第 443 期·中文精讀

格雷戈裡·奧爾德雷特:羅馬帝國——古羅馬的興衰

Gregory Aldrete: The Roman Empire – Rise and Fall of Ancient Rome

歷史學家談羅馬從共和國到帝國的擴張、制度與軍隊,以及其衰落的多重原因。

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坎尼會戰結束的那個下午,漢尼拔的人用短劍殺掉了大約六萬名羅馬士兵。美國在越南打了二十年,陣亡人數也沒到這個數。葛底斯堡戰役打了三天,雙方陣亡加起來大概一萬五千人。

那天是公元前216年。羅馬人後來花了十幾年才把漢尼拔耗死。格雷戈裡·奧爾德雷特(Gregory Aldrete)在 Lex Fridman 播客裡講這段歷史時,語氣平得像在唸一份天氣記錄。他研究古羅馬和軍事史,寫過羅馬的洪水,主持過亞麻胸甲的復原,講過世界史上的決定性戰役,還和妻子合寫過一本《古代的漫長陰影:希臘人和羅馬人為我們做了什麼》。

這期對話從"古代和現代最大的區別是什麼"開始,一路走到理髮店裡的命案、西塞羅抱著嬰兒出庭、奧古斯都自傳的標題、帝國境內發一封信要四個月,以及為什麼阿富汗那片山地先後坑了亞歷山大、蒙古人、莫臥兒人、英國人、蘇聯人和美國人。

三四個孩子會先你而死,這是古人的日常

奧爾德雷特給的第一個答案不是技術。技術差別當然巨大,但更有意思的是那些結構性的東西。

比如兒童死亡率。在工業革命之前,不管希臘人、羅馬人還是埃及人,大約三到四成的孩子活不到青春期。

把自己放進一個古代普通人的位置,你大概會先失去三四個孩子。你要親手埋葬他們。今天我們覺得這是罕見的悲劇,從心理層面講,這個差別巨大。(格雷戈裡·奧爾德雷特)

這句話背後的東西比它聽起來更沉。一個古代人會看著自己的兄弟姐妹一個個死去。一個女人如果活到了十三歲,她大概要生四到五次,才能勉強讓人口不萎縮。

第二個差別更樸素:幾乎所有人都是農民。

奧爾德雷特說,如果真想寫一本如實反映羅馬帝國的教科書,十章裡有九章都該寫小農的生活。他們不是士兵,不是祭司,不是國王,不是作家,不是藝術家。他們住在小村子裡,一輩子沒離開過三十公里,在那塊地上結婚、生子、刨土、死掉。沒見過一場戰役,沒見過一件藝術品,沒見過一個哲學家,也沒參與過任何被寫進歷史的事情。

別把他們忘了。別忘了古代世界八到九成的人過的是什麼日子,那些我們從不談論的人。那同樣重要。(格雷戈裡·奧爾德雷特)

歷史由皇帝、將軍和哲學家刻下痕跡,但生活的底色是這些人。這一點在整場對話裡反覆回來。

羅馬贏下地中海,靠的是把外人變成自己人

公元前三世紀,羅馬還只是義大利中部一堆泥巴茅屋,周圍有幾十個跟它差不多的城邦。為什麼最後是它?

奧爾德雷特的答案很不尋常:早期羅馬的優勢不在將軍,不在裝備,也不在戰術。

他們輸掉一場戰爭,就再打一次;再輸,就再打一次,最後把對手磨死。他們的核心政策是吸收被征服的人。(格雷戈裡·奧爾德雷特)

古代世界的常規操作是:攻下一座城,殺掉大部分男人,把女人和孩子賣為奴隸,東西搶光。羅馬人對義大利同胞的做法不一樣。他們有時也屠殺,但更多時候會留下對方,授予不同程度的羅馬公民權,或者給一個"半公民"的身份,或者乾脆結成同盟。他們不太收稅,但永遠會提一個要求:出兵。

這條政策的效果,在皮洛士(Pyrrhus)身上體現得最清楚。皮洛士是希臘伊庇魯斯的僱傭軍統帥,自認是新的亞歷山大大帝,有戰象,有當時最好的軍隊。義大利南部的希臘城邦花大錢把他請來。他第一仗把羅馬人打崩了,等著談和。羅馬人根本不理他,回去找義大利盟友和半公民又拉出一支軍隊。他又打贏,羅馬人又拉出第三支。

打羅馬人就像打九頭蛇。你砍掉一個頭,長出兩個新的。(皮洛士的部下)

皮洛士說,我贏不起了。每贏一場我就少一批兵,羅馬人卻源源不斷冒出新軍隊。他撤了。羅馬輸掉了每一場戰鬥,贏下了整場戰爭。

這套邏輯在帝國時期被推到極致。羅馬軍團大約五十萬人,一半是公民組成的軍團兵,一半是"輔助軍"(Auxiliaries),後者多是剛被征服的好戰民族。他們在羅馬軍隊裡服役二十五年,退役後拿到羅馬公民權,他們的孩子接著當軍團兵。被征服部落首領的兒子則被送到羅馬養大。

最直觀的證據是皇帝本人的籍貫。公元二世紀初,圖拉真來自西班牙,哈德良也來自西班牙。再過一百年,塞普蒂米烏斯·塞維魯來自北非,後來還有來自敘利亞的皇帝。

漢尼拔差點殺死羅馬,輸在羅馬人拒絕跟他打

迦太基和羅馬幾乎是同時起步的兩個擴張型政權,卻長得完全不同。羅馬是公民士兵農民,主力是自耕農;迦太基是商人寡頭,公民很少,靠海上貿易賺錢,打仗主要僱僱傭兵。羅馬強在陸地,迦太基強在海上,中間夾著西西里。第一次布匿戰爭搶的就是西西里,羅馬贏了。

第二次布匿戰爭之所以成為關鍵,是因為迦太基碰巧抽出了一張歷史級的牌:漢尼拔·巴卡(Hannibal Barca)。

他看透了羅馬的命門是義大利盟友。於是他做了所有人都認為不可能的事:翻過阿爾卑斯山,帶著戰象打進義大利本土。他的算盤是,只要在義大利贏幾場大仗,義大利人就會想恢復自由,甚至倒戈。

計劃的前半段執行得完美。羅馬派一支軍隊,被他屠殺。羅馬花一年再拉一支,又被全殲。羅馬這次學聰明瞭,花兩年拉起兩支軍隊,同時派上去。這就是坎尼會戰。

漢尼拔面對的羅馬軍隊大約八萬人。他用了一個後來寫進所有軍事教科書的戰術:雙面合圍。

他把較弱的部隊放在正面中央,告訴他們不要贏,只要頂住,甚至可以後退,讓羅馬重灌步兵慢慢擠進來,把陣線拉成一個內凹的弧形。同時把精銳和騎兵放在兩翼。兩翼先擊潰羅馬騎兵,再繞到羅馬主力的背後。幾萬人被擠成一團,連揮劍的空間都沒有,恐慌,然後被屠宰。

一個下午,漢尼拔殺掉了大約六萬名羅馬人。那是被劍砍死的人,比美國人在越南二十年死掉的人還多。(格雷戈裡·奧爾德雷特)

這是羅馬共和國歷史上離滅亡最近的一刻。羅馬的應對說穿了很簡單:不跟漢尼拔打。他們派軍隊遠遠跟著他,他一轉身要交戰,羅馬人就撤。同時把主力派去西班牙,派去北非,一點點拆掉迦太基的根基。

羅馬在這時候碰上了自己的軍事天才西庇阿(Scipio)。他打贏西班牙,渡海進入北非,直接威脅迦太基。在義大利遊蕩了十二年、始終沒輸過的漢尼拔被召回本土。扎馬會戰時他的部隊已經老了,西庇阿佔盡優勢,迦太基戰敗。公元前201年之後,羅馬成了地中海世界無可爭議的第一強權。

這場雙面合圍後來成了軍事史上的模板。二戰德軍在東線的大合圍,海灣戰爭美軍對伊拉克的迂迴,都能看到坎尼的影子。

長矛方陣輸給了一塊一塊能拆開的軍團

從希臘到羅馬,地中海世界的軍事主線是重灌步兵。

希臘重灌步兵全身披甲,戴頭盔,持長矛,扛一面巨大的圓盾,肩並肩排成密集隊形,緩慢向前推。正面幾乎無解,側面和背後是死穴。亞歷山大大帝把長矛加長到六米左右的"薩里沙"(sarissa),長到幾乎不需要盾牌,正面衝擊力更強,他用這套東西推平了波斯帝國。

羅馬人走了另一條路。他們用短劍,靠得更近再刺。更重要的是,他們把軍隊切成越來越小的單位。八個人一個帳篷小隊,十個小隊一個百人隊,若干百人隊一個大隊,若干大隊一個軍團。這種可拆解的結構帶來的是靈活。

公元前197年的庫諾斯克法萊戰役,羅馬軍團正面撞上馬其頓方陣。正面拼,馬其頓人贏。但羅馬人能抽出一小支部隊繞到側翼,從方陣的側面捅進去,戰鬥結束。

你只能不斷適應。軍事史永遠是發展和反發展。(格雷戈裡·奧爾德雷特)

一副亞麻胸甲,從一個學生的愛好變成了一本書

奧爾德雷特做過一件很有名的事:復原"亞麻胸甲"(linothorax)。

這種護甲據文獻記載由亞麻和膠製成。亞歷山大穿過。龐貝出土的那幅著名馬賽克上,他就是穿著這種甲。問題是,沒有一件實物留存下來,有機材料早就爛光了。考古學家喜歡研究能留下來的東西,於是青銅甲有分類,鐵甲有分類,亞麻胸甲是個謎。

起因是一個大四學生,胳膊上紋著希臘文的"Alexandros",自己動手仿製了一件,跑來問他能不能給點參考資料。奧爾德雷特去查,發現根本沒有。兩個人就此開始了一項後來牽扯到一百五十名學生、幾十位教師、三部紀錄片和一本學術專著的研究。

他們先窮盡文獻,找到四十位古代作者留下的六十五條記載;再去翻古代藝術,在瓶畫、陶器、青銅像、墓室壁畫裡認出了大約一千個影象;然後倒推裁剪圖紙,用古代工藝重建:自己種亞麻、收割、紡線、織布、用兔皮膠一層層粘合。

做完之後,他們拿它去做彈道測試,用復原的木箭和古代戰場出土的同款青銅箭頭射它。最後紀錄片導演問:能不能讓那個學生穿上,射他一箭?

一釐米厚的層壓亞麻,防護效果大約等於兩毫米厚的青銅,而青銅是當時最厚的同類護甲。(格雷戈裡·奧爾德雷特)

重量上的差別更關鍵。亞麻胸甲大約五公斤,同等防護的青銅胸甲大約十一到十二公斤,鎖子甲大約十二三公斤。更輕意味著士兵在戰場上能跑得更遠、打得更久。它還更涼爽,地中海的大太陽底下,亞麻襯衫是什麼感覺,古代人一樣清楚。

還有一點更顛覆常識:這東西理論上任何一個古代婦女都能做。紡線織布本來就是她們的工作,一個母親給兒子做一件,一個妻子給丈夫做一件,完全說得通。它不需要專門的鐵匠,成本低得多。

至於膠,他們的復原用的是隨處可得的兔皮膠,是最低限度的方案。古代人手裡有近乎強力膠的東西,德國一條河裡撈出的頭盔,金屬件粘在一起,泡了兩千年還沒散。配方失傳了。

我們不知道古代的膠到底怎麼配,所以我們反過來做,做一件我們確定他們一定做得出來的東西。那它至少有這麼好。(格雷戈裡·奧爾德雷特)

亞麻胸甲到羅馬時期退出了前線。原因也很實際:當金屬能磨出接近剃刀的鋒利邊緣時,穿透織物就容易多了,而穿透布料的關鍵恰恰是箭頭的鋒刃。同時東方的複合弓更強了。它後來的用途變成了狩獵猛獸,以及穿在託加袍下面,防刺殺。

亞歷山大接手的是他父親造好的工具

談亞歷山大,奧爾德雷特第一件事就是給他父親腓力二世補回功勞。

馬其頓軍隊的改革是腓力做的,薩里沙長矛是腓力配的,多兵種混編的體系也是腓力搭的。亞歷山大繼承的是一整套已經打磨好的工具,他聰明、有魅力、足夠瘋狂地有野心,然後把它用到了極致。

他的戰術優勢在於會搭配。重騎兵、輕騎兵、重步兵、輕步兵、投射部隊,同一場仗裡用不同的方式組合,而在他之前,大多數戰爭就是兩邊排好隊撞在一起。

更具爭議的是他的文化政策。他自己是馬其頓人,卻把希臘文化當成自己的;征服波斯之後,他穿波斯衣服,娶波斯妻子,強令數千名部下與當地女子成婚,任命波斯人做官,把波斯部隊編進軍隊。

他真心想把不同文化裡最好的部分熔在一起。但馬其頓人,他的老班底,不喜歡這套。他們想要的是舊模式:我們征服你,你就是奴隸,別跟我們平起平坐。(格雷戈裡·奧爾德雷特)

每一代人眼裡的亞歷山大都不一樣。有人看到的是亞里士多德教出來的開明遠見者,有人看到的是自戀的戰爭狂人,還有人說他不過是個酒鬼。奧爾德雷特的判斷是:他到底是誰,動機是什麼,我們其實不知道。

但有一件事是確定的,也是羅馬和希臘帝國命運分岔的地方。亞歷山大一死,帝國立刻碎掉。

他的帝國全靠個人忠誠和魅力撐著。他完全沒有建立一套能在他死後運轉的結構。他死得年輕,但他本該做點安排。(格雷戈裡·奧爾德雷特)

羅馬人乾的是另一件事:造結構,把被征服者納入羅馬這個專案。他們同樣壓迫,同樣帝國主義,同樣有整城屠滅的時候,但總體上他們更願意把人拉進來。

理髮店裡的球,一頭闖進酒館的牛

羅馬留給現代世界最重的東西大概是法律。今天全球大約九成的法律體系,直接或間接源自羅馬法。

最早的法典是公元前451年的《十二銅表法》。內容非常農民:樹上的果子掉到你家地裡算誰的,我的牛跑進你的田裡吃了你的穀子我該不該賠。奧爾德雷特說他特別愛讀這些早期法典,全是農戶的煩惱。

但羅馬真正不一樣的地方在於,他們沒有停在原地。別的文明也有早期法典,漢謨拉比法典也是農業社會的同態復仇,可羅馬人一直在往下寫,越寫越複雜,還出現了專門寫理論的法學家。到公元六世紀,東羅馬皇帝查士丁尼把這些彙編成《民法大全》,成了後世幾乎所有法律體系的地基。

這些法律文字里藏著大量生活切片。奧爾德雷特講了兩個。

一個男人派奴隸去理髮店刮鬍子。理髮店緊挨著一塊運動場,場上兩個人在互相扔球。一個人扔偏了,另一個人沒接住,球飛進理髮店,打中理髮師的手,剃刀割開了奴隸的喉嚨,人死了。羅馬法上誰負責?扔球的人?沒接住的人?拿刀的理髮師?把奴隸送到球場邊上刮鬍子的主人?還是把理髮店規劃在運動場旁邊的羅馬政府?

我們不知道判決結果。有幾位法學家評論過這個案子,但判了什麼,沒有留下來。(格雷戈裡·奧爾德雷特)

另一個案子:一頭牛掙脫了,跑進一棟公寓樓,上了屋頂,從三層摔進底層的酒館,踢開了酒罈的龍頭,酒全流光了。這似乎真的發生過。還有洪水把公寓裡的傢俱衝出門、衝進另一棟樓,那傢俱歸誰?

羅馬遺囑法佔了全部法律的大約兩成:必須有七名證人,必須有一位特定身份的人見證,證人必須是成年男性、不能失明,等等。

法律也和政治綁在一起。在共和國晚期,一個政壇新人最快的成名方式就是在法庭上起訴或辯護大人物。西塞羅就是這麼起家的。

把外人定義為工具,是所有奴隸制的共同點

羅馬奴隸制有一個和近代美洲奴隸制根本不同的地方:它不帶種族色彩。奴隸可以是任何膚色、族裔、性別、出身,只看經濟身份。

但奧爾德雷特強調,這不改變奴隸制本身的本質。

有一位羅馬農書作者順口寫道:你農場上有三種工具。不會說話的工具,是鏟子、鎬、車;會發聲的工具,是牲畜;會發聲的工具,是人,也就是奴隸。(格雷戈裡·奧爾德雷特)

把人歸類成工具,這種去人性化的程度是一樣的。而且羅馬奴隸制的邊界是通的,很多人來回穿越。有一塊墓碑上寫著:我在帕提亞生為自由人,被賣為奴,後來獲得自由,成了一名教師,如今是羅馬公民。

奴隸最主要的來源是戰爭。羅馬軍隊走到哪裡,後面就跟著一串奴隸販子。士兵攻下敵城,把人打暈,轉身賣給隨軍的販子。其次是奴隸的孩子,以及因貧困自賣或賣兒賣女的人。

奴隸的處境差別極大。種大莊園的農業奴隸可能戴著鐐銬,被虐待,和近代種植園很像。但也有很多奴隸是技術工種:醫生、書記、會計、理髮師。因為對富人來說,訓練奴隸掌握一門手藝是划算的投資,奴隸賺的錢歸主人。雙方之間常有這樣的約定:你掙到某個數額,就能給自己贖身。很多主人在遺囑裡直接釋放奴隸。

最能說明問題的是那副青銅項圈,上面刻著:我叫費利克斯,是某某的奴隸,我逃跑了,請把我送回某某神廟,你會得到獎賞。博物館裡能看到實物。這是狗牌,只是掛在人身上。而在羅馬法上,奴隸逃跑構成的罪名是盜竊,因為他從主人那裡偷走了自己。

把他人他者化,本身就是一件腐蝕道德的事。(格雷戈裡·奧爾德雷特)

共和國不是被外敵打垮的,是被自己的成功撐爆的

公元前一百年前後,羅馬表面上如日中天:征服了地中海,財富滾滾而來。但奧爾德雷特說,幾乎每一個社會群體都覺得自己沒分到好處。

打完仗回來的老兵發現,國家富了,將軍富了,自己退役後幾乎什麼都沒拿到。很多人參軍時賣掉了家裡的地,回來已經沒有地了。貴族裡,吃得開的人越來越集中在一小撮家族,其他人覺得自己被排除在外。義大利盟友在漢尼拔入侵時沒有倒戈,他們覺得自己該拿到完整的公民權,羅馬人保守,不給。奴隸更不用說,大莊園吞掉了原來的小農土地。

公元前100年,這個社會極其成功,但組成它的幾乎每一個群體都覺得,我沒分享到好處,或者我被它剝削了。(格雷戈裡·奧爾德雷特)

接下來一百年,從公元前133年到前31年,是羅馬歷史上幾乎不間斷的內亂,最後演變成多輪內戰。社會撕裂開來,自己對自己開戰,爭的就是征服和帝國的收益怎麼分。

與此同時,貴族裡冒出一連串強人。馬略、蘇拉、龐培、凱撒,一個推倒一點邊界,下一個推倒更多。他們的共同點是把個人置於國家之上。

馬略是第一個讓軍隊效忠個人而非國家的,這開了一個壞頭。他的門徒蘇拉帶兵攻進羅馬城,說自己是"為了國家的利益"。龐培打破各種規矩,年齡不夠就擔任要職,用自己的錢拉起私人軍隊。最後凱撒連裝都不裝了。

獨裁官本來是羅馬的合法職位,任期不超過六個月。凱撒說,我要當終身獨裁官,那就是國王。於是他被殺了。

凱撒成功用一個人接管了國家,但他解決不了那個問題:你怎麼以一人之身統治羅馬,又不因為看起來像國王而被殺?這就是他留下的謎題。(格雷戈裡·奧爾德雷特)

奧古斯都:所有頭銜都模稜兩可,權力全都真實

凱撒死後是個權力真空。最被看好的是安東尼,凱撒的副手,能打仗,有魅力。還有雷必達。還有想重掌大權的元老院。還有刺殺者布魯圖和卡西烏斯。還有一個誰都不看好的黑馬:凱撒的甥孫,十七歲的屋大維。

凱撒遺囑公佈後,屋大維被過繼為養子,改名蓋烏斯·尤利烏斯·凱撒·屋大維。這看起來沒什麼用,但環地中海有十二個軍團的老兵,習慣了追隨一個叫蓋烏斯·尤利烏斯·凱撒的人。這個十八歲的孩子一夜之間繼承了一支軍隊。

接下來三十年,屋大維擊敗了所有人。奧爾德雷特特別指出,他本人是個糟糕的將軍,幾乎每場他親自指揮的仗都輸了。他真正擅長的是政治操作和形象管理。他和安東尼的決戰,很大程度上是一場宣傳戰:他把一場內戰包裝成對抗外國敵人,因為安東尼身邊是克利奧帕特拉,埃及是羅馬的敵人。

成為唯一統治者之後,屋大維仔細研究了凱撒犯的錯。

他住普通的房子,穿樸素的託加,吃簡單的食物,對元老院客客氣氣。他要的是真實的權力,不是外在的排場。同時他做了一件極聰明的事:他辭去所有正式公職,讓元老院把關鍵職位的權力授給他,但不給職位本身。他擁有執政官的權力,能指揮軍隊、主持元老院會議,但他不是那兩位每年選出來的執政官之一。他擁有保民官的權力,能否決任何事,但不是每年選出來的保民官之一。

表面上看,共和國照常運轉,每年選舉照辦,人數不變,名義上那些人管事。旁邊飄著一個屋大維,他的權力不和任何一個官職對等,而是和所有官職加起來對等。

連稱號都是精心設計的模糊。他自稱"奧古斯都",這個詞既可以指虔敬神明的人,也可以指本身具有神性。"第一公民"(Princeps),到底是普通公民中的第一個,還是比所有公民都高一等?"統帥"(Imperator),原本是士兵對凱旋將軍的自發歡呼,他把它變成了永久頭銜。英文的 emperor、empire 都從這裡來。

他晚年寫自傳,你征服了世界,會給自傳起什麼名字?《我如何征服世界》?他起的名字直譯過來是"我做過的事"。(格雷戈裡·奧爾德雷特)

自傳第一句是:十八歲那年,當共和國的自由被一個派系壓迫時,我捍衛了它。換成另一種說法就是:十八歲那年,我對另一個羅馬人發動內戰,征服了羅馬國家。

奧爾德雷特自己也說不清,當時的人到底信不信這套。羅馬人用了兩百年,才有第一份史料直白地把奧古斯都稱為國王。

而奧古斯都的兩個有利條件都不靠聰明。他帶來了和平與穩定,在經歷了一百年內戰之後,人們想的是:也許他殺死了共和國,但至少我們不用再死在街上了。他身體一直不好,卻活得很久,統治了大約五十年,等他死的時候,幾乎沒有人還記得共和國是什麼樣子。

他臨終那句臺詞也很有意思:如果我演得還不錯,請鼓掌讓我下臺。

被史書刪掉的穆薩

談到克利奧帕特拉,話題轉到女性在羅馬史料裡的位置。

奧爾德雷特說,傳統敘述總把這些女性當成"例外"。有一位女哲學家,是例外;克利奧帕特拉是唯一的女王;龐貝有個女人叫歐瑪基婭(Eumachia),擁有龐貝最大的建築,廣場上立著她的巨大雕像,是城裡幾個重要行會的贊助人,也是例外。可接著又發現了另外四位贊助行會的女性,還有另一位城市裡最重要的贊助人普蘭基婭·瑪格娜。例外多了,就該問:是不是寫歷史的人選擇性地記錄。

他講了一個幾乎被歷史抹掉的人。

奧古斯都最引以為傲的外交成就,是讓帕提亞歸還了幾十年前克拉蘇遠征失敗時被繳獲的軍團鷹旗。他為此反覆派使團去帕提亞。其中一次使團帶去的禮物,是一個女奴,名叫穆薩(Musa)。

穆薩取悅了帕提亞國王,成了他的妃子,生下兒子,被提升為妻子。後來她謀殺了帕提亞國王,安排自己的兒子登上王位,實際上以太后身份在幕後統治了這個幾乎和羅馬一樣龐大的帝國。一個奴隸出身的人,成了帝國的實際掌權者。

我去查傳統的羅馬與帕提亞關係史,大部分根本沒提她。他們只講她兒子,好像這個人憑空出現就成了王位繼承人,但顯然一切都是她做的。(格雷戈裡·奧爾德雷特)

幾年後一場政變把她推翻,之後她下落不明。而奧古斯都那尊最著名的雕像,Prima Porta 的那尊,胸甲正中央刻的正是帕提亞人向羅馬人交還鷹旗的場面,就是那次使團辦成的事。

西塞羅知道人被情緒支配,然後他利用了這一點

西塞羅是"新人",家裡沒有出過顯貴。他唯一的本錢是嘴。

他留下了海量的文字,哲學論著、修辭手冊、出版成冊的私人書信。他一生都在這個共和國崩解的年代,而且他沒有任何天然優勢:打仗很爛,家裡不富,沒有名門背景。他爬到羅馬最高公職,靠的全是當眾講話、說服別人的能力。

他的核心判斷是:人是被情緒支配的。只要能把陪審團或民眾的情緒調動起來,事實可能不重要,真相可能不重要,證據可能不重要,理性可能不重要。

手段就是這個時代人們以為很"現代"的那一套:抹黑、誇大、連坐、人身攻擊、扣帽子、製造恐懼、劃分敵我。奧爾德雷特說,這些東西一點都不新,人性沒變。

西塞羅還特別重視道具。他認為人是視覺動物,光靠語言不夠。有一次他為一位剛當父親的人辯護,他就抱著那個新生兒出庭。有一次當事人有個上鏡的兒子,他把孩子放在自己身後,說:看看這雙含著淚的眼睛,你們怎能讓他失去父親?還有一次當事人沒有好看的孩子,他就把當事人的老父母擺到法庭上。

身體是一件樂器,得學會怎麼演奏

手勢研究是奧爾德雷特的博士論文,也是他的第一本書。

起點是一個很實際的問題:古羅馬沒有麥克風,沒有擴音器,一個人在風大的露天廣場,對著兩萬人講話,他們怎麼聽得見?

