reconstruct his mind. The closer you get to Stalin, in some ways, the more elusive he can become. [01:33:17] And especially around World War two, you've already illuminated a lot of interesting aspects about Stalin's role in the war. But it'll be interesting to ask even more questions about how seat of the pants or deliberate some of the decisions have been. If I could ask just one quick question. One last quick question. [01:33:38] And you're constrained in time and answering it. Do you think there will always be evil in the world? Do you think there will always be war? Unfortunately, yes, there are conflicting interests. Conflicting goals that people have most of the time, those conflicts can be resolved peacefully. That's where we build strong institutions to resolve different interests and conflicts peacefully. [01:34:08] But the. In fact, the enduring fact of conflicting interests and conflicting desires that can never be changed, so the job that we have for humanity's sake is to make those conflicting interests, those conflicting desires, to make them to to put them in a context where they can be resolved peacefully and not in a Zero-Sum fashion. [01:34:42] So we can't get there on the global scale. So there's always going to be the kind of conflict that sometimes gets violent, what we don't want. Is the conflict among the strongest powers, great power conflict is unbelievably bad. There are no words to describe it. At least 55 million people died in World War Two. If we have a World War three, a war between the United States and China or whatever it might be. Who knows what the number could be, a hundred and fifty five million, two hundred and fifty five million, five hundred and fifty five million. [01:35:28] I don't even want to think about it. And so it's horrible when wars break out in the U.S.A. and catastrophes, for example, Yemen and Syria and several other places I could name today is just horrible what you see there. And the scale is colossal for those places, but it's not planetary scale. And so avoiding planetary scale destruction is really important for us. And so having those different interests be somehow managed in a way that they don't, that no one sees advantage in a violent resolution. [01:36:11] And a part of that is remembering history. So they should read your books. Stephen, thank you so much. As a huge honor talking to you that I really enjoyed it. Thank you for the opportunity. [01:36:20] My pleasure. Thanks for listening to this conversation with Stephen Kotkin and thank you to our presenting sponsor cash app, download it and use Code Legs podcast. You'll get ten dollars and ten dollars will go to First, a STEM education nonprofit that inspires hundreds of thousands of young minds to become future leaders and innovators. To enjoy this podcast, subscribe on YouTube, give it five stars, an Apple podcast, support a patron or connect with me on Twitter. And now let me leave you with words from Joseph Stalin, spoken shortly before the death of Lenin and at the beginning of Stalin's rise to power, first in Russian. [01:37:01] Yesterday, a decision in the Virginia Icard budget, partygoers about the watch store chain, the Virginia at Aktau DeCock, which is she Colusa. I consider it completely unimportant who in the party will vote or how, but what is extraordinarily important is who will count the votes and how. Thank you for listening and hope to see you next time.

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