一部分答案是發聲訓練。另一部分答案是,羅馬演說家有一套手勢體系,配合演講使用。奧爾德雷特把兩類證據拼起來:西塞羅等人的修辭手冊,以及一百年後的昆體良寫的《演說術原理》,後者有大約四十頁專門講手勢。

關鍵差別在於,這套手勢不像現代美國手語,一個手勢對應一個詞。每個手勢對應的是一種情緒。你的身體給語言加上一層情緒註解,你說出一些詞,同時用手指示這些詞應該讓人產生什麼感覺。

羅馬人甚至相信,做出某些手勢會讓人幾乎不由自主地產生相應情緒。西塞羅自己打的比方是音樂:誰都知道某些音調會讓人產生某些感受。電影裡恐怖場面配刺耳緊繃的音樂,愛情場面配絃樂,鯊魚出場配那段主題曲,你立刻就緊張了。西塞羅說,演說家的身體就是一把里拉琴,你得學會在自己的身體上演奏,去影響觀眾的情緒。

有些手勢很自然。手向側面推出去,是輕微的厭惡;加上轉開臉,是強烈的厭惡或恐懼;握拳壓在胸口,是憤怒或悲痛;拍大腿表示憤怒。有些很做作,比如張開手掌,一根一根把手指收進去,再翻出來,意思是"驚奇"。

古代最著名的希臘演說家是德摩斯梯尼。有人問他,演講最重要的三件事是什麼。他說:表達,表達,表達。(格雷戈裡·奧爾德雷特)

反過來,手勢做砸了會起反效果。西塞羅和昆體良舉過例子:有人講話時像在趕蒼蠅,有人像在顛簸的船上保持平衡。最有名的一個叫提提烏斯,動作太怪,羅馬人乾脆用他的名字命名了一支舞。

奧爾德雷特說他喜歡分析現代政治人物的肢體語言。特朗普手勢很多,但花樣窄,那些動作不描摹內容,更像標點。真正把身體用出創造力的是馬丁·路德·金,也包括希特勒。

同一套技術在馬丁·路德·金手裡,你說這太好了;在希特勒手裡,你說這太可怕了,他在說服一整個國家去犯暴行。(格雷戈裡·奧爾德雷特)

多神教不較真,一神教把所有事都放到前面

羅馬人信神,只是神很多,誰都不較真。你信這個,我信那兩個,街對面那位信他家後院的橡樹,都可以。國家有對應的神,為國家的名義向神祈禱,但你不是在執行朱庇特的意志。

一神教把這一切翻轉了。一旦只有一個神,而且是我的神,宗教就從輔助性的東西變成了決策的中心。

羅馬人和早期基督徒衝突的真正癥結有點荒誕。羅馬有個傳統,在皇帝生日時為他祈禱好運,形式上是對皇帝身上將來可能成神的那部分獻祭。對羅馬人來講,這相當於一種愛國表態,像宣誓效忠。對基督徒來講,這是崇拜另一個神。奧爾德雷特認為這幾乎是一場溝通失敗:羅馬人從多神視角出發,覺得你有你的神我有我的神,這有什麼問題,你為什麼不祝福皇帝,這是政治問題不是宗教問題。

好萊塢把早期基督徒拍成了被羅馬人持續迫害的群體。奧爾德雷特說,前兩百年羅馬人更多是漠不關心,或者根本不知道。他舉了小普林尼(Pliny)寫給圖拉真皇帝的信,一位總督和皇帝在商量政策。普林尼對基督徒的瞭解幾乎為零,還帶著滑稽的走樣:他們每週某天聚在一起,互相起誓不做壞事(他理解的十誡),然後一起吃早飯(聖餐)。

這是全帝國受過最好教育、跑過最多地方的人之一,他對基督教的瞭解基本是零。那說明當時沒多少人瞭解。(格雷戈裡·奧爾德雷特)

但基督教確實帶來了一些羅馬人本該視為威脅的東西。羅馬關心這個世界:公民權、身份、等級。基督教關心的是下一個世界。更要命的是,羅馬社會處處區分人:公民與非公民、男與女、自由與奴隸。基督教說,在神眼裡你們都是平等的。這在等級社會里是危險的想法。最早皈依的人群裡,女性和奴隸特別多,尤其是女奴。小普林尼的信裡提到,他調查的那群基督徒,領袖是兩位被稱為"女執事"的女奴。

三百年後,皇帝皈依了基督教。再過一百年,狄奧多西把它定為國教。皇帝們這麼做的原因裡有一個非常世俗的理由:合法性。當時最大的問題是內戰頻發,各地將領自稱皇帝。在多神教下,大家打就是了。但如果只有一個神,而這個神選定了某個人當皇帝,那其他自稱皇帝的人就都是非法的。

對普通人來講,基督教的吸引力也實在:它承諾死後的樂園,而希臘羅馬的冥界要麼變成塵土,要麼變成遊蕩的鬼魂;它說無論自由還是奴隸、羅馬人還是外邦人、男還是女,你都同樣有價值;早期基督徒還真的照顧病人、接濟窮人。

角鬥士:地位最低,名氣最大

角鬥士是"地位錯位"的典型例子。絕大多數是戰俘,社會地位最低,用自己的身體取悅他人,這在羅馬人看來本身就屈辱。羅馬人認為,唯一體面的職業是務農,因為那是給自己生產,替別人幹活就低人一等。

但成功的角鬥士會出名,會被仰慕,女人覺得他們有吸引力。正式身份極低,人氣極高。

電影裡常演的"扔一群角鬥士進去全死光"也不準確。有學者研究了一百場留下了細節的比賽,大約一成的比賽以一方死亡告終。角鬥士更像拳擊:兩個水平相當的人在展示技巧,通常都能活下來,但有受傷甚至死亡的風險。訓練一個角鬥士要投入大量金錢,所以沒人真想看他死。

也有些人不肯配合。有個日耳曼人本該下場,他把頭塞進轉動車輪的輻條裡,擰斷了自己的脖子。另有二十九個日耳曼人在比賽前夜互相掐死,不願為羅馬人的娛樂而戰。

為什麼要看這個?羅馬人自己的說法是:我們是好戰的民族,習慣看到死亡和暴力是合適的。也有更符號化的解釋:競技場是羅馬統治的象徵性表達,各個階層聚集在一起,決定外邦人、野獸、罪犯的生死。還有一種更犬儒的解釋:人就是喜歡暴力。冰球比賽最讓人興奮的是什麼?打架。賽車出事故的鏡頭會不會被反覆播放?會。

羅馬鬥獸場真正的名字是弗拉維圓形劇場,公元80年左右由韋斯帕薌建造。之前是尼祿,他給自己造了一座巨大的"金宮",揮霍無度。韋斯帕薌就在金宮的舊址上建了這座給人民娛樂的建築,他用這個動作表明:我的王朝是服務羅馬人的。建它的錢,來自洗劫耶路撒冷。

這座建築本身也是技術奇蹟:可收放的遮陽篷、把人和野獸從地下送上舞臺的升降機和坡道、編號清楚進出高效的通道系統。今天幾乎每一座體育場館都能追溯到它。

混凝土、穹頂,和兩千年後還站著的建築

羅馬人是極好的工程師,尤其在那些不起眼的東西上。我們今天想到羅馬建築就是閃亮的白色大理石,但建築的核心通常是混凝土,大理石只是表層貼面。今天鬥獸場的大理石早被拆光,你看到的是裸露的混凝土結構骨架。

羅馬人沒有發明混凝土,但他們用得比誰都大膽。希臘建築多是矩形和方形,還要排大量柱子撐住屋頂。羅馬人用混凝土加木模板,能做曲線、做穹頂,建築可能性一下子炸開。

萬神殿儲存最完好。它的穹頂底部混凝土更厚、配方更密實,需要承重的地方就更重;越往上越薄,還換用不同的石料,頂部用的是浮石這種極輕的火山岩。需要輕的地方就輕。兩千年後它還站著。

你看看周圍,我們現在蓋的這些建築,你覺得有多少能站兩千年?我猜不多。(格雷戈裡·奧爾德雷特)

繼承製是奧古斯都最大的失敗

奧古斯都把一切都想明白了,除了一件事:怎麼保證下一個繼任者是合格的。

他選定的原則是血緣,最近的男性親屬。他家族裡本來有好幾個年輕人被指定為繼承人,一個個都死了,最後繼承的是他並不喜歡的繼子提比略。接下來尤利烏斯-克勞狄王朝基本都按最近的血親來選,於是出了卡利古拉和尼祿。再下一個弗拉維王朝,韋斯帕薌還行,兒子提圖斯還行,另一個兒子圖密善又瘋了。

到公元98年,羅馬人回過頭看這一百年,承認一個問題:按血緣選繼承人,選出了幾個真不行的。於是他們改了做法。不選最近的男親,選最有資格的人,然後把他過繼為兒子。形式還是繼承,實際上是養子制。接下來八十年只有五位皇帝,後世稱為"五賢帝",從涅爾瓦到馬可·奧勒留,公元二世紀常被視為羅馬帝國的頂峰。

馬可·奧勒留環顧四周,誰最有資格繼承我?真巧,是我親兒子。然後一切開始走下坡。(格雷戈裡·奧爾德雷特)

他兒子是康茂德。公元180年,是常被選為"羅馬帝國開始衰亡"的年份之一。

這個時期帝國的版圖從英國到美索不達米亞,從埃及到德意志,境內大約五千萬人,內部相對和平,經濟相對穩定。所謂"羅馬和平"指的是邊界之內的和平,羅馬人對外的戰爭從未停過。

問到他最喜歡的羅馬人,奧爾德雷特沒有選皇帝,選了馬庫斯·阿格里帕,奧古斯都的副手。他極有才幹:傑出的將軍、艦隊指揮官、營造者,亞克興海戰是他替奧古斯都打贏的,重建羅馬城交給了他,第一版萬神殿是他建的,他還親自下到下水道里清理。

他清楚自己的侷限。他有實權,但他知道自己沒有那種當門面的政治手腕,所以他就忠實地服務他的朋友奧古斯都。很多人做不到這一點,總想抓更多,抓自己其實不擅長的東西。(格雷戈裡·奧爾德雷特)

絕對權力碰上沒定型的人格

為什麼羅馬皇帝裡有那麼多瘋子?奧爾德雷特的猜測是,最瘋的那些往往是很年輕就登基的。

你把任何一個十幾歲的孩子放到那個位置上,告訴他你有無限權力,那會對他做什麼?會怎樣扭曲他的性格?(格雷戈裡·奧爾德雷特)

反過來,那些被公認為好皇帝的,多數是中年登基,人格已經定型。當然例外總是有的,最典型的就是奧古斯都,他十幾歲就起步,居然沒瘋。

另一個反直覺的問題是:皇帝好壞到底有多重要?

如果你是一個西班牙的農民,皇帝是尼祿還是韋斯帕薌,對你的日常生活影響有多大?瘋皇帝的破壞大多侷限在他的聲音能傳到的地方,他們殺元老、殺家人、幹荒唐事,但帝國的機器照常運轉,總督管著行省,事情在發生。

真正影響全域性的,是皇帝能否發動戰爭,以及稅收。而且受技術所限,從羅馬往猶太行省發一封信要一兩個月,回信再一兩個月。遠端行省實際上必須自己決定,然後告訴皇帝"我們這麼做了,希望您滿意"。等四個月等一個批示,什麼也辦不成。

包稅公司、通貨膨脹,和一份最高限價令

共和國的稅收制度很怪。羅馬人拿下海外行省後,傾向於把收稅權拍賣給私人公司。公司預付一筆錢給國家,然後自己下去收,多收的歸自己。這個制度很糟,他們必然把行省榨乾。這些公司叫 publicani,《聖經》裡"稅吏與罪人"並提,可見名聲。後來逐漸轉成更常規的稅收,而且很多是以實物繳納,農民交小麥而不是現金。

羅馬經濟相當不發達。他們對商業和謀利也有奇怪看法:務農才是唯一體面的職業,所以富有的羅馬人做長途貿易時,往往透過前臺公司或代持人來做,利潤迴流到自己手裡,但名義上不沾商業。

三世紀危機來臨時,塞維魯之後,問題集中爆發。羅馬史家卡西烏斯·狄奧寫馬可·奧勒留之後的轉折:我們的王國從黃金時代,落入了鐵與鏽的時代。當時的人就有明確的衰落感,這很不尋常,通常歷史轉折是事後追認的。

核心問題是"誰能當皇帝"的秘密被揭穿了:誰掌握最多的劍,誰就是皇帝。

於是各行省的將軍紛紛稱帝,有時同時有三四個人,然後一起殺向羅馬打多邊內戰。邊境無人防守,蠻族進來劫掠,內戰毀掉城市和農田,經濟下滑,稅收減少,勝利者提高稅率,能交稅的人卻更少,惡性迴圈。羅馬人開始摻假貨幣:收進一枚金幣,熔化,混入一成廉價金屬,再打上同樣的印記當作足值金幣花。人們不傻。失控的通貨膨脹出現了。公元238年,一年裡換了八九個皇帝。

看起來帝國要在三世紀中葉崩潰。然後它穩住了。一批軍人皇帝把蠻族趕出去,重建邊境,最後一位是戴克裡先。他發行了一種保證足值的金幣,叫"索裡都斯"(Solidus),意為"實在的幣"。他還頒佈了著名的限價令,規定任何商品和服務可以收取的最高價格。這不可能真正奏效,但有幫助。

那份限價令裡最貴的專案是什麼?僱律師。有些事從來沒變。

君士坦丁、東西分裂,和一場關於年份的遊戲

四世紀最戲劇性的轉折是君士坦丁皈依基督教。當時帝國境內的基督徒比例不高,最多一成左右。他皈依的真誠度可以爭,因為他之前也用過類似套路:一次說是太陽神,一次說是別的神,而且皈依之後他還在鑄有別的神的錢幣。但這場皈依確實是分水嶺。

另一件事是帝國太大,治理不動。戴克裡先試過四帝共治,把帝國分成四塊由四位統治者協作。更常見的是東西分治,各有皇帝,偶爾短暫統一。

476年是"羅馬帝國滅亡"最常用的年份。那一年一個蠻族國王進入義大利,廢黜了一個叫羅慕路斯·奧古斯都路斯的人,這名字本身就離譜,把建城者羅慕路斯和重建者奧古斯都拼在一起。

但候選年份很多:410年阿拉里克第一次洗劫羅馬;455年汪達爾人洗劫得更徹底;180年馬可·奧勒留選錯了繼承人;公元前31年屋大維贏得亞克興,殺死了共和國;再往後還有1453年東羅馬帝國最終陷落。

你甚至得先問,那時候誰算真正的羅馬人?羅馬軍隊裡早就有大量蠻族,羅馬將軍本人可能就是在匈人那裡長大、後來服役、再離開的。憑什麼說476年被廢的那個人是"真羅馬人",取代他的蠻族國王就不是?(格雷戈裡·奧爾德雷特)

東羅馬帝國就是貨真價實的羅馬帝國。你問他們是誰,他們不會說"我們是拜占庭人",他們說"我們是羅馬人",而且他們的主張完全站得住。

奧爾德雷特不喜歡和稀泥,他給了自己的判斷:到五世紀末,西羅馬帝國已經變成了另一種東西。具體哪一年說不好,但到公元500年前後,那裡存在的東西已經不能叫羅馬帝國了。

為什麼滅亡?傳統答案是蠻族入侵,一位法國史家說"羅馬帝國不是倒塌的,是被謀殺的"。也有說基督教,有說氣候,羅馬的興起趕上了氣候好的時期,後來進入晚期古代小冰期,一切下滑。有說瘟疫,從馬可·奧勒留時代開始幾波大瘟疫,造成嚴重的人口和經濟破壞。有說道德衰敗,奧爾德雷特認為這個說不通。還有說鉛中毒,這個更不成立:帝國擴張的時候他們喝的是同樣的水管。

邊境到底存不存在

軍事史家愛德華·盧特瓦克寫過《羅馬帝國的大戰略》,引發了羅馬史界關於"羅馬人怎麼看邊疆"的長期爭論:他們有沒有邊界概念?有沒有一套總體戰略?還是隻是隨機擴張和收縮?

維吉爾說諸神賜予羅馬無盡的帝國。但奧古斯都本人似乎在收縮,停在萊茵河,停到多瑙河,不再無限推進。

另一個爭論是,西哥特人渡過多瑙河進入帝國,到底算"入侵"還是後來一些學者改稱的"移民"。他們是被另一支哥特人和匈人擠壓,很多早期哥特人進入帝國是在尋求庇護:給我們一塊地,我們替你們打外敵。羅馬人跟其中一支哥特人確實談成了不錯的條件,然後羅馬人沒有兌現供應,把他們逼反了。這是羅馬人自己的失誤。

匈人阿提拉的那段故事也很戲劇。他打進帝國,直逼羅馬,恐懼之下形成了一個奇怪的聯盟:羅馬人加上一些蠻族群體,對抗阿提拉和另一些蠻族群體,打了一場大仗,基本是僵局。阿提拉說,休整一年,明年再來。第二年他南下義大利,直撲羅馬,教皇去見他,兩人在河邊吃了頓飯,飯後阿提拉改主意了。基督徒史料說天上有聖人持火焰劍把他嚇退,另一些史料說教皇給了他一筆鉅款。之後阿提拉在新婚之夜離奇死去,匈人隨之瓦解。

真正影響深遠的一擊,奧爾德雷特認為是汪達爾人。他們去了西班牙,征服西班牙,再渡海拿下北非。西班牙和北非正是向羅馬城輸送糧食盈餘的主要地區。這些地方丟失之後,羅馬城的人口斷崖式下跌。

羅馬城早就不是首都了。皇帝搬到了拉文納,那裡四周是沼澤,更易防守。但這座老城一直是象徵。當它的糧食供應被切斷,它連象徵意義也撐不住了。與此同時,君士坦丁在舊稱拜占庭的希臘城市建立了第二首都,用並不謙虛的方式命名為君士坦丁堡。

什麼讓一場戰役成為決定性的

奧爾德雷特有一套《世界史上的決定性戰役》課程。他的定義很直接:一場戰役是否決定性,看它有沒有立刻改變政治結構,誰掌權。

最經典的是高加米拉戰役:亞歷山大擊敗大流士三世,一個下午,整個龐大的波斯帝國的統治者從波斯人換成了馬其頓人,覆蓋的地理範圍極其遼闊。

第二類是長期效應當時看不出來的那種,往往在於讓某種新的人群、觀念或制度獲得生長空間,或者被遏制。許多擴張中的帝國都是在某一仗上被攔住,你會想,如果沒被攔住,他們可能就統治整個地區了。

戰役也是新技術的展示場。奧爾德雷特說,戰爭史基本就是技術變遷史。很長一段時間是金屬冷兵器的近身搏殺,然後是火藥革命帶來一連串位移。二戰是最瘋狂的加速期之一:飛機從木頭和鋼絲的雙翼機,四年後變成噴氣式。開戰時所有人都以為海戰靠戰列艦,四年後戰列艦成了廢鐵,一切都靠航母。

誰適應新技術更快,誰就贏。這個故事我們看了一遍又一遍。(格雷戈裡·奧爾德雷特)

橄欖能種到哪裡,羅馬文明就到得了哪裡

奧爾德雷特承認有很強的地理決定論。文明都起源於美索不達米亞的沼澤之間、尼羅河三角洲、印度河、黃河和長江,這些地方是被地理指定的。埃及的整個社會圍繞尼羅河氾濫的週期展開,連宗教都是從那個週期裡長出來的。

他的一位老師說過一句話:最好的羅馬帝國地圖,就是一張標出哪裡能種橄欖的地圖。把公元一世紀能種橄欖的區域畫出來,它和羅馬化程度最高的區域幾乎完全重合。

飲食是更底層的東西。羅馬世界大約八成的人靠橄欖油、葡萄酒和小麥過活。這三樣作物怎麼種、種在哪裡,決定了太多文化形態。羅馬人也是用這個定義文明的:文明人吃這些,不文明的人吃別的。

有一位在羅馬政府做行政的希臘人被派到德意志北部,他寫回家的信裡說:這裡的居民過著全人類中最悲慘的生活,因為他們既不種橄欖,也不種葡萄。(格雷戈裡·奧爾德雷特)

羅馬人對蠻族飲食的刻板印象是紅肉。他們是牧人不是農民,跟著牛群走,吃奶製品,喝啤酒。

奧爾德雷特在威斯康星州綠灣教書,他常跟學生說:把一個羅馬人塞進時間機器送到我們這兒,他出來一看,滿地的啤酒、香腸和乳酪,會說:我知道你們是誰,你們是蠻族。

底下是兩種生活方式:農民定居,建城市;牧民遷徙,不建城市。表層是飲食,底下是整個文化的分野。

羅馬的內戰就是當時的世界大戰

把古代戰爭和二十世紀的世界大戰放在一起比,奧爾德雷特說,羅馬的一些內戰在當時就是世界大戰。凱撒遇刺之後那場仗,戰場在西班牙、北非、希臘、埃及、義大利,橫跨整個地中海,至少七八個羅馬派系捲入,這就是他們認知裡的整個世界。

如果把交通時間折算進去,我可以說那場戰爭比二戰還大。二戰從美國到中國,一週也就到了。在古代,從西班牙到埃及要一個月。他們是在更大的時空尺度上作戰的。(格雷戈裡·奧爾德雷特)

核武器改變了什麼?他說,那是我們能真正毀滅世界、成批毀滅文明的能力,這確實是新的。羅馬人無論做什麼,都沒有這個選項。他提到當下的不安:長期是美蘇兩個陣營的核對峙,相互確保摧毀,它奏效了。現在進入更多國家獲得核能力的時期,中國看起來急於擴充核武庫。

但他真正想說的是另一件事:人類記不住軍事史的教訓。

阿富汗,或者說阿富汗北部到巴基斯坦那片地區,一遍又一遍地讓世界上最精良的軍隊折戟。亞歷山大試過,蒙古人試過,匈人試過,莫臥兒人試過,維多利亞時代的英國試過,俄國人試過,美國人試過。同樣的錯誤犯了一遍又一遍。(格雷戈裡·奧爾德雷特)

錯誤就兩個:不理解地形,那是岩石山地,人永遠可以藏進山洞;不理解那個地區本質上是部落社會,真正的忠誠在部落,不在中央政府。作為一個研究歷史的人,看著這些事重複發生,你知道接下來會發生什麼,這種感覺很壓抑。

為什麼會把橄欖榨油機當成宗教祭壇

奧爾德雷特和妻子合寫《古代的漫長陰影》,想說明今天幾乎每一件事都深深紮根在過去,包括我們以為是人性固有的那些東西。政府、教育、思想、藝術、建築、語言、文化、醫學,還有習慣、節慶方式、婚禮儀式,甚至日曆。我們的日曆來自凱撒:一年365天,十二個月,閏年,都是他定的,教皇格里高利只做了一點微調。

不理解過去,你就沒法在當下做好的決定,也沒法對未來做好的決定。這不只適用於你自己的人生,也適用於理解別人。你得知道他們從哪兒來,而"他們從哪兒來"的答案就是他們過去經歷了什麼。(格雷戈裡·奧爾德雷特)

研究歷史的問題首先是史料本身。寫十九世紀,任何題目你一輩子都讀不完;寫羅馬,他辦公室裡一個八英尺高、十英尺寬的書架,就裝下了幾乎所有存世的希臘羅馬文學文字。而關於那個世界的東西,九成九都丟了。

存下來的又高度不具代表性:全部出自一小撮精英男性。他們有自己的議程,不一定會說真話。文字還是抄本的抄本的抄本,像傳話遊戲一樣抄了兩千年。

再往前到沒有文字的社會,問題更大。他講了一個他很喜歡的故事。

十九世紀,一個在英格蘭受過教育、當時最博學的那類人,去北非沙漠裡考察。他找到一處遺址,立著幾塊十英尺高的巨石,成對排列,頂上橫著一塊門楣石,前面還有一塊大石頭。他想,這讓他想起什麼?巨石陣。後來一個英國人又去研究,發現了一大批這樣的遺址,其中一處有十七對。他回去寫了一整本書,論證凱爾特人原本來自北非,還復原出一套宗教:這裡有儀式,這裡有成人禮,人們從石柱之間擠過去,祭壇石上有凹槽,所以有血祭。聽起來很合理。

後來你去問當地人,沙漠裡那些東西是什麼?老羅馬榨橄欖油的作坊。那些是橄欖壓榨機的殘骸。

如果你只有實物證據,你會用自己的文化偏見去解釋它。你是英國人,看到立著的石頭就想到巨石陣;你來自地中海,就會想到榨油機。(格雷戈裡·奧爾德雷特)

他接著做了一個思想實驗:假如我們的文明毀於核戰,考古學家來挖,挖到我教書的那種大學宿舍,每個小房間裡都有一個神秘的塑膠圓盤,人人都有一個,那必然是祭祀用品。是圓的,那顯然是太陽崇拜。如果銘文還能辨認,你就會看到他們崇拜偉大的太陽神 Wham-O。宿舍房間裡最常見的是什麼?飛盤。

歷史學家做的,是在承認史料偏差和自身偏差的前提下,儘可能重建一個忠於證據的影象,然後不斷用新證據修正它。像科學,也像偵探。奧爾德雷特說,同情心是很了不起的人類能力,不只該用於眼前遇到的人,也該用於古代文明。有些時刻你會感到強烈的共鳴,有些時刻你會完全無法理解,意識到這兩者同時存在,你才可能稍微接近一點真相。

問到兩三千年後的歷史學家會怎麼看我們這個時代,他說,那大概更多是在評論他們自己那個時代,而不是真實的我們。他希望他們說的是:在這個文明裡,我能看到進步。

他引了李維在《羅馬史》開篇寫的那句話:歷史有用,是因為它提供了無窮多樣的經驗和範例,有值得效仿的高貴之事,也有應當避免的可恥之事。

什麼讓他對人類未來抱有希望?好奇心。人類最特別的地方,是能把知識積累下來,傳給下一代。我們本身就是無數代前人知識的累積,否則每一代都要從零開始。

以下是這場對話裡可以真正拿來用的東西。

  • 看任何社會新聞或歷史敘述時,先問一句:這個結論建立在多少、哪一類證據上。古代史九成九的史料都丟了,剩下的又幾乎全出自精英男性。你看到的"事實",很可能只是倖存下來的那一小部分聲音。
  • 遇到反直覺的歷史現象,先找結構因素,別急著歸因於個人品質。羅馬初期能反覆補充兵源、把被征服者納進體制,將軍和裝備本身並不突出。今天很多事情同理。
  • 判斷一個組織或國家能不能長期撐住,看它有沒有把新來者變成自己人的機制。羅馬的輔助軍制度、養子繼承製,都是把外部力量和外部人才吸收進核心的設計,而它最大的失敗恰恰也是沒能解決接班人問題。
  • 說話和寫作時,記住情緒比事實更能推動人,所以更要小心別人用情緒推動你。西塞羅那套抹黑、扣帽子、製造恐懼、劃分敵我的手法,兩千年前就成熟了,今天沒有變新,只是傳播更快。
  • 身體語言值得練。表達方式的權重不比內容低,但前提是自然、和內容一致、有變化。太少了是問題,太多了也是問題,刻意模仿別人通常更糟。
  • 研究任何一段歷史時,警惕自己帶著當代偏見去解讀實物。看到立起的石頭,英國人想巨石陣,地中海人想橄欖榨油機,同一堆東西,兩個結論。
  • 如果要判斷某個地區能否被外力長期控制,先看地形和當地真正的效忠物件。阿富汗那片山地一次次讓最精良的軍隊折戟,錯誤只有兩個,而且每次都一樣。
  • 別把古代人當成比我們笨的人。他們的技術和資訊條件不同,智力沒差別。反過來也別把自己當成不會重蹈覆轍的人,奧爾德雷特說,把任何人放到年輕、手握無限權力的位置上,結果都很難說。
文稿來自 Lex Fridman 官網公開發布的官方 Transcript(含說話人與時間戳)。
Gregory Aldrete (00:00:00): Rome always wins because even if they lose battles, they go to the Italian allies and half citizens and raise new armies. So how do you beat them? He can never raise that many troops himself. And Hannibal, I think correctly, figures out the one way to maybe defeat Rome is to cut them away from their allies. Well, how do you do this? Hannibal’s plan is, “I’m not going to wait and fight the Romans in Spain or North Africa. I’m going to invade Italy. I’m going to strike at the heart of this growing Roman Empire. And my hope is that if I can win a couple big battles against Rome in Italy, the Italians will want their freedom back and they’ll rebel from Rome and maybe even join me because most people who have been conquered want their freedom back, so this is a reasonable plan.” Gregory Aldrete (00:00:51): Hannibal famously crosses the Alps with elephants. Dramatic stuff. Nobody expects him to do this. Nobody thinks you can do this. Shows up in Northern Italy. Romans send an army. Hannibal massacres them. He is a military genius. Rome takes a year, raises a second army. We know this story, sends it against Hannibal. Hannibal wipes them out. Gregory Aldrete (00:01:12): Rome gets clever this time. They say, “Okay, Hannibal’s different. We’re going to take two years, raise two armies and send them both out at the same time against Hannibal.” They do this, and this is the Battle of Cannae, which is one of the most famous battles in history. Hannibal is facing this army of 80, 000 Romans about, and he comes up with strategy called double envelopment. I mean, we can go into it later if you want, but it’s this famous strategy where he basically sucks the Romans in, surrounds them on all sides. And in one afternoon at the Battle of Cannae, Hannibal kills about 60,000 Romans. Now, just to put that in perspective, that’s more Romans hacked to death in one afternoon with swords than Americans died in 20 years in Vietnam. Lex Fridman (00:02:03): The following is a conversation with Gregory Aldrete, a historian specializing in ancient Rome and military history. This is the Lex Fridman Podcast. To support it, please check out our in the description. And now, dear friends, here’s Gregory Aldrete. Lex Fridman (00:02:23): What do you think is the big difference between the ancient world and the modern world? Gregory Aldrete (00:02:28): Well, the easy answer, the one you often get is technology, and obviously, there’s huge differences in technology between the ancient world and today. But I think some of the more interesting stuff is a little bit more amorphous things, more structural things. I would say, first of all, childhood mortality. In the ancient world, and this is true, Greeks, Romans, Egyptians, really anybody up until about the industrial Revolution, about 30 to 40% of kids died before they hit puberty. Gregory Aldrete (00:02:57): I mean, put yourself in the place of average inhabitant of the ancient world. If you were an ancient person, three or four of your kids probably would’ve died. You would’ve buried your children. And nowadays, we think of that as an unusual thing, and just psychologically, that’s a huge thing. You would’ve seen multiple of your siblings die. If you were a woman, for example, if you were lucky enough to make it to let’s say age 13, you probably would have to give birth four or five times in order just to keep the population from dying out. Those kind of grim mortality statistics, I think, are a huge difference psychologically between the ancient world and the modern. Lex Fridman (00:03:37): But fundamentally, do you think human nature changed much? Do you think the same elements of what we see today, fear, greed, love, hope, optimism and the cynicism, the underlying forces that result in war, all of that, permeates human history? Gregory Aldrete (00:03:56): Crude answer, yes. I think human nature is roughly constant. And for me, as an ancient historian, the kind of documents that I really like dealing with are not the traditional literary sources, but they’re the things that give us those little glimpse into everyday life. Stuff like tombstones or graffiti or just something that survives on a scrap of parchment that records a financial transaction. Whenever I read some of those, I’ll have this moment of feeling, ” Oh, I know exactly how that person felt.” Here across 2000 years of time, completely different cultures, I have this spark of sympathy with someone from antiquity. Gregory Aldrete (00:04:40): I think, as a historian, the way you begin to understand an alien, a foreign culture, which is what these cultures are, is to look for those little moments of sympathy. But on the other hand, there’s ways in which ancient cultures are wildly different from us. You also look for those moments where you just think, “How the hell could these people have done that? I just don’t understand how they could have thought or acted in this way.” It’s lining up those moments of sympathy and kind of disconnection that I think is when you begin to start to understand a foreign culture or an ancient culture. Lex Fridman (00:05:14): I love the idea of assembling the big picture from the details and the little pieces, because that is the thing that makes up life. The big picture is nothing without the details. Gregory Aldrete (00:05:23): Yep, yep, and those details would bring it to life. I mean, it’s not the grand sweep of things. It’s seeing those little hopes and fears. Another thing that I think is a huge difference between the modern world and the ancient is just basically everybody’s a farmer. Everybody’s a small family farmer, and we forget this. Gregory Aldrete (00:05:42): I was just writing a lecture for my next Great Courses course, and I was writing about farming in the ancient world. I was really thinking if we were to write a realistic textbook of let’s say the Roman Empire, nine out of 10 chapters should be details of what it was like to be a small-time family farmer, because that’s what 90% of the people in the ancient world did. They weren’t soldiers, they weren’t priests, they weren’t kings, they weren’t authors, they weren’t artists. They were small-town family farmers, and they lived in a little village. They never traveled 20 miles from that village. They were born there. They married somebody from there. They raised kids. They mucked around in the dirt for a couple decades and they died. They never saw a battle. They never saw a work of art. They never saw a philosopher. They never took part in any of the things we define as being history. So that’s what life should be, and that’s representative. Lex Fridman (00:06:37): Nevertheless, it is the emperors and the philosophers and the artists and the warriors who carve history. Gregory Aldrete (00:06:43): And it is the important stuff. I mean, that’s true. There’s a reason we focus on that. Lex Fridman (00:06:48): That’s a good reminder though. If we want to truly empathize and understand what life was like, we have to represent it fully. Gregory Aldrete (00:06:56): And I would say let’s not forget them. Let’s not forget what life was like for 80, 90% of the people in the ancient world, the ones we don’t talk about, because that’s important too. Lex Fridman (00:07:06): The Roman Empire is widely considered to be the most powerful, influential, and impactful empire in human history. What are some reasons for that? Gregory Aldrete (00:07:18): Yeah. I mean, Rome has been hugely influential, I think, just because of the image. I mean, there’s all these practical ways. I mean, the words I’m using to speak with you today, 30% are direct from Latin. Another 30% are from Latin descended languages. Our law codes, I mean, our habits, our holidays, everything comes fairly directly from the ancient world. But the image of Rome, at least again in Western civilization, has really been the dominant image of a successful empire. I think that’s what gives it a lot of its fascination, this idea that, “Oh, it was this great, powerful, culturally influential empire,” and there’s a lot of other empires. I mean, we could talk about ancient China, which arguably was just as big as Rome, just as culturally sophisticated, lasted about the same amount of time. But at least in Western civilization, Rome is the paradigm. Gregory Aldrete (00:08:14): But Rome is a little schizophrenic in that it’s both the empire when it was ruled by emperors, which is one kind of model, and it’s the Roman Republic when it was a pseudo-democracy, which is a different model. It’s interesting how some later civilizations tend to either focus on one or the other of those. The United States, Revolutionary France, they were very obsessed with the Roman Republic as a model. But other people, Mussolini, Hitler, Napoleon, they were very obsessed with the Empire. Victorian Britain as a model. Gregory Aldrete (00:08:48): Rome itself has different aspects. But what I think is actually another big difference between the modern world and the ancient is our relationship with the past. One of the keys to understanding all of Roman history is to understand that this was a people who were obsessed with the past and for whom the past had power, not just as something inspirational, but it actually dictated what you would do in your daily life. Today, especially in the United States, we don’t have much of a relationship with the past. We see ourselves as free agents just floating along, not tethered to what came before. Gregory Aldrete (00:09:28): The classical story that I sometimes tell in my classes to illustrate this is Rome started out as a monarchy. They had kings. They were kind of unhappy with their kings. Around 500 BC, they held a revolution and they kicked out the kings, and one of the guys who played a key role in this was a man named Lucius Junius Brutus. 500 years later, 500 years down the road, a guy comes along, Julius Caesar, who starts to act like a king. If you have trouble with kings in Roman society, who are you going to call? Somebody named Brutus. Now as it happens, there is a guy named Brutus in Roman society at this time, who is one of Julius Caesar’s best friends, Marcus Junius Brutus. Now, before I go further with the story, and I think you probably know where it ends, I talk about how important your ancestors are in Roman culture. I mean, if you went to an aristocratic Roman’s house and opened the front door and walked in, the first thing you would see would be a big wooden cabinet. If you open that up, what you would see would be row after row of wax death masks. When a Roman aristocrat died, they literally put hot wax on his face and made an impression of his face at that moment. They hung these in a big cabinet right inside the front door. Every time you entered your house, you were literally staring at the faces of your ancestors. Gregory Aldrete (00:10:53): Every child in that family would have obsessively memorized every accomplishment of every one of those ancestors. He would’ve known their career, what offices they held, what battles they fought in, what they did. When somebody new in the family died, there would be a big funeral and they would talk about all the things their ancestors had did. The kids in the family would literally take out those masks, tie them onto their own faces, and wear them in the funeral procession. You were wearing the face of your ancestors. So you as an individual weren’t important, you were just the latest iteration of that family, and there was enormous weight, huge weight to live up to the deeds of your ancestors. The Romans were absolutely obsessed with the past, especially with your own family. Every Roman kid who is let’s say an aristocratic family could tell you every one of his ancestors back centuries. I can’t go beyond my grandparents, I don’t even know, but that’s maybe 100 years. It’s a completely different attitude towards the past. Lex Fridman (00:11:52): And the level of celebration that we have now of the ancestors, even the ones we can name, is not as intense as it was in Roman times. Gregory Aldrete (00:11:59): No, no. I mean, it was obsessive and oppressive. It determined what you did. Lex Fridman (00:12:00): Oppressive, oh. Gregory Aldrete (00:12:05): Yes. Because there’s that weight for you to act like your ancestors did. Lex Fridman (00:12:08): Not to speak sort of philosophically, but do you think it was limiting to the way that society develops to be deeply constrained by the- Gregory Aldrete (00:12:18): Yes. Absolutely. Lex Fridman (00:12:18): Limiting in a good way or a bad way, you think? Gregory Aldrete (00:12:21): Well, like everything, it’s a little of both. But the bad, on the one hand, it gives them enormous strength and it gives them this enormous connection. It gives them guidance. But the negative is what’s interesting, is it makes the Romans extremely traditional minded and extremely conservative, and I mean conservative in the sense of resistant to change. Gregory Aldrete (00:12:40): In the late Republic, which we’ll probably talk about later, Rome desperately needed to change certain things, but it was a society that did things the way the ancestors did it, and they didn’t make some obvious changes, which might have saved their Republic. That’s the downside is that it locks you into something and you can’t change. Gregory Aldrete (00:12:58): But to get us back to the Brutus’s, 500 years after that first Brutus got rid of kings, Julius Caesar starts to act like a king, one of his best friends is Marcus Junius Brutus. And literally, in the middle of the night, people go to Brutus’s house and write graffiti on it that says, “Remember your ancestor?” And another one is, I think, “You’re no real Brutus.” And at that point, he really has no choice. He forms a conspiracy. On the Ides of March 44 BC, he and 23 other senators take daggers, stick them in Julius Caesar, and kill him for acting like a king. The way I always pose this to my students is, “How many of you would stick a knife in your best friend because of what your great, great, great, great, great, great, great, great, great, great, great grandfather did?” Lex Fridman (00:13:48): That’s commitment. Gregory Aldrete (00:13:50): That’s the power of the past. That’s a society where the past isn’t just influential, but it dictates what you do. And that concept, I think, is very alien to us today. We can’t imagine murdering our best friend because of what some incredibly distant ancestor did 500 years ago. But to Brutus, there is no choice. You have to do that. Gregory Aldrete (00:14:11): A lot of societies have this power of the past. Today, not so much, but some still do. About a decade ago, I was in Serbia and I was talking to some of the people there about the breakup of Yugoslavia and some of the wars that had taken place where people turned against their neighbors, basically murdered people they had lived next to for decades. When I was talking to them, some of them actually brought up things like, “Oh, well, it was justified because in this battle in 12 whatever, they did this.” And I was thinking, “Wow, you’re citing something from 800 years ago to justify your actions today.” That’s a modern person who still understands the power of the past, or maybe is crippled by it, is another way to view it. Lex Fridman (00:14:55): This is an interesting point and an interesting perspective to remember about the way the Romans thought, especially in the context of how power is transferred, whether it’s hereditary or not, which changes throughout Roman history. It’s interesting. It’s interesting to remember that, the value of the ancestors Gregory Aldrete (00:15:13): Yep, and just the weight of tradition. Lex Fridman (00:15:15): The weight of tradition. Gregory Aldrete (00:15:16): For the Romans, the mos maiorum is this Latin term, which means the way the ancestors did it, and it’s kind of their word for tradition. For them, tradition is what your forefathers and mothers did, and you have to follow that example, and you have to live up to that. Lex Fridman (00:15:31): Does that mean that class mobility was difficult? If your ancestors were farmers, there was a major constraint on remaining a farmer, essentially. Gregory Aldrete (00:15:40): I mean, the Romans all like to think of themselves as farmers, even filthy rich Romans. It was just their national identity is the citizen soldier farmer thing. But it did, among the aristocrats, the people who kind of ran things, yeah, it was hard to break into that if you didn’t have famous ancestors. It was such a big deal that there was a specific term called a novus homo, a new man, for someone who was the first person in their family to get elected to a major office in the Roman government because that was a weird and different and new thing. You actually designated them by this special term. Yeah, you’re absolutely right. Lex Fridman (00:16:19): If we may, let us zoom out, it would help me, maybe it’ll help the audience to look at the different periods that we’ve been talking about. You mentioned the Republic. You mentioned maybe when it took a form of empire and maybe there was the age of kings. What are the different periods of this Roman, let’s call it, what? The big- Gregory Aldrete (00:16:37): Roman history. Lex Fridman (00:16:38): Roman history. And a lot of people just call that whole period Roman Empire loosely, right? Gregory Aldrete (00:16:44): Yeah. Lex Fridman (00:16:44): Maybe can you speak to the different periods? Gregory Aldrete (00:16:45): Yes, absolutely. Conventionally, Roman history is divided into three chronological periods. The first of those is from 773 BC to 509 BC, which is called the monarchy. All the periods get their names from the form of government. This is the earliest phase of Roman history. It’s when Rome is mostly just a fairly undistinguished little collection of mud huts, honestly, just like dozens of other cities of little mud huts in Italy. That early phase, about 750 to around 500 BC is the monarchy. They’re ruled by kings. Gregory Aldrete (00:17:20): Then there’s this revolution, they kick out the kings, they become a Republic. That lasts from 500 BC roughly to about either 31 or 27 BC, depending what date you pick as most important, but about 500 years. The Republic is when they have a Republican form of government. Some people idealize this as Rome’s greatest period, and the big thing in that period is Rome first expands to conquer all of Italy in the first 250 years of that 500 year stretch. And then, the second 250 years, they conquer all the Mediterranean basin roughly. This is this time of enormous successful Roman conquest and expansion. Gregory Aldrete (00:17:59): And then, you have another switch up and they become ruled by emperors. Back to the idea of one guy in charge, though the Romans try to pretend it’s not like a king, it’s something else. Anyway, we can get into that. But they’re very touchy about kings, so they have emperors. Roman Empire, the first emperor is Augustus. Starts off as Octavian, switches his name to Augustus when he becomes emperor. He kind of sets the model for what happens. Gregory Aldrete (00:18:26): And then, how long does the Roman Empire last? That’s one of those great questions. The conventional answer is usually sometime in the fifth century, so the 400s AD, so about another 500 years, let’s say. So nice kind of even division, 500 years of Republic, 500 years of empire. But you can make very good cases for lots of other dates for the end of the Roman Empire. I actually think it goes all the way through the end of the Byzantine Empire in 1453, so another 1500 years, but that’s a whole other discussion. But so that’s your three phases of Roman history, Lex Fridman (00:18:59): And in some fundamental way, it still persists today, given how much of its ideas define our modern life, especially in the western world. Gregory Aldrete (00:19:08): Yeah. Lex Fridman (00:19:09): Can you speak to the relationship between ancient Greece and Roman Empire, both in the chronological sense and in the influence sense? Gregory Aldrete (00:19:19): Well, I mean, ancient Greece comes… The classical era of Greek civilization is around the 500s BC. That’s when you have the great achievements of Athens. It becomes the first sort of true democracy. They defeat the Persian invasions. A lot of famous stuff happens in the 400s, let’s say. So that is contemporaneous with Rome, but the Greek civilization, in a sense, is peaking earlier. And one of the things that happens is that Greece ends up being conquered by Rome in that second half of the Roman Republic between 250 and about 30 BC. And so, Greece falls under the control of Rome and Rome is very heavily influenced by Greek culture. They themselves see the Greeks as a superior civilization, culturally more sophisticated, great art, great philosophy, all this. Another thing about the Romans is they’re super competitive. One of the engines that drives Romans is this public competitiveness, especially among the upper classes. They care more about their status and standing among their peers than they do about money or even their own life, so there’s this intense competition. Gregory Aldrete (00:20:36): When they conquer Greece, Greek culture just becomes one more arena of competition. Romans will start to learn Greek. They’ll start to memorize Homer. They’ll start to see who can quote more passages of Homer in Greek in their letters to one another because that increases their status. Rome absorbs Greek civilization, and then the two get fused together. Gregory Aldrete (00:20:59): The other thing I should mention in terms of influences that’s really huge on Rome is the Etruscans, and this is one that comes along before the Greeks. The Etruscans were this kind of mysterious culture that flourished in northern Italy before the Romans, so way back 800 BC. They were much more powerful than the Romans. They were a loose confederation of states. For awhile, the Romans even seemed to have been under Etruscan control. The last of the Roman kings was really an Etruscan guy pretty clearly. But the Etruscans end up giving to Rome, or you could say Rome ends up stealing perhaps, a lot of elements of Etruscan culture. Many of the things that we today think of as distinctively Roman, our cliches of what a Roman is, actually aren’t truly Roman, they’re stuff they stole from the Etruscans. Just a couple examples, the toga. What do you think of a Roman? It’s a guy wearing a toga, and the toga is the mark of a Roman citizen. Well, that’s what Etruscan kings wore, probably. Gregory Aldrete (00:21:59): Gladiator games. We associate those very intensely with the Romans. Well, they probably stole that from the Etruscans. A lot of Roman religion. Jupiter is a thunder God, all sorts of divination. The Romans love to chop open animals and look at their livers and predict the future, that comes from the Etruscans. Watching the flight of birds to predict the future, that comes from the Etruscans. There’s a lot of central elements of what we think of as Roman civilization, which actually are borrowings, let’s say, from these older, slightly mysterious Etruscans. Lex Fridman (00:22:33): I mean, that’s a really powerful thing. It’s a powerful aspect of a civilization to be able to, we can call it stealing which is a negative connotation, but you can also see its integration basically. Yes, steal the best stuff from the peoples you conquer or the peoples that you interact with. Lex Fridman (00:22:53): Not every empire does that. There’s a lot of nations and empires that when they conquer, they annihilate versus integrate. And so, it’s an interesting thing to be able to culturally… The form that the competitiveness takes is that you want to compete in the realm of ideas in culture versus compete strictly in the realm of military conquest. Gregory Aldrete (00:23:19): Yeah, and I think you’ve exactly put your finger on one of the, let’s say, secrets of Rome’s success, which is that they’re very good at integrating non-Romans or non-Roman ideas and kind of absorbing them. Gregory Aldrete (00:23:34): One of the things that’s absolutely crucial early in Roman history, when they’re just one of these tiny little mud hut villages fighting dozens of other mud hut villages in Italy, why does Rome emerge as the dominant one? Well, one of the things they do is when they do finally succeed in conquering somebody else, let’s say another Italianate people, they do something very unusual because the normal procedure in the ancient world is let’s say you conquer another city, you often kill most of the men, enslave the women and children, steal all the stuff, right? The Romans, at least with the Italians, conquer the other city, and sometimes they’ll do that, but sometimes they’ll also then say, “All right, we’re going to now leave you alone and we’re going to share with you a degree of Roman citizenship.” Sometimes they’d make them full citizens, more often they’d make them something we call half citizens, which is kind of what sounds like you get some of the privileges of citizenship, but not all of them. Sometimes they would just make them allies, but they would sort of incorporate them into the Roman project. Gregory Aldrete (00:24:33): They wouldn’t necessarily ask for money or taxes, which is weird too. But instead, the one thing they would always, always demand from the conquered cities in Italy is that they provide troops to the Roman army. The army becomes this mechanism of Romanization where you pull in foreigners, you make them like you, and then they end up fighting for you. Early on, the secret to Rome’s military success is not that they have better generals. It’s not that they have better equipment. It’s not that they have better strategy or tactics. It’s that they have limitless manpower, relatively speaking. They lose a war and they just come back and fight again, and they lose again, and they come back and they fight again, and eventually they just wear down their enemies because their key thing of their policy is we incorporate the conquered people. Gregory Aldrete (00:25:25): The great moment that just exemplifies this is pretty late in this process. They’ve been doing this for 250 years just about, and they’ve gotten down to the toe of Italy, they’re conquering the very last cities down there. One of the last cities is actually a Greek city. It’s a Greek colony. It’s a wealthy city, and so when the Romans show up on the doorstep and are about to attack them, they do what any rich Greek colony or city does, they go out and hire the best mercenaries they can. They hire this guy who thinks of himself as the new Alexander the Great, a man named Pyrrhus of Epirus. He’s a mercenary. He is actually related to Alexander distantly. He has a terrific army, top-notch army. He’s got elephants. He’s got all the latest military technology. The Romans come and fight a battle against him, and Pyrrhus knows what he’s doing. He wipes out the Romans. Gregory Aldrete (00:26:12): He thinks, “Okay, now we’ll have a peace treaty. We’ll negotiate something. I can go home.” But the Romans won’t even talk. They go to their Italian allies and half-citizens, they raise a second army, they send it against Pyrrhus. Pyrrhus says, ‘Okay, these guys are slow learners. Fine.” He fights them again, wipes them out, thinks, “Now we’ll have a peace treaty.” But the Romans go back to the allies, raise a third army and send it after Pyrrhus. When he sees that third army coming, he says, “I can’t afford to win another battle. I win these battles, but each time I lose some of my troops and I can’t replace them, and the Romans just keep sprouting new armies.” So he gives up and goes home. Gregory Aldrete (00:26:55): Rome kind of loses every battle, but wins the war. Pyrrhus one of, actually, his officers has a great line as they’re going back to Greece. He says, “Fighting the Romans is like fighting a hydra,” and a hydra is this mythological monster that when you cut off one head, two more grow in its place, so you can just never win. Lex Fridman (00:27:17): That’s fascinating. Gregory Aldrete (00:27:18): So that’s the secret to Rome’s early success. Lex Fridman (00:27:21): It’s not the military strategy. It’s not some technological asymmetry of power. It’s literally just manpower. Gregory Aldrete (00:27:28): Mm-hm. Early on. Lex Fridman (00:27:28): Early on. Gregory Aldrete (00:27:30): And later, the Romans get very good… We’re into the empire phase now. Once they have emperors into the AD era of kind of doing the same thing by drawing in the best and the brightest and the most ambitious and the most talented local leaders of the people they conquer. When they go someplace, let’s say they conquer tribe of what to them as barbarians, they’ll often take the sons of the barbarian chiefs, bring them to Rome and raise them as Romans. Lex Fridman (00:28:02): Damn. Gregory Aldrete (00:28:02): And so, it’s that whole way of turning your enemies into your own strength. The Romans start giving citizenship to areas they conquer. Once they move out of Italy, they aren’t as free with the citizenship, but eventually they do. They make Spain, lots of cities in Spain, they make all citizens and other places. And soon enough, the Roman emperors and the Roman senators are not Italians, they’re coming from Spain or North Africa or Germany or wherever. Gregory Aldrete (00:28:32): As early as the second century AD of the Roman Empire, so the first set of emperors, the first 100 years were all Italians, but right away at the beginning of the second century AD you have Trajan, who’s from Spain. The next guy, Hadrian’s from Spain, and then a century later, you have Septimius Severus, who’s from North Africa. You would later get guys from Syria. I mean, the actual leaders of the Roman Empire are coming from the provinces. Lex Fridman (00:28:56): That’s brilliant. Gregory Aldrete (00:28:57): And it’s that openness to incorporating foreigners, making them work for you, making them want to be part of your empire, that I think is one of Rome’s strengths. Lex Fridman (00:29:07): Taking the sons is a brilliant idea and bringing them to Rome, because a kind of generational integration. Gregory Aldrete (00:29:15): The Roman military, later in the empire, is this giant machine of half a million people that takes in foreigners and churns out Romans. The army is composed of two groups. You have the Roman Legionaries who are all citizens, but then you have another group that’s just as large, about 250,000 of each, 250,000 Legionaries, 250,000 of the second group called Auxiliaries. Auxiliaries tend to be newly conquered warlike people that the Romans enlist as Auxiliaries to fight with them. They serve side by side with the Roman legions for 25 years. At the end of that time, when they’re discharged, what do they get? They get Roman citizenship, and their kids then tend to become Roman Legionaries. Gregory Aldrete (00:30:04): Again, you’re taking the most warlike and potentially dangerous of your enemies, kind of absorbing them, putting through this thing for 25 years where they learn Latin, they learn Roman customs, they maybe marry someone who’s already a Roman or a Latin woman. They have kids within the system, their kids become Roman Legionaries, and you’ve thoroughly integrated what could have been your biggest enemies, right? Your greatest threat. Lex Fridman (00:30:28): That’s just brilliant, brilliant process of integration. Is that what explains the rapid expansion during the late Republic? Gregory Aldrete (00:30:36): No. There it’s more the indigenous Italians who are in the army at that point. They haven’t really expanded the Auxiliaries yet. That’s more something that happens in the Empire. Yeah, so back it up. We have that first 250 years of the Roman Republic, from about 500 to let’s say 250 BC. And in that period, they gradually expand throughout Italy, conquer the other Italian cities, who are pretty much like them. They’re people who already speak similar languages or the same language, have the same gods. It’s easy to integrate them. That’s the ones they make the half citizens and allies. Gregory Aldrete (00:31:13): Then in the second half of that period, from about 250 to let’s say 30 BC, Rome goes outside of Italy, and this is a new world because now they’re encountering people who are really fundamentally different. So, true others. They do not have the same gods. They don’t speak the same language. They have fundamentally different systems of economy, everything. Gregory Aldrete (00:31:34): Rome first expands in the Western Mediterranean, and there their big rival is the city state of Carthage, which is another city founded almost the same time as Rome that has also been a young, vigorously expanding aggressive empire. In the Western Empire at this time, you have two sort of rival groups, and they’re very different because the Romans are these citizen soldier farmers… Gregory Aldrete (00:32:00): Because the Romans are these citizen soldier farmers, so the Romans are all these small farmers, that’s the basis of their economy, and it’s the Romans who serve in the army. So the person who is a citizen, is also really by main profession, a farmer, and then in times of war, becomes a soldier. Gregory Aldrete (00:32:19): Carthage is an oligarchy of merchants, so it’s a very small citizen body. They make their money through maritime trade, so they have ships that go all over the Mediterranean. They don’t have a large army of Carthaginians. Instead, they hire mercenaries mostly to fight for them, so it’s almost these two rival systems. It’s different philosophies, different economies, everything. Gregory Aldrete (00:32:45): Rome is strong on land. Carthage is strong at sea. So there’s this dichotomy, but they’re both looking to expand and they repeatedly come into conflict as they expand. So Carthage is on the coast of North Africa, Rome’s in Central Italy. What’s right between them? The island of Sicily. So the first big war is fought purely dictated by geography. Who gets Sicily, Rome or Carthage? And Rome wins in the end, they get it, but Carthage is still strong. They’re not weakened. So Carthage is now looking to expand. Gregory Aldrete (00:33:16): The next place to go is Spain. So they go and take Spain. Rome, meanwhile, is moving along the coast of what today’s France. Where are they going to meet up? On the border of Spain and France. And there’s a city, at this point in time called Saguntum. The second big war between Rome and Carthage is over. Who gets Saguntum? Gregory Aldrete (00:33:34): So, I mean, you can just look at a map and see this stuff coming. Sometimes geography is inevitability, and I think in the course of the wars between Rome and Carthage called the Punic Wars, there is this geographic inevitability to them. Lex Fridman (00:33:47): Can you speak to the Punic Wars? There’s so many levels on which we can talk about this, but why was Rome victorious? Gregory Aldrete (00:33:56): Well, the Punic Wars really almost always comes down to the second Punic War. There’s three. There’s three Punic Wars. The first is over Sicily, Rome wins. The second is the big one, and it’s the big one because Carthage at this point in time, just by sheer luck, coughs up one of the greatest military geniuses in all of history. Gregory Aldrete (00:34:15): This guy, Hannibal Barca, he was actually the son of the Carthaginian general who fought Rome for Sicily. Hamilcar was his father, but Hannibal is this just genius, just absolute military genius. He goes to Spain. He’s the one who kind of organizes stuff there, and now he knows the second war with Rome is inevitable. And so, the question is how do you take down Rome? He’s smart. He’s seen Rome’s strength. He knows it’s the Italian allies. Gregory Aldrete (00:34:45): So Rome always wins because even if they lose battles, they go to the Italian allies and half citizens and raise new armies. So how do you beat them? He can never raise that many troops himself. And Hannibal, I think correctly figures out the one way to maybe defeat Rome is to cut them away from their allies. Well, how do you do this? Gregory Aldrete (00:35:06): Hannibal’s plan is, I’m not going to wait and fight the Romans in Spain or North Africa. I’m going to invade Italy. So I’m going to strike at the heart of this growing Roman Empire, and my hope is that if I can win a couple big battles against Rome in Italy, the Italians will want their freedom back and they’ll rebel from Rome and maybe even join me, because most people who have been conquered want their freedom back, so this is a reasonable plan. Gregory Aldrete (00:35:37): So Hannibal famously crosses the Alps with elephants, dramatic stuff. Nobody expects him to do this. Nobody thinks you can do this. Shows up in Northern Italy. Romans send an army. Hannibal massacres them. He is a military genius. Rome takes a year, raises a second army. We know this story, sends it against Hannibal. Hannibal wipes them out. Gregory Aldrete (00:35:57): Rome gets clever this time. They say, okay, Hannibal’s different. We’re going to take two years, raise two armies and send them both out at the same time against Hannibal. So they do this, and this is the Battle of Cannae, which is one of the most famous battles in history, Hannibal’s facing this army of 80,000 Romans about, and he comes up with a strategy called double envelopment. I mean, we can go into it later if you want, but it’s this famous strategy where he basically sucks the Romans in, surrounds them on all sides, and in one afternoon at the Battle of Cannae, Hannibal kills about 60,000 Romans. Gregory Aldrete (00:36:36): Now, just to put that in perspective, that’s more Romans hacked to death in one afternoon with swords than Americans died in 20 years in Vietnam. I mean, the Battle of Gettysburg, which lasted three days and was one of the bloodiest battles of civil war, I think the actual deaths at that were maybe like 15,000. So this is a bloodshed of an almost unimaginable scale. Lex Fridman (00:37:01): It’s also brutal… Gregory Aldrete (00:37:02): Yes. Lex Fridman (00:37:03): … just to slaughter. Gregory Aldrete (00:37:03): I mean, it’s just mind boggling to think of that. So now, this is Rome’s darkest hour. This is why the second Punic War is important, because there’s that Nietzsche phrase, “What doesn’t kill you makes you stronger,” this is the closest Rome comes to death in the history of the Republic. Hannibal almost kills Rome, but no, it’s not much of a spoiler. Gregory Aldrete (00:37:28): Rome’s going to survive, and from this point on, they’re going to be unbeatable, but this is the crisis. This is the crucible. This is the furnace that Rome passes through, that is the dividing point between when they’re one more up and coming empire and when they’re clearly the dominant power in the Mediterranean. Gregory Aldrete (00:37:44): So what do they do about Hannibal? Well, they’re smart. We’re not going to fight Hannibal. We’re not going to give Hannibal the chance to kill more Romans. So they adopt a strategy that they’ll follow Hannibal, when they raise a couple more armies, follow Hannibal round, but whenever Hannibal turns and tries to attack them, the Romans just back off. No, thank you. We’re not going to let you give you a chance. Gregory Aldrete (00:38:07): Meanwhile though, they’re not scared of other Carthaginians, so they raise a couple more armies and they send these to Spain, for example, and start attacking the Carthaginian holdings there. And by luck or necessity, Rome comes up with its own brilliant commander at this point, a guy named Scipio, and he wins victories in Spain, conquers Spain. Then, he crosses into North Africa and starts to conquer that and ends up threatening Carthage directly. Gregory Aldrete (00:38:34): And poor Hannibal, undefeated in Italy, has now been walking up and down Italy or marching up and down Italy for 12 years looking for another fight, and the Romans won’t give it to them. They’ve been attacking all these other areas and chipping away at Carthaginian power. Gregory Aldrete (00:38:52): So finally, after more than a decade in Italy, Hannibal is called back to defend the homeland, defend Carthage from Scipio. The two meet in a big battle. This should be one of the great battles of all times the Battle of Zama, but Hannibal’s guys are kind of old by this point. Scipio has all the advantages. He wins. Carthage is defeated. So that’s pretty much the end of Carthage. Gregory Aldrete (00:39:15): The city survives, and then 50 years later, the Romans wipe it out, but that’s not much of a war. But from this moment on, from the second Punic War, which ends in 201 BC, Rome is undisputably the most powerful force nation in the Mediterranean world, and having conquered the West, they’re now going to turn to the East, which is the Greek world, and the Greek world is older. It’s richer, it’s the rich part, half of the Mediterranean, it’s culturally more sophisticated. It’s the world left by Alexander the Great, that’s ruled by the descendants of his generals. Gregory Aldrete (00:39:50): And the Greeks kind of view themselves as superior to the Romans. I mean, to the Greeks, the Romans are these uncouth sort of savage barbarians, but they’re going to get a real shock because the Roman army now has gotten really good to beat Hannibal. And when they go East, they’re going to just defeat the Greeks relatively easily, one after the other. Gregory Aldrete (00:40:11): And there’s a famous historian named Polybius who is a Greek whose city was captured by the Romans. He later becomes a friend to the Scipio family. He actually teaches some of the Scipio children about Greek culture. And he writes a history of Rome and his motivation for writing this is he says, at the beginning of this book, he says, “Surely there can be no one so incurious as to not want to understand how the Romans could have conquered the entire Greek world in 53 years,” because that seems unimaginable to him. Gregory Aldrete (00:40:46): So he’s writing this entire history as a way to try and understand how did the Romans do it? We were these wonderful superior people, and they came around in 50 years, bang, that’s the end of us. So that’s his motivation. Lex Fridman (00:40:59): Could you maybe speak to any interesting details of the military genius of Hannibal or Scipio? At that time, what are some interesting aspects this double envelopment idea? Gregory Aldrete (00:41:10): I mean, Hannibal is good because he understood how to use different troop types and to play to their strengths and how to use terrain. So I mean, this is basic military stuff, but he did it really well. So one is his victories against the Romans, for example, is when the Romans are marching along the edge of a lake and their army is strung out in marching formations. Gregory Aldrete (00:41:32): They’re not kind of in combat formation, but they’re strung out along the edge of this lake. It’s misty. There’s not good visibility, and he ambushes them along this lakeside, so Lake Trasimene, and it’s just using the terrain, understanding this. Again, Hannibal is very much outnumbered, but he’s able to use the terrain and to take the enemy by surprise. Gregory Aldrete (00:41:51): At Cannae, he’s working against the expectations. So the traditional thing you do in the ancient world is the two armies would line up on opposite sides of a field, you’d put your best troops in the middle, you’d put your cavalry on the sides, you’d put your lightly armed skirmishers beyond those, and then the two sides kind of smack together, and the good troops fight the good, and you see who wins. Gregory Aldrete (00:42:15): Now, Hannibal is hugely outnumbered by this giant phalanx of heavy infantry, which is what the Romans specialized in. They’re very good at sort of heavily armed foot soldiers. So he knows I don’t want to go up against that. I don’t have that many of that troop type. My guys aren’t as good as the Romans anyway. Gregory Aldrete (00:42:33): So he lines up some of his less good troops in the center against the big menacing Roman phalanx, and he tells them, “Okay, when the Romans come, you’re not really trying to win, just hold them up. Just delay them,” and even tells them you can give ground, so you can retreat and sort of let the line form a big kind of C-shaped crescents, let the Romans sort of advance into you, but just hold that line. Gregory Aldrete (00:42:58): And meanwhile, he puts his cavalry and his good troops on the side, and so on the sides, those good troops defeat the Romans, and then they kind of circle in behind the Romans and attack that big menacing Roman phalanx from the rear where it’s very vulnerable. And so, Hannibal catches the Romans in this sort of giant cauldron just with people closing in from both sides, and they get pressed together. They can’t fight properly, they panic, and they’re all slaughtered. Gregory Aldrete (00:43:27): And that strategy of double envelopment, of sort of going around both sides becomes the model for all kinds of military strategies throughout the rest of history. I mean, the Germans use this in their Blitzkrieg in World War II, a lot of it was kind of that go around the sides and envelop the enemy. On the eastern front, they had a bunch of these cauldron battles where they would go around and try to encircle huge chunks of the Soviet, the Russian army, and do the same thing. Gregory Aldrete (00:43:54): Supposedly even in the Gulf War, it was part of the US strategy for the invasion of Iraq to do this kind double envelopment maneuver. So it’s something that for the rest of military history, has been an inspiration to other armies. Lex Fridman (00:44:06): Can you speak to maybe, the difference between heavy infantry and cavalry, the usefulness of it in the ancient world? Gregory Aldrete (00:44:12): The ancient world, sort of from the Greeks through the Romans, there’s this consistent line of focusing on heavy infantry. So going back to Greece when they’re fighting, let’s say Persia, which at the time, was the superpower of the ancient world and vastly richer, vastly larger than Ancient Greece, tons more men, but the Persians tended to be archers, tended to be light horsemen tended to be light infantry. Gregory Aldrete (00:44:40): Whereas the Greeks specialized in what are called hop lights, which is a kind of infantrymen with very heavy body armor, a helmet, a spear, and a really big heavy shield. And they would get in that formation where you kind of make the shields overlap and just form this solid mass bristling with spear points and just slowly kind of march forward and grind up your enemy in front of you. And so, that’s that sort of block of heavy infantry. Gregory Aldrete (00:45:07): The advantage is head on against other things, they tend to win. The disadvantage is it’s slow moving. It’s vulnerable from the sides and the rear, so you got to protect those, but if you can keep frontally faced, it’s pretty much invincible. And that’s taken even further by Alexander the Great who comes up with the idea, well, what if we even give them a longer spear? So Greek spears were six to eight feet long. Alexander the Great, arms his armies with the sarissa, which is this 15 foot, almost a pike, this extra long spear. Gregory Aldrete (00:45:41): And so, when the spear is that long, you don’t even hardly need the shields anymore. So it’s just this incredibly powerful thing in frontal attack, and that’s what he uses to make himself ruler of the known world. He goes and conquers the Persian Empire and makes himself the Persian king of kings with this phalanx of troops armed with the sarissa. So that’s very powerful. Gregory Aldrete (00:46:03): The Romans go a little bit different route. They have heavy infantry, but they focus more on fighting with short swords, so it’s get up close and kind of stab. And the other thing the Romans do is they focus on flexibility and subdividing their army. So Alexander’s phalanx was a mass of let’s say, 5,000 guys and it was one unit. Gregory Aldrete (00:46:27): The Roman army is organized in an ever decreasing number of subunits. So you have a group of eight guys who are a contubernia, the men who share a tent, you take 10 of those and they form a century of 80 men. You take a bunch of those and you form a cohort. If you forget a bunch of those, you form a legion. Gregory Aldrete (00:46:44): So the Romans are able to subdivide their army, and the big sticking point comes at 197 BC at the Battle of Cynoscephalae, when the Roman Legion goes up against one of the descendants of Alexander the Great, who’s using his military system. So this is the new Roman system with flexibility versus the old invincible Alexander system with the heavily armed sarissa with those long 15-foot poles. Gregory Aldrete (00:47:10): And the key moment in the battle is where they lock together And in a head-on clash, the Macedonians are going to win, but the Romans have the flexibility to break off a little section of their army, run around to the side, and attack that formation from the side, and they win the battle. So they prove tactically superior because of their flexibility. So it’s always development and counter development in military history. Lex Fridman (00:47:34): A fascinating, brutal testing, ground of tactics and technology Gregory Aldrete (00:47:38): Adaptation, you have to keep adapting. Lex Fridman (00:47:41): That’s, I think, the key thing. One of the fascinating things about your work, you study Roman life life in the ancient world, but also the details, like we mentioned, you are an expert in armor. So what kind of, maybe you could speak to weapons and most importantly, armor that were used by the Romans or by people in the ancient world. Gregory Aldrete (00:48:05): I do military history. So I mean, the Romans specialized in, I mean, early on they have pretty random armor, and it’s not standardized. I mean, remember, there’s no factories in the ancient world, so nobody’s cranking out 10,000 units of exactly the same armor. Each one is handmade. Now, there can be a degree of standardization, even as early as Alexander, there was a certain amount of standardization, but each one is still handmade, and that’s important to keep in mind, each weapon, each piece of armor. Gregory Aldrete (00:48:34): Armor develops over time to fit the tactics. So the Greek hoplites, are very heavy armor. The Roman infantrymen early in the public is lighter. Eventually they get this typical sort of chain mail shirt, helmet shield, the classic sort of Roman legionary, I would say, is the one of the first and second centuries AD, so the early Roman Empire, and this is the guy who wore bands of steel arranged in sort of bands around their body. So it looks almost like a lobster’s shell, right? And this is a thing called the lorica segmentata. Gregory Aldrete (00:49:06): So it’s solid steel, which is very good protection, but it’s flexible because it has these individual bands that provide a lot of movement. And then, you have a helmet, you have a square shield that’s kind of curved, and you have the short sword, the Roman gladius and that’s the classic Roman legionary. Later, more things develop. Gregory Aldrete (00:49:26): My personal relationship with armor is I got, really by accident, involved in this project to try to reconstruct this mysterious type of armor that was used, especially by the Greeks and Alexander the Great called the linothorax, which apparently was made only out of linen and glue. So this seems a little odd that that’s not the sort of material once you want metal or something, but we had clear literary references that people, including Alexander, and the most famous image of Alexander is this Alexander mosaic found at Pompeii that shows him wearing one of these funny types of armor. Gregory Aldrete (00:50:05): The catch is none survived. It’s organic materials. So we don’t have any of them and archaeologists like to study things that survive. So we have nice typologies of Greek armor made of bronze, Roman armor made of steel or sort of proto steel, but this thing, this linothorax was a mystery. And one of my undergraduate students, a guy named Scott Bartel, had a real, well, an Alexander obsession. He really loved Alexander. Lex Fridman (00:50:34): As one should. Gregory Aldrete (00:50:35): He had Alexandros tattooed on his arm in Greek, and he was a smart student. He was really smart. And so, he, one summer, made himself an imitation of this thing of Alexander just for fun. And he said, “Can you give me some articles so I could do a better job?” So he used some scholarly articles about this armor, and with typical academic arrogance, I said, “Why, Scott, of course I will. I’ll give you some references,” and I went and looked and there weren’t any. So at that point, I was like, “Huh, tell you what, why don’t you and I look into this and try to do a reconstruction using only the materials they would’ve had in the ancient world?” And little did I know at the time, I thought, maybe I’ll get an article out of this, I mean, it ended up being a tenure project involving 150 students, a couple dozen other faculty members, and having three documentaries made out of it. And Scott and I ended up writing a scholarly book on this. So this is how, you never know where your next project’s going to come from. Gregory Aldrete (00:51:34): So it started with this undergraduate turned into this huge thing, but it’s what we did. We first said, “All right, what are all the sources for this armor?” And in the end, we found 65 accounts of it in ancient literature by 40 different authors. So we have literary descriptions, and then we looked at ancient art, and we were able to identify about a thousand images in ancient art, in vase paintings, pottery, bronze sculpture, tomb paintings, all these different things showing this armor. Gregory Aldrete (00:52:05): And then, using those two things, we tried to backwards engineer a pattern to say, “Well, if this is what the end product look like, what does it have to look like when you make it?” And then we tried to reconstruct one of these things using only the glue and materials. So we had to use animal glues, rabbit glue. We had to end up sort of making our own linen, which comes from the flax plant. So we had to grow flax, harvest it, using only techniques in the ancient world, so modern flax goes through chemical processes. No, we had to do this the old-fashioned way, spin it into thread, so the thread into fabric, glue it all together. Gregory Aldrete (00:52:41): And then, the fun part was once we made these things, we subjected them to ballistics testing. So we shot them with arrows, which again were wooden reconstruction arrows, using bronze arrowheads that were based on arrowheads found on ancient battlefields to determine how good protection would this thing have been. And of course, the kind of fun one that everyone always likes and that the documentaries always want is at one point they’re like, “Well, can you put Scott in one of these and shoot him?” And we’re like, “Okay.” I mean, at that point, we’ve done about a thousand test shots. I grew up shooting bows and arrows. I knew exactly how far that was going to go. So it’s one of these, don’t do this at home kids. Lex Fridman (00:53:19): So there’s a million questions to ask here, but in general, how well, in terms of ballistics, does it work? Can it withstand arrows or direct strikes from swords and axes and stuff like that? Gregory Aldrete (00:53:30): Bottom line is a one centimeter thick linothorax, laminated, or even sewn. It doesn’t have to be laminated. Layer of linen is about as good protection as two millimeters of bronze, which was the thickest, comparable, body armor of bronze at the time. And we’re talking fourth century, fifth century BC here, so classical and Hellenistic Greece, and that would’ve protected you from, let’s say, random arrow strikes on the battlefield. So you could have gotten hit by arrows and they simply wouldn’t have gone through. Lex Fridman (00:54:06): What are the benefits? Is there a major weight difference? Gregory Aldrete (00:54:09): Yes. So the benefits of this are, it’s much lighter than metal armor. So the linothorax is about 11 pounds. A bronze cuirass of comparable protection would’ve been about 24 to 6 pounds. The chain mail shirt would be about 28, 27 pounds. It’s cooler. I mean, the Mediterranean is a hot place with the hot sun. Even today, a linen shirt is something you wear when you want to be cool. So it’s much lighter, that gives your troops greater endurance on the battlefield. They can run farther, fight longer. It’s cheaper. You don’t need a blacksmith who’s a specialist to make it. Gregory Aldrete (00:54:46): In fact, probably, this is interesting, any woman in the ancient world could have made one of these because they were the ones who spun thread and sewed it into fabric. So I can easily see in a household a mother making this for her son, a wife making it for her husband. So it’s a form of armor you could have made domestically that would’ve been maybe not the greatest armor, but pretty good, pretty comparable to bronze armor. Lex Fridman (00:55:14): And it’s amazing that you used all the materials they had at the time and none of the modern techniques, but I should probably say, maybe you can speak to that, they were probably much better at doing that than you are, right? Because again, generational, it’s a skill. It’s a skill that probably has practiced across decades, across centuries [inaudible 00:55:32]. Gregory Aldrete (00:55:32): I mean, in terms of producing the fabric, I’m sure they could do it 10 times faster than we could just, that’s a speed thing, but it’s still incredibly labor-intensive where I think there’s a big difference between our reconstruction and ancient ones is in the glue. So we ended up using a kind of least common denominator glue. We used rabbit glue because it would’ve been available anywhere and it’s cheap. Gregory Aldrete (00:55:55): But in the ancient world, they did have basically the equivalent of super glues. I mean, we found, for example, a helmets that were fished out river in Germany that had metal parts glued together that after 2,000 years of immersion and water were still glued together. So they had some great glues. We just don’t know what the recipes for them were. So we went the opposite tack and said, “Well, we’re just going to make something that we know they could have made.” So it was at least this good, you know what I’m saying? Lex Fridman (00:56:22): But actually, this is a materials thing, but I think glue, aside from helping glue things together, it can also be a thing that serves as armor. So if you glue things correctly, the way it permeates the material that is gluing, can strengthen the material… Gregory Aldrete (00:56:44): Yes. Lex Fridman (00:56:44): … the integrity of the material. That’s an art and the size probably that they understood deeply. Gregory Aldrete (00:56:48): The process of lamination did add something. So there’s actually a huge debate among scholars and actually a sort of amateur archeologist that was this linothorax thing glued together or was it simply sewn together? Was it composite, partially linen, partially leather, or other materials? And my honest answer is I think it’s all of the above, because again, every piece of armor in the ancient world was an individual creation. Gregory Aldrete (00:57:11): So I think if you had some spare leather, you put that in. If you wanted to make one that was just sewn together, or even quilted stuffed with stuff you do that, maybe you were good at gluing stuff, you use that. So I think there’s no one answer. We investigated one possibility because we just had limited time and money and resources, but I think all these other things existed at the same time and we’re variants of it. Lex Fridman (00:57:34): Just as a small aside, I just think this is a fascinating journey you went on. I love it. Sort of answering really important questions about, in this case, armor about military equipment and technology that archeologists can’t answer by using all the literary, so all the sources you can to understand what it looked like, what were the materials, using the materials at the time, and actually doing ballistic testing. It’s really cool. It’s really cool that you see that there’s a hole in the literature and nobody studied it, and going hard and doing it the right way to sort of uncover this. I don’t know, I think it’s an amazing mystery about the ancient world. Gregory Aldrete (00:58:18): I mean, shifting from just sort of Roman history in general to my research that I’ve done as a scholar, the theme that runs throughout my scholarship is practical stuff. I’m interested, how did this actually work in the ancient world? So there’s people who are much more theoretical, who look at the symbolic meaning of something. I’m simpler. I just want to know how did this work? So almost all of my books that I’ve written, have started with some just how did something work, and I’m trying to just figure out that aspect of it, and that’s just, maybe it’s a personality thing. Gregory Aldrete (00:58:48): I also have a sciency background, so I think I’ve used a lot of that. Even though I’m a humanist and a historian, I’ve used a lot of hard science in my work. I did a book on floods where I had to get really heavy into vectors of disease and hydraulics and engineering and all that stuff, and I think, again, having that sort of hard science combined with a humanist background, helps with those sorts of projects. Lex Fridman (00:59:12): Well, like you said, I think the details help you understand deeply the big picture of history. And I mean, Alexander the Great wore this thing. Gregory Aldrete (00:59:19): Yeah. Lex Fridman (00:59:19): This is- Gregory Aldrete (00:59:20): And I should say by the way, it does drop out of use around Roman times. And I think what’s going on there is technology that with bronze, it’s hard to keep a sharp edge on things, but once you get into metals, which approximate steel, you can get sharper, and a key factor to penetrating fabric is the edge on the arrowhead. Gregory Aldrete (00:59:43): So as soon as you start to get something more like a razor edge, it’s going to go through it more easily. Also, there’s changes in the bows that are being used. You start to get eastern horse archers showing up with composite bows, which are much more powerful. And so, it just becomes outdated as frontline military equipment. What’s interesting is by the Roman period, people are still wearing it, but it’s now things like when I go hunting, if I’m hunting lions, I wear this. There’s an actual source that says, “It’s really good for hunting dangerous big cats because it catches their teeth and stops them from penetrating. One emperor wears one of these under his toga. It’s kind of like a, not bulletproof vest, but stab proof vest. So again… Lex Fridman (01:00:22): Awesome. Gregory Aldrete (01:00:22): … it’s not to fight in the frontline of legions, but it’ll protect him from somebody trying to assassinate him. So it still has those uses where you’re not up against top line military equipment Lex Fridman (01:00:33): To honor aforementioned undergraduate student who loves Alexander the Great, we must absolutely talk about Alexander the Great for a little bit. Why was he successful, do you think, as a conqueror, probably one of the greatest conquerors in the history of humanity? Gregory Aldrete (01:00:49): Yeah, and I mean, that is then he one of the greatest heroes or one of the greatest villains in humanity, too. It’s like Julius Caesar. He’s famous for conquering Gaul. Well, about a million people were killed and a million enslaved in that. So does it make him a horrible person or one of our heroes? Gregory Aldrete (01:01:04): But Alexander is a combination of two things, one is he really just was a skilled individual, and he was one of those guys who had it all. He was smart, he was athletic, and he was supremely charismatic. I mean, it’s obviously one of these people that would walk into a room and everyone just kind of gravitates to him. He had that magic that made him an effective leader. Gregory Aldrete (01:01:25): And secondly, he was lucky because it wasn’t all him. He inherited a system created by his father, Philip II. So he was in the right time at the right place and had this instrument placed in his hands, and then he had the intelligence and the charisma to go use it. So it’s one of these coming together of different things, but often his father’s contribution, I think, is not recognized as much as it is. Gregory Aldrete (01:01:52): It’s his father who reformed the Macedonian army, who came up with that system of equipping them with the sarissa, this extra long spear that made them really effective, created the mixed army. So one of the keys to Alexander’s successes, in a tactical sense, is that his army was composed of different elements: heavy cavalry, light cavalry, heavy infantry, light infantry, missile troops, and he understand that he can use these in different and flexible ways on the battlefield; whereas a lot of warfare before then had just been, you line up, two sides smashed together. Gregory Aldrete (01:02:25): So he did clever things with this army that was a better tool than others did. And then, he was just supremely ambitious. I mean, he cared about his fame, which I guess his ego, but he clearly cared about that more than he did about things like money. He was indifferent to that, and he did have a grand vision. So he did have this vision of trying to unite the world, both politically under his control, but also culturally, and this is an interesting thing. Gregory Aldrete (01:02:55): So he was very open, in fact, insistent of trying to meld together the best elements of all the different cultures. So he, himself, was a Macedonian, but he admired Greek culture. So he pretty much adopted Greek culture as his own. When he conquers Persia, he starts adapting elements of Persian culture. He dresses in Persian clothing. He marries a Persian woman. He sort of forces thousands of his troops to marry local women. He appoints Persians to positions of power. He integrates Persian units into his military. He really wanted to fuse all these things together. And some people see this as a very enlightened vision that, “Oh, he’s not just, I want to conquer people and now they’re my slaves,” that he was really trying to create this one culture that was sort of the best of everything. Others see it, of course, as a form of cultural imperialism. You’re destroying other cultures and trying to warp or twist them into something, but what I think is interesting is that this vision he had of uniting cultures creates very problematic tensions among his own followers because the- Gregory Aldrete (01:04:00): Tensions among his own followers, because the Macedonians, his original troops, did not like this on the whole. They wanted the old model where we conquer you, you’re our slaves. We don’t want to share stuff with you. We don’t want you joining us in the army. We don’t want you appointed to positions of power. We are your conquerors and that’s it. And so, Alexander had to deal with a lot of friction from his own oldest, most loyal elements at the way he was being in their eyes, too generous to the conquered. Gregory Aldrete (01:04:31): So Alexander is one of these interesting personalities because every generation sees him in a new light and focuses on different things. So for some, he’s this enlightened visionary who was taught by Aristotle, the Greek philosopher, and they say, “Well, this influenced him.” Others see him as an egomaniacal warmonger, just I’m out to kill and gain glory. There was a book a couple of decades ago, it says, “Oh, he’s just an alcoholic,” which he probably was. Yeah. So you get all these competing images, and the great thing is, we don’t really know what the true Alexander was or what his motivations were. It’s a mixed message. Lex Fridman (01:05:09): Why do you think the Roman Empire lasted while the Greek Empire as the Alexander expanded, did not? Gregory Aldrete (01:05:21): That’s a clear answer. So Alexander’s Empire fragmented the moment he died. And so his empire was all about personal loyalty. It was his charisma holding it together, his personality. And he completely failed to create a structure so that it would continue after his death. And of course, he died young. He didn’t think he would die when he did, but still, you should put something in place. Gregory Aldrete (01:05:44): So his was a flash in the pan. It was, he had this spectacular conquest in 10 years. He conquered what was then most of the known world, but he had no permanent structure in place. He didn’t really deal with the issue of succession. It fell apart instantly. The Romans are much more about building a structure. I mean, as we talked about a little, they were very good about incorporating the people they conquered into the Roman project. I mean, they’re oppressive, they’re imperialistic as well. Let’s not whitewash them. I mean, they had moments when they would just wipe out entire cities. But on the whole, they were much more about trying to bring people into the Roman world. And I think that was one of their strengths, is that they were open to integration and bringing in different people to keep rejuvenating themselves. Lex Fridman (01:06:34): One of the most influential developments from the Roman Republic was their legal system. And as you mentioned, it’s one of the things that still lasted to this day in many of its elements. So it started with the Twelve Tables in 451 BC. Can you just speak to this legal system and the Twelve Tables? Gregory Aldrete (01:06:51): Yeah. I mean, Roman law is one of their most significant, maybe the most significant legacy they have on the modern world. So I mean, just to start at that end of it, something like 90% of the world uses a legal system, which is either directly or indirectly derived from the Roman one. So even countries that you wouldn’t think are really using Roman law, kind of are, because all the terminology, all that comes from Roman law. And the Romans, their first law code was this thing, the Twelve Tables. So this is way back in the middle republic and it was a typical early law code. So most of the stuff it concerns are agricultural concerns. So if I have a tree and its fruit drops onto your property, who owns the fruit? If my cow wanders into your field and eats your grain, am I responsible? I mean, I love these early law codes that are all about this farmer problems. Gregory Aldrete (01:07:45): But law codes are hugely important because you need a law code to enable people to live in groups. So they’re the transitional thing that lets human beings live together without just resorting to anarchy. And most of the early law codes are agricultural, like Hammurabi’s Code in Mesopotamia. Most of them are retaliatory, meaning eye for an eye type justice. So you do something to me, it gets done to you. But they’re this necessary precondition for civilization, I would say, and the Twelve Tables is that. It’s a crude law code. It has a lot of goofy stuff in it. It has things about if you use magic, this is the punishment, but it’s that basic agrarian society law code. Now, that’s typical in many societies. Where the Romans are different is, they keep going. They keep developing their law code. And by the late republic, the Romans just get really into legal stuff. Gregory Aldrete (01:08:41): I don’t know why, but the Romans are very methodical organized people. So maybe this has something to do with it. But their law code just keeps getting more and more complicated and keeps expanding to different areas. And they start to get jurists who write sort of theoretical things about Roman law. And eventually, it becomes this huge body both of cases and comments on those cases and of actual laws. And in the 6th century AD, so the 500s, the Roman Emperor, Justinian, who is an emperor of the Eastern Roman Empire by this point, the Byzantine Empire, compiles all this together into something that today, we just loosely called Justinian’s Code of Roman law, and that survives. And so that becomes the basis for almost all the legal systems around the world and it’s very complicated. And Roman law, I think is really fun. Because on the one hand, it’s really dry, but it also preserves these wonderful little vignettes of daily life. So you get these great, just entertaining law cases. Gregory Aldrete (01:09:42): One of my favorite, and this may not even be a real case, this might be a hypothetical that they would use to train Romans or law students, is one day, a man sends a slave to the barber to get a shave. And the barber shop is adjacent to an athletic field and two guys are on the athletic field throwing a ball back and forth. And one of them throws the ball badly, the other guy fails to catch it. The ball flies into the barber shop, hits the hand of the barber, cuts the slave’s throat, he dies. Who’s liable under Roman law? Is it the athlete one who threw the ball badly? Is it athlete two who failed to catch it? Is it the barber who actually cut the slave’s throat? Is it the owner of the slave for being stupid enough to send his slave to get a shave in a place adjacent to a playing field? Or is it the Roman state rezoning a barber shop next to an athletic field? What do you think? Lex Fridman (01:10:35): Well, do they resolve the complexity of that with the right answer? Gregory Aldrete (01:10:39): We don’t have the answer. Lex Fridman (01:10:40): We don’t have the answer. Gregory Aldrete (01:10:41): It’s a case without the answer. We have various jurists commenting on this one, but we don’t have what was actually ruled. But it’s just a great little sort of vignette. And that’s how complicated Roman law got, that it was dealing with these weird, esoteric questions. There’s another one where a cow gets loose and runs into an apartment building, goes up onto the roof and crashes down three stories into a bar on the ground floor, and kicks open the taps to the wine jug and all the wine flows out. Who’s at fault? I mean, this seems to have happened, as crazy as it sounds. And Roman testamentary law is great. I mean, something like 20% of Roman law has to do with wills and what you do with the will and what makes a will valid. You have to have seven witnesses and you have to have a guy named, the liber [inaudible 01:11:31] to witness it, and the witnesses have to be adult men who can’t be blind and all this other stuff. Gregory Aldrete (01:11:36): So it’s just great. It’s fun to mess around in this, but it always contains these little nuggets about what happens. I mentioned I wrote a book on floods. And there were all these law cases about if a flood strikes the city and picks up my piece of furniture in my apartment building and carries it out the door and deposits it in another apartment building, does that guy now own my furniture because it’s now legally within his apartment? Or can I go in there and repossess it because the flood took it out of my apartment? This is the stuff law is handled and that’s how sophisticated Roman law got. Lex Fridman (01:12:08): Did corrupt, unfair things seep into the law? Gregory Aldrete (01:12:11): Oh, yeah. I mean, it’s biased in favor of the wealthy, obviously. And I mean, Roman law cases are interesting because they became linked to politics. So one of the way that politicians, up and coming politicians, aspiring politicians could sort of make their name or become famous was by either prosecuting or defending people in Roman law courts. And especially during the late Roman Republic, you get a lot of really sensational, what today we’d call celebrity law cases. So this is where some of the biggest politicians were accused of very melodramatic kinds of things. And I mean, the most famous Roman order of all time, Cicero, is a guy who made his entire career in the law courts. And that’s how he made his reputation, was able to parlay that into political power and eventually was elected to the highest office in the Roman government. But it’s purely because of his skill, his facility, using words at giving speeches in public. Lex Fridman (01:13:13): So they loved the puzzle and the game of law, the sort of untangling really complicated legal situations and coming up with new laws that help you tangle and untangle the situations. Gregory Aldrete (01:13:28): Yes. And law cases, again, especially in the late republic, also became a form of public spectacle. Lex Fridman (01:13:33): Right. Gregory Aldrete (01:13:33): So Rome did not have law courts in a building locked away. A lot of these cases were held in the Roman Forum in the open, and audiences would just come to be entertained. And the people presenting the speeches, they were playing as much to this audience as they were to let’s say, the jury or a judge. And that became a big part of the cases. So that’s all tied up in the Roman orator too. Lex Fridman (01:13:57): So we’re talking a bit about the details of the laws. Is there some big picture laws that are new innovations or profound things like all Roman citizens are equal before the law, founding fathers type in the United States, in the western world, these big legal ideas? Gregory Aldrete (01:14:17): I think maybe one of the things that was really stressed in Roman law early on, even as early as the Twelve Tables, is the notion of Roman citizenship. So if you were a Roman citizen, it came with a set of both privileges and obligations. So the obligations where you’re supposed to fight in the Army, you were supposed to vote in elections. The privileges were, you had the protection of Roman law. And at least in theory, if not in practice, everybody was equal under that law. Now of course, keep in mind, we’re talking about men here. And even at the height of the Roman Empire, so let’s say second century AD, there were about 50 million human beings living within the boundaries of the Roman Empire, maybe 6 million were actual citizens. So we tend to go, “Oh, it’s so great. If you’re a citizen, you have all these things.” Gregory Aldrete (01:15:08): Well, adult free men who are not slaves, who are not resident foreigners, they have this great stuff. And that’s always a tiny minority of all the human beings who existed in this society. But still, the notion, the notion of citizenship is huge. And citizens, for example, early on, you had to be tried at Rome if you were accused of something. And there’s this very famous moment in Sicily where an abusive governor who’s corrupt is punishing a citizen arbitrarily. And this person cries out, “Civis Romanus Sum,” meaning, “I am a Roman citizen.” And it really was this hugely loaded statement that that gives me protections. It is wrong for you to do this to me. It’s wrong for you to beat me because I am a citizen and that gives me certain protections. So that notion of citizenship is something that I think, the Romans really emphasize and becomes a legacy to a lot of civilizations today, where citizenship means something. It’s a special status. Lex Fridman (01:16:13): So you mentioned slaves, slavery, that’s something that is common throughout human history. What do we know about their relationship with slavery? Gregory Aldrete (01:16:25): Well, Roman slavery, a couple of just reminders at the beginning, first of all, it’s not racial slavery. So for people in the United States, you tend to think of slavery through this racial lens. So slaves in ancient Roman society could be any color, ethnicity, gender, origin, whatever. It’s an economic status. Now, having said that, slavery is fundamentally horrific to human dignity because it is defining a human being as an object. And very famously, a Roman agricultural writer who’s writing about farms, just as a kind of side says, “On your farm, you have three types of tools. You have dumb tools.” And by dummy, means can’t speak. So that’s like shovels, picks, things like this, wagons. “You have articulate tools which are animals, and you have articulate tools which are human beings, slaves.” And for him, these are all just categories of tools. It’s so intensely dehumanizing to view people in that way. Gregory Aldrete (01:17:29): So Roman slavery is odd in that it doesn’t have this racial component. It’s horrible in the way all slavery is horrible, but the other thing about is it’s not a hard line. It’s a permeable membrane, and many people move back and forth across it. So you have many people in the Roman world who were born a slave who gained their freedom through one means or another. And you have many others who were born free and become slaves. And you have some who go back and forth. There’s a great Roman tombstone of this guy who says, “I was born a free man in Parthia. I was enslaved. Then I gained my freedom and I became a teacher or something, and I had a life, and now I’m a Roman citizen.” So it’s this whole back and forth across all these boundaries multiple times. Lex Fridman (01:18:13): Oh, so there’s probably a process like an economic transaction. Gregory Aldrete (01:18:18): The most common source of slaves in the Roman world was war. So wherever the Roman army went, in its wake would be literally a train of slave traders. So you’re in war, you capture an enemy city, you whack the people over the head, and you turn around if you’re a soldier and you sell them to one of these slave traders that’s following the army around, literally. So that’s probably the biggest source of slaves. Another big source is just children of slaves or slaves. And some people could literally sell either themselves or their children into slavery due to economic necessity, or privation or something. So as terrible as that sounds, a father could sell a child if he needed money. Gregory Aldrete (01:19:04): Once you were a slave though, the experience of slavery varied a lot because a lot of the slaves were agricultural slaves. So they would work like in the American South, big plantations. They might be chained. They were probably abused. That’s very similar to slavers as we think of it in let’s say, the Caribbean, South America or the United States prior to the Civil War, that kind of slavery. But a lot of Roman slaves were also some of the more skilled people. And this seems a little weird. So if you’re a rich person, you have slaves, it’s actually a good investment for you to train your slaves in a profession. So a lot of Roman doctors, scribes, accountants, sort of, all this sort of thing, barbers, were slaves. Because if you train this person, and then they produce a lot of money for you, you get that money. Gregory Aldrete (01:19:57): And those slaves would sometimes be given an incentive to work hard where they could… And this is just sort of an agreement between the master and the slave. If they earned a certain amount of money, X amount of money, they could then buy their own freedom from the master. So this was your incentive to work harder if you were trained let’s say, as a doctor. “I work really hard, I can buy myself out of slavery.” Or a lot of masters would free their slaves in their wills. Gregory Aldrete (01:20:24): So when they died, they would say, “I manumit this slave and that slave.” So it was a weird institution in that elements were just as horrible as what we think of as slavery and just as exploitative. And like I say, the overall notion of slavery is intensely dehumanizing, but yet, there was this wide range of types of slaves. And the odd thing is, in the city of Rome, many of the worst jobs, so if you’re just a laborer hauling crap around at the docks or things like that, you might well be a free person and a slave would hold a skilled job. And that seems a little strange or counterintuitive to us, but you see how in the Roman economy it sort of works. Lex Fridman (01:21:08): And that could be one of the things that would be surprising to us coming from the modern day to the ancient world, is just the number of slaves. So you mentioned one of the things we don’t think about is that most of the people are farmers. And then the other thing is just the number of slaves. Gregory Aldrete (01:21:24): And there’s a big debate. How many slaves were there? What percentage of the populace, let’s say in the city of Rome, were slaves? And this is something historians like to argue about a lot. And we keep coming back to this theme of sometimes it’s the little things that illustrate stuff well. And for slaves, the one that always gets me is some slaves, and these would be sort of the more abused slaves, they would literally put little bronze collars on them with a tag that said, “Hi, my name is Felix. I’m the slave of so-and-so. I’ve run away. If you catch me, return me to the temple of so-and-so, and you’ll get a reward.” Gregory Aldrete (01:21:59): So it’s a dog tag, except this is a human being. And you can see these in museums. I mean, you can go to a museum today and see this little bronze collar with a tag on it that’s talking about a human being as if they’re this kind of animal that’s run away. And this is very telling too. We’re talking about Roman law. Under Roman law, technically, when a slave runs away, the crime that he’s committing is theft because he’s stolen himself from his master. So again, it’s this very dehumanizing view of it. Lex Fridman (01:22:30): And just a reminder to people in America thinking about this, we have a certain view and picture to what slavery is, a reminder that all of human history, most of human history has had slaves of all colors, of all religions. That’s within us, to select a group of people, call them the other, use them as objects, abuse them. And I would say, as a person who believes the line between good and evil runs through the heart of every man, all of us, every person listening to this is capable of being owner of a slave if they’re put in the position, of capable of hating the other, of forming the other, of othering other people. And we should be very careful not to look ourselves in the mirror and remind ourselves that we’re human. It’s easy to think, “Okay, well, there’s these slaves and slave owners through history. And I would’ve never been one of those.” But just like as we would be farmers, we could be both. If we went back into history, we could be both slaves and slave owners, and all of those are humans. Gregory Aldrete (01:23:45): I mean, just to build on that, I’d say the othering of others is a morally corrosive thing to do. Lex Fridman (01:23:52): Yeah. So this fascinating transition between the republic to the empire, can we talk about that? How does the republic fall? Gregory Aldrete (01:24:02): Oh, boy. Okay. So the Roman Republic on the one hand is incredibly successful. Right? In a short period of time, it’s expanded wildly. It’s conquered the Mediterranean world. It’s gained tons of wealth. The contradiction here is that Rome’s very success has made almost every group within Roman society deeply unhappy and boiling with resentment. So this is the contradiction. Enormous success on the surface, you end up with this boiling pot of resentment and unhappiness. So let’s break this down. Who’s unhappy? Well, the people fighting Rome’s wars, the common farmers who went off to fight. They joined the army. They went and fought. They’ve come back. They’ve seen Rome get wealthy. They’ve seen their generals get wealthy. They’ve conquered all these areas. All this money and stuff is flowing back to Rome. But when they’re discharged from the army, they don’t get that much. So they feel like, “I spent the best years of my life fighting for my country, I deserve a reward. I haven’t gotten it.” Gregory Aldrete (01:25:07): So you have a lot of veterans who are now unemployed or underemployed. Many of them have sold their small family farms when they went off to join the army, and now they don’t have them. So that group’s unhappy, the veterans. You have the aristocrats who on the surface, the ones who are doing well, they’re the politicians and the generals. But as time goes on, the ones who get the plum appointments, who get the good general ships, starts coming from a smaller and smaller subset of the aristocrats. The Scipios and their friends start to dominate. So you end up where most of the aristocratic class is feeling, “Hey, I’m left out. I didn’t get what I deserved.” What about the half citizens and the allies? The Italians who have fought for Rome, who stayed loyal when Hannibal invaded, they didn’t go over to his side. Well, they feel rightfully, “We stayed loyal to Rome. We fought for them. We deserve our reward. We should be full citizens.” But the Romans are traditional. They’re conservative. They don’t like change. They don’t give them that. Gregory Aldrete (01:26:07): What about all the slaves? Well, they’ve conquered all these foreigners. They’ve sold them. Now, many of them are working these plantations, big plantations owned by rich people that used to be little family farms. The slaves are obviously unhappy. So you end up with a society where it’s incredibly successful by about 100 BC, but almost every group that composes it feels like, “I haven’t shared in the benefits of what’s happened or I’ve been exploited by it.” So they all end up intensely unhappy. And the next 100-year period from 133 to 31 BC is called the Late Roman Republic. And it’s a time of nearly constant internal strife, ultimately culminating in multiple rounds of civil war. Gregory Aldrete (01:26:51): So Roman society literally breaks apart, turns on itself, and goes to war with itself over not equitably sharing the benefits of conquest and of empire. So it’s a lesson about not sharing the benefits of something in a society, but concentrating it in one little group. And the other thing that happens is among the aristocrats, they start to get more and more ambitious. So in the past, there was a lot of ideology of, the state is more important than the person. If you were a little Roman kid, you would’ve been told these stories of Roman heroes. And they’re all about self-sacrifice, putting the state before you, about modesty, about these values. Well, by the late republic, you have a succession of strong men. And it is a chain. So it goes, Marius, Sulla, Pompey, Julius Caesar, where each one pushes the boundaries of the Roman Republic a little bit, pushes at the structures of the institutions of the Republic, and they’re motivated by personal gain. They’re putting themselves above the state. Gregory Aldrete (01:27:59): So at the same time, you have lots of groups unhappy in society, and you get these strong men who are now undermining the institutions, chipping away at the things that have been shared, things holding the state together. And in the end, they just become so ambitious, they’re like, “I don’t care about the state. I’m going to try and make myself ruler of Rome.” So I mean, this is going to culminate obviously in Julius Caesar who does succeed in making himself dictator for life of the Roman Republic, which is tantamount to king, and he gets assassinated for it. But he’s the end point of this progression of people who really undermine the institutions, the republic, through their own personal greed. Lex Fridman (01:28:43): So the resentment boils and boils and boils, and there’s this person that puts themselves above- Gregory Aldrete (01:28:48): And they exploit it. They’re demagogues. Lex Fridman (01:28:49): Yeah. Gregory Aldrete (01:28:50): They exploit it. Lex Fridman (01:28:50): But Caesar puts himself above the state. And that I guess, the Roman people also hate. Gregory Aldrete (01:28:58): Well, I mean, it’s a love-hate because Caesar is very successful at playing to the Roman people. So he becomes their hero where he says, “I’ll be your champion against the state who doesn’t care about you.” So Caesar will do things where he’ll put on big shows for the people, and it’s cynical. I mean, he’s doing this to further his own political power, but he’s presenting himself as a populist in essence, even though he aspires to be a dictator. Right? But it’s a way of winning the people’s support because that’s a tool for him and his struggle with other aristocrats. Lex Fridman (01:29:34): So a dictator in populist clothing. Gregory Aldrete (01:29:37): Yes. Lex Fridman (01:29:39): But he gets- Gregory Aldrete (01:29:40): When convenient. Other times, he’ll play to the aristocracy. Lex Fridman (01:29:44): And when he gets assassinated, another civil war explodes? Gregory Aldrete (01:29:50): That’s an interesting moment, because all these things have been leading up to Caesar and it really is a chain of men. So it starts with this guy, Marius, who was one of the first to start making armies loyal to him, rather than to the state. That’s a step in the wrong direction. Right? The army should be loyal to the state, not to an individual general. They shouldn’t look for him to rewards. Marius breaks that, makes a precedent. One of his protegees is a guy named Sulla. Sulla comes along and he ends up marching on Rome with his army and taking it over. And he says, “Well, I’m just doing it for the good of the state.” But that’s another precedent. Now you’ve had someone attacking their own capital city, even if they say they’re doing it for the right reasons. Gregory Aldrete (01:30:31): Then Pompey comes along, and Pompey just breaks all kinds of things. He starts holding offices when he’s too young to do so. He raises personal armies from his own wealth. He disobeys commands. He manipulates commands. He does all kinds of stuff. But in the end, he sides with the Senate when sort of forced. And finally, Caesar comes along and Caesar’s just shamelessly, “No, it’s about me. I’m going to push it.” And he is the one who wins a civil war against the state and Pompey, takes over Rome and says, “Now, I’m going to be dictator.” And dictator is a traditional office in the Roman state, but dictators were limited to no more than six months in power. And Caesar says, “Well, I’ll be dictator for life,” which of course, is king. He gets killed for it. Gregory Aldrete (01:31:17): So Caesar succeeded in taking over the state as one man, but he couldn’t solve the problem. How do you rule Rome as one person and not get killed for looking like a king? That’s the dilemma, the riddle that Caesar leaves behind him. He did it. He seize power as one guy, but how do you stay alive? How do you come up with something that the people will accept? And Caesar did some other things which are bad. He was arrogant. He didn’t even pretend that the Senate were his equals. He just railroaded them around. He didn’t respect them. He named a month after himself, July, Julius. He did egotistical things. So that pissed people off. They didn’t like it. And when Caesar dies, it’s this interesting moment. The Republic is sort of dead by then. You’re going to have a hard time reviving it. You’ve broken too many precedents, but there’s a power vacuum now. Caesar’s gone, what’s going to happen next? Gregory Aldrete (01:32:18): And you have a whole group of people who want to be the next Caesar. So the most obvious is Mark Antony, who is Caesar’s right-hand man, his lieutenant. He’s a very good general. He’s very charismatic. Everybody expects Mark Antony to just become the next Caesar. But there’s also another of Caesar’s lieutenants, a guy named Lepidus, sort of like Antony, but not quite as great as him. There’s the Senate itself, which wants to reassert its power, kind of become the dominant force in Rome again. There’s the assassins who killed Caesar, led by Brutus, and another guy, Cassius, they now want to seize control. And finally, there’s a really weird dark horse candidate to fill this power vacuum. And that’s Julius Caesar’s grandnephew, who at the time, is a 17-year-old kid named Octavian. Who cares? He’s nobody. Absolutely nobody. But when Caesar’s will is opened after his death, so posthumously read in his will, Caesar posthumously… And this is a little weird, posthumously adopts Octavian as his son. Now again, who cares? Antony gets the troops. Antony gets the money. The other people get everything. Gregory Aldrete (01:33:26): What does Octavian get? He gets to now rename himself, Gaius Julius Caesar Octavianus. Who cares? Well, around the Mediterranean, there’s about 12 legions full of hardened soldiers who are just used to following a guy named Gaius Julius Caesar. And even though it’s not quite logical, this 18-year-old, he’s now an 18-year-old kid, inherits an army overnight. So he becomes a player in this game for power. And the next 30, 40 years is going to be those groups all vying with one another. There’s another candidate too, Pompey’s son. Pompey was Caesar’s great rival. He has a couple of sons. And one of them, a guy named Sextus Pompey, basically becomes a warlord who seizes control of Sicily, one of the richest provinces, has a whole Navy. He’s vying to be one of the successors too. So for the next 40 years, it’s as you said, another civil war to see which guy emerges. Is it going to be the Senate? Is it going to be the assassins? Is it going to be Antony? Is it going to be Lepidus? Is it going to be Sextus Pompey? Is it going to be Octavian? Lex Fridman (01:34:31): So now, looking back at all that history, it just feels like history turns on so many interesting accidents. Because Octavian later renamed Augustus, turned out to be actually… It depends on how you define good, but a good king/emperor, different than Caesar in terms of humility, at least being able to play, not to piss off everybody. But it could have been so many other people. That could have been the fall of Rome. So it’s a fascinating little turn of history. Maybe Caesar saw something in this individual. It’s not an accident that he was in the will. Gregory Aldrete (01:35:11): Yeah. I mean, Caesar clearly did see something in him. And Octavian, I mean, to cut to the end, is the one who emerges from all that as the victor. We can talk about how he does it, but he’s the one who ends up in the same position as Caesar. It takes him 30 years, but he defeats all the foes. He’s the sole guy. He now faces Caesar’s riddle. How do you rule Rome as one guy and not get killed? And Octavian, what makes him stand out, what makes him fascinating to me, is he wasn’t a good general. In fact, he was a terrible general. He lost almost every battle he commanded. But what he is, is he’s politically savvy and he’s very good at what today we would call, manipulation of your public image and propaganda. So he basically defeats Mark Antony partially by waging a propaganda war against him. Gregory Aldrete (01:36:00): Antony partially by waging a propaganda war against him. Antony starts out as a legitimate rival, and there are two Romans vying for power. At the end of this war, propaganda war, Octavian has managed to portray Antony as a foreign aggressor, allied with an enemy, king or queen, in this case, Cleopatra, and who is an official enemy of the Roman state, and that’s all propaganda. So, he takes what’s a civil war and makes it look like a war against a foreign enemy. And when Octavian becomes the sole ruler, he looks at what Caesar did wrong, and he very carefully avoids the same mistakes. Gregory Aldrete (01:36:41): So, the first thing is just how he lives his life. He’s very modest. He lives in an ordinary house like other aristocrats. He wears just a plain toga, nothing fancy. He’s respectful to the Senate. Gregory Aldrete (01:36:51): He treats them with respect. He eats simple foods. I mean, he’s someone who cared about the reality of power, not the external trappings. Clearly there’s some rulers who love, “I want to dress in fancy clothes. I want to be surrounded by gold. Gregory Aldrete (01:37:05): Everything. This is what makes me feel good.” Octavian is the opposite. He doesn’t care about any of that. He wants real power. And then, the other thing is, how is he going to rule Rome without looking like a king? Gregory Aldrete (01:37:16): And his solution to this is brilliant. He basically pretends to resign from all his public offices and not pretends he does. So, he holds no official office. But what he does is he manipulates so that the Roman Senate votes him the powers of the key Roman offices, but not the office itself. So, the highest office in the Roman state is the consul. Gregory Aldrete (01:37:40): Consuls have the power to command armies, do all sorts of things, run meetings of the Senate. Octavian gets voted the powers of a consul so he can command armies control meetings of the Senate, do all this. But he’s not one of the two consuls elected for every year. So, he’s just floating or drifting off to the side of the Roman government. He gets the power of a Tribune, which has all sorts of powers. Gregory Aldrete (01:38:04): He can veto anything he wants, but he’s not one of the Tribunes elected for anyone. So, the state, the Republic appears to continue as it always has. Each year they hold the same elections, they elect the same number of people, notionally, those people are in charge. But floating off to the side, you have this guy Octavian, who has equivalent power, not just to any one magistrate official, but to all of them. So, any moment he can just pop up and say, “No, let’s not do this. Gregory Aldrete (01:38:31): Let’s do something else.” And he also keeps the army under his personal control. Lex Fridman (01:38:36): Isn’t this a fascinating story? What do you think is the psychology of Augustus, of Octavian? Gregory Aldrete (01:38:41): Yeah. And he later changed his name to Augustus when he becomes the first emperor. The other thing he does is he hides his power behind all these different names. Lex Fridman (01:38:47): The greatest strategy. Gregory Aldrete (01:38:49): Caesar called himself dictator for life, right? So, everybody knew what he was. Octavian. We even have a source that talks about it. He says he wondered what to call himself. “Do I call myself king? Gregory Aldrete (01:38:57): No, he can’t do that. Dictator for life. No way. Maybe I’ll call myself Romulus. That was the founder of Rome. No, no. Gregory Aldrete (01:39:02): Romulus was a king.” And finally, a solution is he takes a bunch of titles, which are all ambiguous, and no one of them sounds that impressive, but collectively they are. So, for example, one of the titles he gets is Augustus, which is something tied to Roman religion. Something that is Augustus in Latin has two possible meanings. One is someone who is Augustus is very pious. They respect the Gods deeply. Well, that sounds nice, doesn’t it? Well, on the other hand, an alternative meaning for Augustus is something that is itself divine. So, is he just a deeply religious, pious person, or is he himself sacred? There’s that ambiguity. Gregory Aldrete (01:39:47): He calls himself Princeps, which means first citizen. “Okay, what the hell does that mean? Am I a citizen just like everybody else? Or am I the first citizen, which means I’m superior to all the others?” So, every title he takes has this weird ambiguity. Gregory Aldrete (01:40:03): He calls himself Imperator, which is traditionally something that soldiers shout at, a victorious general who’s won a battle. And now he takes this as a permanent title. So, it implies he’s a good general. And by the way, it’s from Imperator that we get the word emperor, an empire. So, originally it’s a military title, a spontaneous military acclamation. Lex Fridman (01:40:25): It’s just fascinating that he figured out a way through public image, through branding to gain power, maintain power, and still pacify the boiling turmoil that led to the civil wars. Gregory Aldrete (01:40:44): Yeah. Well, two things I think work in his favor as well. One is he brings peace and stability. So, by this point, the Romans have experienced a hundred years almost of civil war and chaos. So, at that point, your family, maybe you’ve had family members die in these wars or been prescribed, your property has been confiscated, who knows what. And here’s a guy who brings peace and stability and doesn’t seem oppressive or cruel or whatever. Gregory Aldrete (01:41:12): So, you’re like, “Okay, fine, I don’t care. Maybe he’s killed the Republic, but at least we’re not dying in the streets anymore.” So, that’s a big thing he does. Gregory Aldrete (01:41:21): And secondly, even though Augustus always seemed sickly his constitution, he lives forever. He rules for like 50 years, and by the time he dies, there’s no one literally almost left alive who can remember the Republic. So, at that point, by the time he dies, this is the only system we know. Lex Fridman (01:41:43): That’s another just fascinating accident of history, because as we talked about with Alexander the Great, who knows if he lived for another 40 years, if over time the people that hate the new thing die off and then their sons and come into power, that could be a very different story. Maybe we’ll be talking about the [inaudible 01:42:07]. Gregory Aldrete (01:42:06): That’s a fluke of fate, but it’s hugely influential on history. Lex Fridman (01:42:09): You mentioned Cleopatra. If we go back to that, what role did she play? Another fascinating human being. Gregory Aldrete (01:42:17): Cleopatra is interesting. I mean, she was a direct descendant of one of Alexander the Great’s generals Ptolemy. When Alexander’s empire had broken up Ptolemy, this general had seized control of Egypt, made it his kingdom. And she 10 generations later, is a descendant of this Macedonian general. So, Egypt had been ruled by, in essence, foreigners, these Macedonian dynasty of kings. Gregory Aldrete (01:42:44): And often they literally were ruled by the same dynasty because they had a habit of marrying brothers to sisters. And Cleopatra was in fact originally married to her younger brother. But despite that, she seems to have intensely identified with Egypt. In fact, she seems to have been the first one of all these Ptolemy kings who actually bothered to learn to speak Egyptian. So, she seems to really have cared about Egypt as well. Gregory Aldrete (01:43:13): And she was clearly very smart, very clever. And so, she’s living at a time during the late Republic when Rome is having all these civil wars. And Egypt is really the last big independent kingdom left around the shores, the Mediterranean, everything else has been conquered by Rome. So, she is in this very precarious position where clearly she wants to maintain Egyptian independence, but Rome is this juggernaut that’s rolling over everything. She ends up meeting Julius Caesar when Caesar comes to Egypt chasing Pompey, his great rival, after he defeats Pompey, Pompey runs to Egypt thinking he’ll find sanctuary there, and the Egyptians kill him and chop off his head. Gregory Aldrete (01:43:54): And when Caesar lands, they hand it to him and say, “Here have a present.” And she, of course, famously ends up having a love affair with Caesar. Was that a genuine love or was she just using this as a way to try and keep Egypt independent to give it some status? We don’t know. After she does have several kids with Caesar. Gregory Aldrete (01:44:15): After Caesar’s assassinated, and the Roman world is having another civil war between Octavian and Mark Antony. Mark Antony is basing himself in the east. He meets Cleopatra and he has a big love affair with her. And this one seems pretty genuine. I mean, Antony and Cleopatra, there’s a lot of stories about them partying together. Gregory Aldrete (01:44:35): They liked to cosplay and dress up as different gods. So, Cleopatra would dress up as the goddess Isis and Antony would dress up as the god Dionysus in a leopard skin, and they’d have these big parties and stuff, and they end up together fighting against Octavian. And in the end, they’re defeated by Octavian and Antony commits suicide. Cleopatra there’s differing accounts of her death. She may have also killed herself, or she may actually have been killed by Octavian to just get her out of the way. Gregory Aldrete (01:45:10): But she’s an interesting figure because she was clearly a very smart woman who managed to keep Egypt alive as an independent state. She seemed to have actually cared about Egypt and identified with it and succeeded at a time with all these famous people in being a real mover and shaker and a force in events. Lex Fridman (01:45:30): I mean, she’s probably one of the most influential women in human history. Gregory Aldrete (01:45:35): She certainly… Again, she’s someone that her image is incredibly important. And I mean, one of the interesting things, the whole question of gender in the Roman world, I mean, this gets into Roman sources, but of course it’s a heavily male dominated history. And I mean, men and women did not have equality in ancient Rome. It’s a male dominated society. It’s misogynist in many ways. Gregory Aldrete (01:45:57): But what I’m constantly struck by is when you start, again, delving into the sources, you always hear, “Okay, well, there was this one woman who was a philosopher, and she’s an exception to the rule. And yeah, okay, she’s fine.” And then, you start looking into, “Oh, and there’s also 60 other female philosophers. Well, it’s not so much an exception anymore. Or Cleopatra is the one queen. Gregory Aldrete (01:46:19): She’s this strong queen.” And then, you look, “Well, there was this other queen here. There was this queen here. There was this queen here who led armies, and here’s another one who led armies.” And again, it’s like, well, are they exceptions to the rule or is just the history that was written, which is written by men a little bit selective in how it portrays them, because the sources are all these male elites who have very definite ideas about women. Gregory Aldrete (01:46:41): The conventional notion has always been that business in the Roman Empire was a male field. Well, but then there’s this woman, Eumachia in Pompeii who actually had the largest building in Pompeii, right on the forum named after her with a giant statue of her. And she was a patron to a bunch of the most important guilds in Pompeii. Okay. She’s the exception to the rule. Gregory Aldrete (01:47:02): Oh, but then there’s these other four women we have from Pompeii who also were patrons of guilds. And then, there’s this woman, Plancia Magna in this other place, and she was the most important patron in the town and put up all these statues. So, at some point, when do you start to say, “Well, maybe women did play more of a role, but they just haven’t been recorded in the sources in the way that maybe they deserve to be.” Lex Fridman (01:47:24): Yeah, that’s a fascinating question. Is it the bias of society, or is it the bias of the historian? Gregory Aldrete (01:47:30): Yeah. Lex Fridman (01:47:31): The bias of the society that the historian is writing about, or the bias of the actual history. Gregory Aldrete (01:47:34): And the bias of the historians who have written history up to this point. I was just writing a lecture, which was about this woman Musa who has a crazy story, and she ties into Augustus, actually. Augustus, his biggest diplomatic triumph that he boasted about constantly was that about 50 years before him, the Romans had sent an expedition into Parthia, this neighboring kingdom led by Crassus, and they’d gotten wiped out. So, it was this big disaster, military disaster. And the standards of the Roman legions, the eagles, that each Roman legion carried, had been captured by the Parthians. Gregory Aldrete (01:48:13): And this is the most humiliating thing that can happen to a Roman legion to have its eagles captured. And Augustus desperately wanted to negotiate with the Parthians to get these eagles returned. Okay? This was his big diplomatic thing. So, he was constantly sending these embassies to Parthia. On one of these embassies, he sent along as a gift to the Parthian King, a slave woman named Musa. Gregory Aldrete (01:48:36): Musa seems to have pleased the king of Parthia because she becomes one of his concubines, and then she gives birth to a son by the king, and eventually she becomes upgraded to the level of wife. And Musa eventually murders the Parthian king, arranges it so that her son becomes the king of Parthia, and she’s really ruling the whole empire behind the scenes as his mother. So, this is a literal rags to riches story of a slave, someone who starts out a slave and becomes the queen of an empire, almost as large and powerful as Rome. Okay. But yet, how often do we hear about Musa? Gregory Aldrete (01:49:22): And when you look in traditional histories of Roman, Parthian relations, and I went and looked at this because I was just writing this lecture, most of those histories didn’t even mention her. They just talked about her son, like he had just come out of nowhere and become the new heir to the Parthian throne when it was all her doing clearly. Now, that’s selective editing of history by historians to downplay the role that this woman played. And there’s a lot of examples like that. Lex Fridman (01:49:51): That’s fascinating. Gregory Aldrete (01:49:52): She got overthrown after a few years. There was a revolution against her, and we don’t know what happened to her then, but she’s a really interesting figure. And by the way, Augustus didn’t negotiate the return of the Parthian standards and got them back, and he was so proud of this that this is what he constantly boasted about. And the most famous statue of Augustus, the Augustus from Prima Porta, which is in the Vatican today, he’s wearing a breastplate. And on the breastplate right in the middle of the stomach is a Parthian handing over a golden eagle legionary standard to a Roman. Gregory Aldrete (01:50:23): So, this is what Augustus thought of as his greatest achievement. And that embassy that arranged that was the one that sent Musa to Parthia. Lex Fridman (01:50:32): So, Augustus marks the start of the Roman Empire. Gregory Aldrete (01:50:37): Yep. Lex Fridman (01:50:37): You’ve written that Octavian Augustus would become Rome’s first emperor, and the political system that he created would endure for the next half a millennium. This system would become the template for countless later empires up through the present day, and he would become the model emperor against whom all subsequent ones would be measured. The culture and history of the Mediterranean Basin, the western world, and even global history itself, were all profoundly shaped and influenced by the actions and legacy of Octavian. Lex Fridman (01:51:09): He was the founder of the Roman Empire, and we still live today in the world that he created. So, what on the political side of things and maybe beyond, what is the political system that he created? Gregory Aldrete (01:51:24): Well, I mean, I think Octavian/Augustus is the same guy, is one of the most influential people in the history because he did found the Roman Empire. So, he’s the one who oversaw this transition from Republic to Empire, and he sets the template which every future emperor follows. So, just in the most obvious way for the next either 500 or 1500 years, depending how long you think the Roman Empire lasted for, everyone is trying to be Augustus. They all take on the same titles. Every Roman emperor after him is Caesar, Augustus, Imperator, Pater patriae, all these titles he has, they take too. Gregory Aldrete (01:51:59): And so, he’s hugely influential for Western civilization, all this. But beyond just that literal thing, which is already 500 years, 1500 years, he becomes the paradigm of the good ruler, so of an absolute ruler who is nevertheless just does good things, builds public works as popular. So, if we jump ahead, let’s say to the Middle Ages, the most significant ruler of the early Middle Ages is Charlemagne. He’s the guy who unites most of Europe. He becomes the paradigm for all medieval kings after him. Gregory Aldrete (01:52:35): Well, what is the title that the Pope gives to Charlemagne? Because there’s this famous moment when the Pope acknowledges Charlemagne as the preeminent European king and crowns him on Christmas day of the year 800. And the title that the Pope gives to Charlemagne is Charles, that’s Charlemagne Augustus, Emperor of the Romans. He’s giving him the title of Augustus because that’s the nicest thing he can think of to say to Charlemagne is to say, “You’re the new Augustus. You’re emperor of the Romans.” Gregory Aldrete (01:53:09): So, that image is hugely powerful, and that persists on and on. I mean, even the literal names of most rulers afterwards come from this. In Russia, the Czars are Caesars. That’s where Czar comes from. Prince comes from Princeps, first citizen, one of the titles. Gregory Aldrete (01:53:29): Emperor comes from Imperator, one of the titles of Augustus. When Napoleon becomes Emperor, what does he call himself? First consul, which is like Princeps, and then he calls himself emperor. I mean, everybody wants to be this kind of ruler. So, he’s the paradigm of this for the rest of history. Gregory Aldrete (01:53:48): And you can see that as both a positive and a negative legacy. It’s like Alexander. I mean, everybody wants to be the next Alexander. Now, nobody does become the next Alexander. Nobody’s as successful as him. Gregory Aldrete (01:54:00): But a lot of people try and you can see that either as, oh, inspirational or awful, because lots of people killed lots of other people and started lots of wars trying to be the next Alexander. At least Augustus has this notion of good rulership that you’re not just a great powerful person, but you’re a good ruler somehow. Lex Fridman (01:54:23): Can you speak to the kind of political system he created? So, how did he consolidate power as you spoke to a bit already, and what role did the Senate now play? How were the laws? Who was the executive? How is power allocated and so on? Gregory Aldrete (01:54:41): Yeah, so once the empire begins, let’s say 27 BC, so in 31 BC, Octavian defeats Antony at the Battle of Actium. So, that’s the moment he becomes the sole ruler. And then, in 27 BC, a couple years later, he settles the Roman Republic is how it’s referred to, which is basically sets up his system. And in this system, on the surface, it all looks the same. You still have a Senate, each year there’s elections, all the Roman citizens vote, they elect magistrates who notionally are in charge of Rome. Gregory Aldrete (01:55:16): But as I mentioned off to the side, you now have this figure of Augustus who controls everything behind the scenes, and that continues. So, this political system he establishes continues. And in reality, I would say Augustus at that point is again a king. It really is one man controlling the state. Even if notionally, it’s still continuing as a republic. Gregory Aldrete (01:55:41): They are electing magistrates, but the magistrates only do what the emperor tells them. But it’s this formal versus informal power, the formal structure as a republic, the way things really work informally is it’s a monarchy. Now, if you asked Augustus, what did he do? Did you become a king? He said, and he says this explicitly, “No, no, no. Gregory Aldrete (01:56:03): What I did is I refounded the Roman Republic.” That’s how he phrases it. Lex Fridman (01:56:09): This guy is good at framing. Gregory Aldrete (01:56:11): He’s so good at propaganda. I’ll give you one more example that I love. Augustus actually writes his own autobiography, which is very rare and survives. So, here we have the autobiography of one of the pivotal figures in history. And if you had conquered the world, let’s say starting at the age of 18, what would you call your autobiography? Gregory Aldrete (01:56:29): It’d be something like, “How I conquered the world,” right? Augustus calls his, derace quae feci, which the best literal translation is stuff I did. I mean, it’s the most modest title for someone who could have given the most grandiose title. And the first line of it is at the age of 18, when the liberty of the Republic was oppressed by a faction, I defended it. Now, the way I might phrase that sense is at the age of 18, I fought a civil war against another Roman and conquered the Roman state. Gregory Aldrete (01:57:02): But no, he defended the liberty of the republic when it was oppressed by the tyranny of a faction. That’s propaganda, and it works. Lex Fridman (01:57:11): It is propaganda, but is there a degree to which he also lived it? That kind of humility, establishing that humility is a standard of the way government operates. So, it’s not a literal direct balance of power, but it’s a cultural balance of power where the emperor is not supposed to be a bully and a dictator. Gregory Aldrete (01:57:31): I would really like to know what Romans of his time thought. If you were alive at that moment, would you honestly believe, “Oh, okay, we’ve got this guy Augustus, but he’s brought peace. He’s just keeping in charge for a while until things settle down. We’ve just had a hundred years of civil war. I think we still have a republic,” or would you say, “Nah, we have a king now.” Gregory Aldrete (01:57:54): And I don’t know what the answer to that is. I will tell you that it takes 200 years before we have the first Roman source that bluntly calls Augustus a king. So, 200 years, it takes the Romans 200 years to admit to themselves. And that’s a guy who comes along 200 years later and says, “Hey, Augustus, he looks like a king. He acts like a king. Let’s just call him a king, because he had every aspect of a king except the patriae Title.” Lex Fridman (01:58:25): Maybe I’m buying his propaganda, and maybe I’m a sucker for humility, but I suspect that the Romans bought it, and I also suspect he himself believed it. I mean, there is such thing as good kings. There’s kings that understand the downside, the dark side of absolute power and can wield that power properly. Gregory Aldrete (01:58:48): And to give both sides here, Augustus wasn’t all nice. I mean, there were moments where he was extremely cruel. So, early in his career when he’s still fighting, when he’s… for power, he goes all in on prescriptions, which is where he and Anty and other people basically post lists of their enemies and say, “It’s legal for anyone to kill these people.” And so, hundreds are massacred there, including Cicero, the Great Order is prescribed and killed. There’s moments when he’s really cruel. Gregory Aldrete (01:59:16): One slave once gets him angry, and he has him tortured in particularly cruel manner. So, I mean, on the one hand, he had this clemency. On the other hand, he could be really hard-nosed and hard edged, and I think he was a very calculating person. Lex Fridman (01:59:30): Yeah. So, the thing I would love to know is what he was actually behind the mask. Gregory Aldrete (01:59:36): Yes. I mean, that to me is one of those, if you could invite a historical person to dinner or whatever, I want to know what the real Augustus was, what he really thought he was doing, because he’s an enigma and he has this great moment when he dies. What’s his dying lines on his deathbed? He says, “If I’ve played my part, well dismiss me from the stage with applause.” Gregory Aldrete (01:59:57): So, he’s seeing himself as an actor that his whole life was acting this role, which is again, all that manipulation and public image. He was brilliant at that. But who’s the real guy? What was behind that image? Lex Fridman (02:00:09): And by the way, as long as we’re talking about brutality, I think you’ve mentioned in a few places that there’s a lot of brutality going on. At the time, Caesar just killing very large numbers of people brutally. Gregory Aldrete (02:00:28): I mean, Caesar, his campaigns in Gaul are interesting because for a long time they were held up as, oh, genius general. Look at the amazing things he did. But another way to view it is he provoked and he truly provoked a war with people who were not that interested in fighting Rome and just repeatedly attacked different tribes for the sole purpose of building up his career, his prestige, his status, gaining territory, making himself wealthier. And he basically conquers all of modern France and Belgium and some of Switzerland. So, this is a big chunk of Europe gets conquered. Gregory Aldrete (02:01:06): Hundreds of thousands of people killed, hundreds of thousands of people enslaved to further one guy’s career. I mean, if you wanted, could call Caesar a war criminal, and I think that wouldn’t be unfair. But on the other hand, some people see him as a great hero. I mean, to talk about history and its reception, it’s quite interesting to see how Caesar has been viewed by different generations. So, at different points in time, the received wisdom on Caesar was very different. Gregory Aldrete (02:01:37): So, back in the, let’s say the 1920s or ’30s, there were a number of scholarly things written which looked at Caesar as an admirable figure. He’s a strong man who knows what Rome needed and was going to give it to them. And of course, that’s the era when fascism was trendy and was seen as a positive thing. And then, you get Hitler and World War II and all of sudden fascism is not so favored anymore. And then, in that post-war generation, all of a sudden Caesar’s terrible. Gregory Aldrete (02:02:05): He’s a dictator. He is destroying the Republic. So, often histories that are written tell you a lot more about the time they’re written than they do about the subject they’re written about. Lex Fridman (02:02:17): Do we know what did Hitler or Stalin think about the Roman Empire? Gregory Aldrete (02:02:22): I mean, certainly they borrow a lot of the trappings. I mean, Nazi, Germany borrows a lot of iconography from ancient Rome. I mean, they carry it around little military standards with eagles on them, just like the Romans. But then everybody does that. I mean, the US has eagles as their standards. Gregory Aldrete (02:02:38): Mussolini had them. Napoleon had eagle standards for his military. So, a lot of people like that imagery. Lex Fridman (02:02:49): You mentioned Cicero. He’s a fascinating figure. On the topic of Roman oratory, who was Cicero? Gregory Aldrete (02:02:56): Cicero was a new man. So, he’s someone who didn’t have famous ancestors. So, he was at a disadvantage. And I think Cicero is really interesting for a couple of reasons. One is he wrote an incredible amount. Gregory Aldrete (02:03:09): I think we have almost more words from Cicero than any other author that survived, and it’s all kinds of stuff. It’s philosophical treatises, it’s books about how to be a good public speaker. He published volume after volume of his personal letters to his friends. He published these things. So, there’s tons of stuff from him. Gregory Aldrete (02:03:28): And secondly, he’s interesting because he lived at this incredibly important time in the late Republic when things were falling apart. But he seems to have been born with none of the natural advantages that all these other people had. So, he was a lousy general. He didn’t come from a wealthy family. He didn’t come from a famous aristocratic family. Gregory Aldrete (02:03:49): He didn’t have a lot of these advantages, but yet he ended up being right at the center of things, rose to the highest elected office in the Roman state on the basis of one skill. And that was his ability with words, his ability to get up in front of a crowd and persuade them of what he wanted them to believe. And oratory, public speaking was absolutely central to life at Rome. There were just all these events where people had to get up and give speeches. So, in courtrooms, at funerals, in the Senate to the people of Rome, at games, I mean just constantly, there were these opportunities for giving speeches. Gregory Aldrete (02:04:27): So, if you are good at this, that was a huge advantage in your political career. And Cicero was the best. He was arguably the best public speaker of all time. Gregory Aldrete (02:04:40): Some people claim. And he lived right in this era, and he parlayed that skill with words into this very successful political career. He was one of the guys involved with all this stuff with Caesar and Pompey and all the other things going on, Octavian, Mark Antony. Lex Fridman (02:04:54): And you’ve written, which is fascinating. It’s fascinating when the echoes of people from a distant past are seen today. The same stuff is seen today, not just like some of the beautiful legal stuff that we’ve been talking about, but the tricks, let’s say the shitty stuff we see in politics. Lex Fridman (02:05:14): So, many of the rhetorical tricks you wrote, such as mudslinging, exaggeration, guilt by association, ad hominem attacks, name-calling, fearmongering, us versus them, rhyme, and so on and so forth. So, I’m guessing it worked given that we still have those today. Gregory Aldrete (02:05:28): Yeah, I mean, one of the things Cicero did is he wrote at least three of these handbooks about how to be a good public speaker. So, we know a lot about that. We have his own speeches that survive. And then, we have later people after Cicero who wrote about what Cicero did too. So, we know a lot about what he did. Gregory Aldrete (02:05:45): And the key to Cicero’s whole enterprise about persuading an audience, let’s say either it is speech to the people or in the courtroom is Cicero believed that people are fundamentally ruled by emotion. So, if you can touch their emotions, all sorts of other things become less important. If you can get a jury emotionally worked up and fear, anger, or particularly powerful there, then the facts might not matter, the truth might not matter, evidence might not matter, reason might not matter. Emotion is the key to everything. So, Cicero used what I would arguably call a lot of tricks to get his audiences emotionally riled up. Gregory Aldrete (02:06:32): And you can just go through these and they’re all the stuff you were saying, name-calling, mudslinging, us versus them arguments, ad hominem attacks, incredibly sophisticated. All this stuff that we think of today is, oh, very sophisticated techniques for propaganda and persuasion. It’s not new. People aren’t coming up with that much that’s new outside the realm of technology, human nature is the same. Cicero understood human psychology. Gregory Aldrete (02:07:00): He knew how to play on people. He knew how to play on their emotions, and he would do just… I mean, I want to say hilarious, but they’re depressingly hilarious things. He thought it’s important to use props. So, he said, “People are visual. They will respond emotionally to visual things in a way that just words alone won’t work.” Gregory Aldrete (02:07:20): So, he says, “An order is just like an actor and like an actor he has to prepare his stage and use props and things as visual cues to stir up the audience. So, for example, once he was defending a man in a court case who had just had a new baby born to him, and Cicero literally delivered the defense oration for this guy while cradling his newborn son in his arms, you can imagine, “Oh, cute little baby. Jury, how could you find him guilty and leave this cute baby without a father to take care of him?” Another time, he was defending a guy who had a photogenic son, a young boy, and Cicero literally propped up the kid behind him while he was giving the speech, and again said- Gregory Aldrete (02:08:00): Literally propped up the kid behind him while he was giving the speech, and again said, “Look at his eyes brimming with tears, thinking about his father being punished. How could you leave this wonderful boy without a father to care for him?” Gregory Aldrete (02:08:13): Another time someone didn’t have a photogenic kid, so he propped up his old parents in the courtroom and said, “Look at this nice old couple. You won’t want to take their son away.” That kind of stuff; I mean, it’s manipulative. Gregory Aldrete (02:08:26): Cicero, by the way, I should say also had philosophical beliefs about defending the republic and such. But he wasn’t above using these things. Even though he may have had altruistic or high notions of what he was doing, he also wasn’t above using these kind of rhetorical tricks. Lex Fridman (02:08:43): Also you mentioned to me that you studied the gestures they used. Gregory Aldrete (02:08:48): Yeah. Lex Fridman (02:08:49): This is one of those on the theme of extremely interesting details of life. Gregory Aldrete (02:08:55): This was actually my dissertation, and it was my first book as well. Lex Fridman (02:08:59): That’s amazing. That’s amazing. Gregory Aldrete (02:09:01): Again, I told you I like practical stuff. This all started with I kept reading about people like Cicero giving speeches in ancient Rome, lots of speeches. They would give a speech in the Forum with 10,000, 20,000 people. Gregory Aldrete (02:09:14): And the thought occurred to me, “Well, in ancient Rome, you don’t have microphones. You don’t have loudspeakers. So how does someone give a speech outdoors in a windy place, not acoustically sound, to 20,000 people?” They just can’t hear you. Part of the answer, it turns out, well, part of it’s oratorical training. You learn how project your voice. But some of it too is that the Romans actually had this system of gestures that orators like Cicero would use to accompany their speeches. And what I ended up doing is combining two types of evidence again. Gregory Aldrete (02:09:47): So I looked at the rhetorical handbooks like Cicero’s. And also there’s this guy, Quintilian, who lived about 100 years after Cicero, who wrote this long thing called the Institutio Oratoria, which has a description of all types of oratorical stuff, including about 40 pages on gestures. Gregory Aldrete (02:10:05): So he actually says, “When you put your fingers like this, it means such and such.” It turns out Roman orators had a system of sign language that they would use to augment their speeches. But here’s the fun part. It wasn’t like modern American Sign Language, where a gesture means the same thing as a word. Gregory Aldrete (02:10:23): Instead; and this goes back to Cicero; a certain gesture would indicate a certain emotion that you were meant to feel when you heard the words. It’s like your body is adding an emotional gloss to your speech. You’re saying words, and then you’re indicating how you think those words should make you feel. Gregory Aldrete (02:10:44): And even more fun, the Romans believed that, “If I make certain hand gestures, you will almost involuntarily feel certain emotion.” So if you’re skilled, you can manipulate your audience by playing on their emotions. Gregory Aldrete (02:10:58): This might sound weird or improbable, but the metaphor that Cicero himself uses is he says, “Think about music. Everybody knows that certain musical tones will make you feel a certain way.” Gregory Aldrete (02:11:10): Think of movies today: in a horror movie, they’re going to play strident, tense music. In a romantic scene, you’re going to have strings, and it’ll make you feel a certain way. When you hear the Jaws theme, you feel tense. Gregory Aldrete (02:11:22): Cicero said, “The orator’s body is like a lyre.” A lyre is a musical instrument. “And you have to learn to play on your own body as a musical instrument to affect the emotions of your audience.” Lex Fridman (02:11:33): I think he might be onto something, especially given how central public speaking was in Roman culture. Gregory Aldrete (02:11:39): Yeah. And a lot of the Roman oratorical gestures: I could probably do some, and you could probably guess what emotion they’re meant to be. Gregory Aldrete (02:11:45): For example, there’s one where you hold up your hands to the side and push like this. This is the gesture, and what that means is mild aversion. I don’t like something. Gregory Aldrete (02:11:56): Now if I couple this with turning my face to the side, that; pushing off to one side, turning my face away, it’s a strong aversion. That’s like fear or something. Gregory Aldrete (02:12:06): If I clench my fist and press it to my chest, that’s anger or grief. If I slap my thigh, again, that’s indication of anger. So a lot of these make sense. I mean, they’re natural gestures. Gregory Aldrete (02:12:18): Now, some are really weird and artificial. I mean, one of my favorite of these is if you hold your hand up open, then curl the fingers in one by one, and then flip it out; this sort of thing; that, to the Romans meant “wonder,” which you sort of see. Gregory Aldrete (02:12:35): But again, if you’ve been raised in a societal context where you’re used to the notion that this gesture means this emotion, when someone does it, you’re probably going to feel that emotion. Lex Fridman (02:12:46): Yeah. It’s like memes today: if it goes viral, [inaudible 02:12:49] Gregory Aldrete (02:12:48): You know what it’s supposed to mean. Lex Fridman (02:12:50): It percolates through the culture. Gregory Aldrete (02:12:51): It has that affect. Lex Fridman (02:12:51): It has power. I mean, and it’s actually interesting that we don’t use gestures as much in modern day. Gregory Aldrete (02:12:58): Well, I mean for me, I just love analyzing modern political figures in terms of their body language. Lex Fridman (02:13:03): Yes. Gregory Aldrete (02:13:04): Because how you deliver a speech is often more important than what you say. Gregory Aldrete (02:13:10): In fact, in the ancient world, the most famous Greek orator was a guy named Demosthenes. And once a guy came up to Demosthenes and said, “Demosthenes, tell me: what are the three most important things in giving a speech?” Gregory Aldrete (02:13:23): And Demosthenes said, “Well, they are delivery, delivery, and delivery.” That even the most brilliant speech, if accompanied by a boring delivery, is going to be less effective than a terrible speech given in an engaging and exciting or funny way. Lex Fridman (02:13:41): Speaking of modern day and gestures, what do you think of Donald Trump, who has these very unique kind of gestures? I don’t know the degree to it’s true, but he uses these handshakes when he pulls people in, that kind of stuff. What do you make of that? Gregory Aldrete (02:13:56): I mean, Trump gesticulates a lot, but it’s a fairly narrow set of gestures. I mean, if you watch him for a bit, he kind of has the same small set of gestures. Gregory Aldrete (02:14:06): I want to say they’re not natural in that they’re not illustrating what he’s saying. It’s more just punctuation points. I think of his as more kind of these punctuation points for just going along with what he’s saying. Gregory Aldrete (02:14:20): There are speakers who truly can use their hands and arms and faces creatively. You watch them and it’s really enhancing the speech. I mean, just historically, Martin Luther King: he’s famous for a lot of good speeches, content. He was a good gesticulator, too. He knew how to use his body. Gregory Aldrete (02:14:40): On the other hand, Adolf Hitler was a phenomenal gesticulator. If you watch some of his speeches; even just turn off the sound and watch them; he’s doing all kinds of stuff. And he’s really emphasizing his points in a very creative way. Gregory Aldrete (02:14:55): This is what’s fascinating about oratory and public speaking, is it’s this two-edged sword. You can use these techniques for good, or you can absolutely use them for evil. You know? Lex Fridman (02:15:07): Yeah. Gregory Aldrete (02:15:08): The very same techniques in the hands of MLK, you say, “This is wonderful, this is fantastic.” In the hands of Hitler, you say, “This is awful. Look, he’s persuading a nation to commit atrocities.” Lex Fridman (02:15:20): I encourage people to watch the speeches of Hitler. The oratory skill there, to be able to channel the resentment and the frustration of a people, and control it and direct it to any direction he wants through speaking alone. Gregory Aldrete (02:15:41): Yeah, it’s the visual embodiment of the words, where he’s talking about Weimar Germany being taken advantage of, supposedly, and all this stuff. You’re right, he’s channeling the resentment of the people and using that to his personal advantage and for cynical, evil really, purposes. But oratory is like that. Gregory Aldrete (02:16:01): The question I always end up asking my students, after studying Cicero and all these techniques, I say, “Okay, this is great oratory. But do you like this? Is this good that this works on human beings?” Lex Fridman (02:16:13): I remember Noam Chomsky once was asked, “Why do you speak in such a monotone way?” Lex Fridman (02:16:18): And he said, “Well, I want the truth of my statement, the content of my statements to speak; that I don’t want you to get deluded by me because I’m such a charismatic and eloquent speaker. The more monotone I speak, the more you’ll listen to the content of the words.” Gregory Aldrete (02:16:34): Right. I want you just focusing on the content and not being distracted. Gregory Aldrete (02:16:38): I’ll tell you also with Cicero: one of the things that he and other people who write about Roman oratory do is to say, “And you can do this stuff badly,” in which case it backfires horribly. Gregory Aldrete (02:16:49): So you can have people who attempt to gesticulate. Again, modern politicians, you’ll see this sometime where they feel like, “I’m supposed to be making hand gestures,” and they’re terrible at it. And it undercuts it. Gregory Aldrete (02:17:00): Cicero and Quintilian give some very amusing examples from ancient Rome. He says, there was this one guy who when he spoke, looked like he was trying to swat away flies because there were just these awkward gestures. Or another who looked like he was trying balancing a boat in choppy seas. Gregory Aldrete (02:17:17): And my favorite is there was one orator who supposedly was prone to making, I guess, languid supple motions. They actually named a dance after this guy, and his name was Titius. And so Romans could do the Titius, which is this dance that was imitating this orator who had these comically bad gesticulation. Gregory Aldrete (02:17:40): So not enough gesticulation is a problem. Too much gesticulation is a problem. You have to hit the sweet spot. It has to seem natural. It has to seem varied. It has to conform to the meaning of the words, not distract from it. Lex Fridman (02:17:54): Yeah, natural, authentic to who you are. Gregory Aldrete (02:17:57): Authentic. Lex Fridman (02:17:57): Which is when people try to copy the gestures of another person, it usually doesn’t go well. Gregory Aldrete (02:18:02): Right. Lex Fridman (02:18:02): You have to interpret, integrate into your own personality and so on. Gregory Aldrete (02:18:07): But gestures is really fun. Lex Fridman (02:18:08): It’s fascinating. Gregory Aldrete (02:18:09): I enjoyed my dissertation a lot doing that. Because what I was trying to do there was to literally reconstruct them, so to say, “What were the actual gestures?” Gregory Aldrete (02:18:18): I did that by comparing the literary accounts of the handbooks with, again, Roman art: looking at statues of Romans and things, and just trying to say, “Okay, what were some of the gestures they actually used here?” Lex Fridman (02:18:28): And in that way, the people from that time come to life, in your mind, in your work, which is fascinating. Gregory Aldrete (02:18:35): Well again, it’s this pragmatic thing. I want to know, “Okay, how does this work?” Lex Fridman (02:18:39): Could we talk about the role of religion in the Roman Empire? What’s the story there? Gregory Aldrete (02:18:49): I mean, religion’s interesting. Because in my mind, the rise to dominance in a lot of the world of monotheistic religions is one of the huge turning points, because it’s just such a different mentality. Gregory Aldrete (02:19:05): I mean, it’s very, very different where you say, “There’s one God, and it’s my God,” versus, “Okay, I believe in this god, but there’s an infinite number of legitimate gods.” And nowadays, particularly in the West, we tend to view the monotheistic perspective as the norm. But for more than half of human history, it was not. Gregory Aldrete (02:19:28): It used to be the notion in a lot of Roman history, up until about 300 AD, the idea was, “Well, there’s just a ton of gods floating around. Maybe you worship that one, and I worship these two that I like. And the guy across the street worships the oak tree in his backyard, and it’s all good.” Gregory Aldrete (02:19:46): They’re all legitimate things, versus, “Oh, no, no, no. Now there is one God, and only one God that’s the correct answer.” And as soon as you do that, religion becomes foregrounded in your decision making much more. I mean, the Romans had religion, but it wasn’t really driving anything, if you know what I mean. It was auxiliary to things, rather than a central force. For a lot of Roman history, you had standard, I guess, pagan polytheism where there’s a bunch of gods. There’s certain gods who are associated with the Roman state. There would be prayer said to those gods on behalf of the Roman state. But you weren’t trying to execute the will of Zeus or something, or Jupiter or Mars or anybody else. Gregory Aldrete (02:20:34): And in your private life, it was the same thing. You might ask certain gods for help, but it wasn’t as much of a dominant thing in your own existence. So I think that’s a real transition point where religion started to become so foregrounded. Gregory Aldrete (02:20:48): And as soon as you get the monotheistic religions; Judaism, Christianity, and Islam in particular; it really shifts how people start to think about themselves in relationship to the world around them. Lex Fridman (02:20:59): So Jesus was born during the rule of Emperor Augustus. Gregory Aldrete (02:21:03): Yep. Which is kind of neat, that really influential people in the realm of political events and religious events co-existed. What are the odds? Lex Fridman (02:21:14): I mean, yeah, there’s certain moments in history where just a lot of interesting, powerful people come together and make history. And he was crucified under Emperor Tiberius’ rule. Gregory Aldrete (02:21:25): Yep. Lex Fridman (02:21:26): Why were the ideas of Jesus seen as a threat by the emperor? Gregory Aldrete (02:21:32): The thing that causes conflicts between the Romans and Christians is a little bit strange. It’s all with this where the Romans had a tradition of on the emperor’s birthday, saying a prayer basically wishing him good luck. But technically it’s in the form of sacrificing to that part of the emperor that might become divine after his death. To the Romans, this is the equivalent of a patriotism act: saying The Pledge of Allegiance or something to the country. Gregory Aldrete (02:22:05): But of course, to Christians, this is worshiping another God. And I think there’s almost a failure of communication here, that the Romans just at least initially didn’t quite understand. Gregory Aldrete (02:22:14): This is really problematic for these people, because they’re coming from a polytheistic perspective where, “Yeah, everybody has different gods. So what? This isn’t a religious problem. This is a political one. Then why won’t you send good wishes to the emperor? If you’re a loyal Roman, this is something you should want to do.” Gregory Aldrete (02:22:33): And many of the early Christians, I think would’ve been fine with that. But it took the form of what they were asked to do was to basically worship another God. And that was the sticking point. Gregory Aldrete (02:22:46): And this is where I think movies have warped some of our images of Roman history: that Hollywood loves to depict very early Christians. I’m talking, like, first 200 years here after the ministry of Christ as a group, that all the Romans were obsessed with, that they were constantly trying to persecute and all this. Honestly, I think the Romans at that point were more just indifferent or didn’t know what was going on. Gregory Aldrete (02:23:13): And if you look at some of the primary sources of that time, I mean, there’s this very famous letter by a guy named Pliny who was a Roman governor of a province in the East. He had the habit of writing letters to the Roman emperor at the time, who was Trajan, every time he had a problem with being governor. Gregory Aldrete (02:23:31): This is great. This is the two highest governmental officials in the Roman world hammering out policy between them, the emperor and one of his governors. This is about 100 years, 100 AD about. Gregory Aldrete (02:23:43): And Pliny says, “Hey, Emperor, I had this issue. I had these people come before me called Christians. I don’t quite know what to do with them. What should my policy be? Here’s what I know about them.” And what he knows is almost nothing. I mean, it’s this almost comic-like garbling. Gregory Aldrete (02:24:00): ” They have this weird thing where they get together on some day of the week and they swear oaths to one another not to do bad stuff,” which is of course his garbled understanding of the 10 Commandments. “And then they have breakfast together and they eat food,” and this is communion. But he doesn’t get that that’s what’s going on. And so he’s really ignorant. Gregory Aldrete (02:24:21): But I think that the broader point is, okay, this is one of the best-educated, best-traveled Romans who has the most experience in the empire, has been all over the empire, and what does he know about Christianity? Basically nothing. Gregory Aldrete (02:24:37): So if one of the best-educated, most widely traveled guys really doesn’t know much about them, that suggests that not many people did at this point in time. Lex Fridman (02:24:48): At this time, was a fringe movement that really did- Gregory Aldrete (02:24:50): Yeah, very fringe. I mean, it was one of hundreds of little mystery religions, the Romans thought of it as. These are religions that have some sort of revealed knowledge and that make more personal appeals to people. Gregory Aldrete (02:25:03): Now, stepping back from this in a broad way, I think you can say that Christianity really was different in some ways, and had some things that maybe the Romans should rightfully have viewed as a threat. I mean, the Romans are a people very focused on this world: citizenship, what you do. Gregory Aldrete (02:25:20): Christianity, in essence, has a focus on the next world. So this world isn’t as important as what you’re setting yourself up for. Gregory Aldrete (02:25:27): And even worse, from a Roman perspective, I’m kind of saying, “Okay, if I were a Roman,” Romans are all about making distinctions between people. Citizen, non-citizen, man, woman, free, slave. Gregory Aldrete (02:25:41): Christianity comes along and says, “In God’s eyes, you’re all equal.” Now, that’s a pretty problematic idea if you’re deeply invested in Roman hierarchy. And I think it is no surprise that among the earliest converts to Christianity are women and slaves, and in particular, female slaves. Gregory Aldrete (02:26:05): Now, who are they? They’re the people at the rock bottom of the Roman hierarchy of status, which the Romans are obsessed with status. But here’s a religion that says, “That doesn’t matter.” Gregory Aldrete (02:26:16): And in that same letter to Pliny, Pliny says, “Okay, in this group of Christians I’ve heard about, their leaders are two female slaves they call ‘deaconesses.'” Now, this is really early. This is before the church exists, right? There’s no church structure yet. And who is leading the local congregation of Christians? Two slave women. Gregory Aldrete (02:26:39): So that’s an interesting moment, and that’s not necessarily the image we get of early Christianity. But you can see how for people in this social structure, that would be very appealing to them. And in some ways, yeah, it is sort of a threat to the Roman system because they’re challenging it. Gregory Aldrete (02:26:56): Now, the irony is, of course, 300 years after the life of Christ, the emperor converts to Christianity. And another 100 years later under Theodosius, it becomes the official religion of the Roman Empire. So all of a sudden you have this flip-flop, where now the state itself is not just converted to Christianity, but actively promoting it and now persecuting pagans. Gregory Aldrete (02:27:21): And the reason the emperors do that is one of the biggest problems for emperors at that point in time is legitimacy. That there’s tons of civil wars where you have lots of different people saying, “I’m emperor.” So lots of generals declaring themselves emperor. Gregory Aldrete (02:27:37): Now under a polytheistic religion, you’re all just fighting. It doesn’t matter. But if you say there is only one God, then if that God picks someone to be His emperor, they’re the only legitimate emperor. Right? Gregory Aldrete (02:27:56): So there is a real advantage to emperors now becoming Christian. Because they can say, “We’re now a Christian empire and there’s only one God, and I’m the guy that God picked to be emperor, that means all these other people claiming to be emperors are illegitimate.” Lex Fridman (02:28:14): Do you think that? Or is there other factors that explain why Christianity was able to spread? Gregory Aldrete (02:28:20): Well, that’s why it’s appealing to the emperors. And we’re talking here, I mean, the religious answer is people see the light, right? It’s a faith-based thing. I’m looking at this as a historian. Gregory Aldrete (02:28:32): So putting aside religious feeling and saying, “Okay, if I’m doing an analysis of this as a social phenomenon, what would be appealing to people?” And there is that very compelling reason for emperors to want to go to Christianity because it helps them with their biggest problem, which is legitimacy. Gregory Aldrete (02:28:48): Now, if you’re an ordinary person, what is the appeal of Christianity? Well, we already looked at a couple of them. One of them is that it promises you a reward in the afterlife. Gregory Aldrete (02:28:58): I mean, the Roman and Greek notions of the afterlife aren’t that appealing. Either you just turn into dust, or at best you turn into this kind of ghost thing that floats around something that looks like a Greek gymnasium, which is like a bunch of grassy fields. It’s not so hot. Gregory Aldrete (02:29:14): So here you’re offered the idea of, “Oh, you go to paradise forever. That sounds really good.” And secondly, for a lot of people in Roman society, that notion of, “Here’s something that says I’m valuable as a human being. It doesn’t matter whether I’m free or slave. It doesn’t matter whether I’m Roman or non-Roman. It doesn’t matter if I’m man or woman. Here’s something that says I have equal value.” That’s enormously appealing. Gregory Aldrete (02:29:37): And finally, early Christians, I mean, they honestly, a lot of them do good works. They take care of the sick, they feed the poor. I mean, if you look at Jesus in the Sermon on the Mount, that’s the stuff He really hammers. If we look at the words of Jesus when He says, “What do you do to be a Christian?” Gregory Aldrete (02:29:51): A lot of it is take care of the unfortunate, take care of people who are sick, take care of people who are starving. And a lot of the early Christians really take that seriously. They are helping people out. So that’s appealing. Lex Fridman (02:30:07): They’re the good kind of populist, and populist messages spread. Lex Fridman (02:30:14): Let me ask you about gladiators. Gregory Aldrete (02:30:17): Switch our pace here. Lex Fridman (02:30:19): What role did they play in Roman society? Gregory Aldrete (02:30:23): I mean, okay, gladiator games obviously become a popular form of entertainment. And they’re one of the ones that’s captured people’s imaginations for all sorts of reasons. I mean, it’s dramatic. Gregory Aldrete (02:30:33): But also I think it’s that apparent contradiction. That in so many ways, Roman society seems familiar to us. In so many ways, it seems sophisticated and appealing. Law is wonderful, all this. But yet, for fun, they watched people fight to the death. So how do you reconcile these things? Gregory Aldrete (02:30:53): Gladiators, I find very interesting because they’re an example of what historians call status dissonance. It’s someone who in society has high status in some ways, and very low or despised status in another. Gregory Aldrete (02:31:12): So gladiators, most of them were slaves, the lowest of the low in Roman society, right? Also, they’re fighting for other people’s pleasure, and dying sometimes for other people’s pleasure. Gregory Aldrete (02:31:25): And the Romans had a real thing about this: your body being used for others’ pleasure. Even a humble working person who hired themselves out for labor, the Romans thought that was innately demeaning, because you’re using your body for someone else’s benefit or pleasure. Gregory Aldrete (02:31:42): They didn’t have this notion of the dignity of hard labor or something. They thought the only noble profession was farming, okay, because there you generate something and you’re producing it for yourself. But if you work for someone else, you’re demeaning yourself. And gladiator’s the worst of the worst, right? You’re performing for someone else’s pleasure. So on the one hand, they’re very low status. But on the other hand, successful gladiators get famous. People admire them, women find them attractive, they’re celebrities. This is the status dissonance. You have these people who, on the one hand, formally are very low status in society, but yet are very popular on the other hand. Gregory Aldrete (02:32:23): Another kind of myth about gladiators is that they were just dying all the time. I mean, you watch movies, and again, they’ll always throw a bunch of gladiators and they all die. I think some scholars did a study of, like, 100 fights we know of where we know some details. And I think 10% of those ended in the death of one of the people. Gregory Aldrete (02:32:44): So gladiators are a lot more like boxing matches, where you’re watching a display of skill between two people who are more or less evenly matched in terms of their abilities. And probably they’ll survive, though there’s a chance that one of them might get injured. In fact, one might die. Gregory Aldrete (02:33:04): Having said all that, in the end, you really are having people fight and potentially die for the pleasure of an audience. And anthropologists and Roman historians like to speculate, “Why did the Romans do this?” Gregory Aldrete (02:33:17): The Romans address it. I mean, there’s a famous thing where a Roman says, “We Romans, we’re a violent people. We’re a warlike people. And so it’s fitting that we should be accustomed to the sight of death and violence.” Kind of works. Gregory Aldrete (02:33:34): There’s a more symbolic interpretation that says, “The amphitheater is an expression of Roman dominance,” a symbolic expression. Because what you have are all segments of Roman society gathered together to control the fate of others. Gregory Aldrete (02:33:50): You have foreigners, you have wild animals, you have criminals, you have other people. And we are symbolically asserting our dominance over those groups by determining, “Do you live or do you die?” And that kind of works, too. Gregory Aldrete (02:34:06): And the cynical one is, humans like violence. I mean, when people watch a hockey game, what gets them most excited? The fight. When people watch car racing, there’s a crash. What’s going to be shown on the news? It’s the crash. There’s something dark in human nature sometimes that likes violence. And maybe the Romans are just being more honest about it than we are. Lex Fridman (02:34:28): I think Dan Carlin has a really great episode called Painfotainment. I think in that episode, he suggests the hypothetical: that if we did something like a gladiator games today to the death, that the whole world would tune in. Gregory Aldrete (02:34:44): Yeah. Lex Fridman (02:34:45): Especially if it was anonymous. We have a thin veil of civility, underneath which would probably still be something deep within us would be attracted to that violence. Gregory Aldrete (02:34:57): Yeah, I mean, yeah, is it human nature? Why do people slow down when there’s a car wreck and try and see what’s happening? Gregory Aldrete (02:35:04): On the other hand, to be fair, I mean there were Romans at the time who morally objected to them and said, “This is morally degenerate to take pleasure in this, and that’s wrong.” So I think in all eras, you have a diversity of opinions. There’s no unanimous take on what this is or what this means. Lex Fridman (02:35:23): Who usually were the gladiators? Was it slaves? Was it- Gregory Aldrete (02:35:26): Well, the most common source, again, is prisoners of war. If you conquer some people and they seem to be warlike, you might well consign some of them to fight in the arena. Gregory Aldrete (02:35:36): And the other thing about gladiators is they were highly trained professionals. The gladiator schools who trained them were spending a lot of money to train these people. And it wasn’t just, “We take some guy and throw them into the arena,” like you see in movies all the time. These were people that you’d invested a lot of money, and that’s why you don’t really want to see them killed. Gregory Aldrete (02:35:58): But yeah, mostly they’re prisoners of war. I mean, in very rare instances you might have a free person volunteering, or even selling themselves to fight as gladiators. But much more common was that. Gregory Aldrete (02:36:11): And what’s interesting is some people wouldn’t do it. I mean, there’s a lot of instances of gladiators refusing to fight and committing suicide, which you don’t hear. There was one German who was supposed to fight as a gladiator. Instead, he stuck his head between the spokes of a wagon that was spinning and snapped his own neck. Gregory Aldrete (02:36:31): There were a group of 29 Germans who all said, “We’re not going to fight for the Romans’ pleasure.” And they strangled one another the night before they were supposed to fight. So I mean, you have people sort of objecting to being complicit in this kind of performance as well, Lex Fridman (02:36:47): And they also had interest in animals. Gregory Aldrete (02:36:50): Yes. Lex Fridman (02:36:51): Humans fought animals, exotic animals. Gregory Aldrete (02:36:54): And animals fought animals. Lex Fridman (02:36:56): Animals fought animals. Gregory Aldrete (02:36:56): The Romans were a little weird with their animal thing. They loved exotic animals, but mostly they liked to see exotic animals die. Gregory Aldrete (02:37:04): I mean, there was an enormous industry collecting wild beasts, transporting them to Rome: which is no easy matter to transport elephants and giraffes and rhinos, particularly in this era of technology. But they were draining Africa and bringing lions and all these things and sacrificing them. Lex Fridman (02:37:25): And what about the different venues? I mean, there’s the legendary Colosseum. What is the importance of this place? Gregory Aldrete (02:37:32): Well, the Colosseum’s real name is the Flavian Amphitheater. It’s interesting because for a long time, Rome always had a chariot racing arena, the Circus Maximus. But it didn’t have a permanent gladiatorial venue until relatively late, till about 80 AD, during the reign of the Emperor Vespasian. He built this thing. He built the Flavian Amphitheater; he was from the Flavian family of emperors. And he did it as a deliberate act of propaganda. Gregory Aldrete (02:38:03): Before him had been Nero, who was seen as a crazy or bad emperor. One of Nero’s indulgences is he had built this enormous palace for himself called the Golden House. It was kind of this pleasure palace with 50 dining rooms and all this stuff, and it was basically wasting a ton of money on him. Gregory Aldrete (02:38:25): So right on the site where Nero had his Golden House, Vespasian says, “I’m going to erect a new building on top of it that’s going to be for the pleasure of the people.” So it was very much a political statement, that “My dynasty is going to be about serving Romans, not serving ourselves.” That’s why he builds the Flavian Amphitheater. Gregory Aldrete (02:38:47): The funds he uses from it is basically from looting Jerusalem. Because the other thing he had done just before this is he had sacked Jerusalem and destroyed the temple there, in fact, he and his son Titus. And so this is what he now builds in Rome is his gift to the people of Rome. Lex Fridman (02:39:04): But it’s interesting to think about that place, to think about that relationship with violence across centuries for spectacle, watching people fight. And like you said, only 10% of the time it led to the death. But I read that still a lot of people died. A lot of gladiators were killed. Gregory Aldrete (02:39:26): Oh, yeah. Lex Fridman (02:39:27): There’s numbers there that’s crazy. I read a full 100,000 dead. This includes gladiators, slaves, convicts, prisoners, and so on. That’s a lot of people. Gregory Aldrete (02:39:39): The Flavian Amphitheater is really interesting too, just as a piece of technology, and as influence on later world. I mean, almost every sporting arena today owes something to the Flavian Amphitheater, the Colosseum, in terms of construction. Gregory Aldrete (02:39:52): It was amazingly sophisticated building. I mean, it had retractable awnings and elevators and ramps that things could just pop up into the arena from below. And it- Gregory Aldrete (02:40:00): … just pop up into the arena from below. And it had very well-designed passages where everybody could file in and file out very efficiently, and they were all numbered. So I mean, it’s one of, I think, the most influential buildings in history, just because of the way that all these buildings we go to today, they’re all kind of variants on it and using some of the ideas from it. Lex Fridman (02:40:21): And the Romans took their construction seriously. Gregory Aldrete (02:40:25): Oh, yeah. They were good at that. So they were excellent engineers. And the Romans were excellent engineers, especially when it came to what you might think of as humble stuff. I mean, today, we tend to think of, oh, a Roman building as shining white marble, right? Well, the core of that building was probably concrete, and the marble is just a superficial facade. And if you think about the Colosseum in Rome today, all the marble has been stripped off that building. And what you see is the concrete core, the structural core that’s left, and the Romans, I mean, they didn’t invent concrete, but they just used it more creatively than anyone had before. And if you look at buildings like the Greeks built, they’re all rectilinear, they’re all rectangles or squares, and they always have a lot of columns because you need to hold the roof up. Gregory Aldrete (02:41:09): The Romans, because of their use of concrete, could build wooden frames, they could have curves, they could have domes, they could have all kinds of stuff. And it just explodes the architectural possibilities. They also made a lot of use of the vault. So if you cut rocks and arrange them so that they form a curve, you could have big vaulted spaces. And they were just brilliant with their mix of things. I mean, the Pantheon is the best preserved Roman building, and it’s another brilliant building, incredibly influential. I mean, every capitol building in the world or museum is an imitation of the Pantheon. The capitol in Washington, D.C., the Capitol in Madison, where I’m from, Wisconsin, Austin, where we are now, they’re all Pantheons. It’s a big dome with a triangular pediment and some columns on the front. Gregory Aldrete (02:41:57): So it’s just an amazingly influential building. But it’s brilliant because the way it’s constructed is the concrete at the bottom of the dome is both thicker and has a denser formulation, so it’s heavier where it needs to bear the weight. And then as you get further up the dome, it gets narrower and narrower, and they mix in different types of rock. So at the top, you’re using pumice, that very light volcanic stone. So where you want it to be light, it’s light, and it’s here 2,000 years later. I mean, look around you. How many buildings that we’re building` now do you think are going to be here in 2,000 years? I suspect not many. Lex Fridman (02:42:31): And it’s not only that they lasted, but they were beautiful, or at least in our current conception of beauty. Gregory Aldrete (02:42:37): Yeah, I mean, Vitruvius, his principles are things should be functional and they should be aesthetically pleasing. So that’s a winning combination, I think. Lex Fridman (02:42:46): Yeah, they pulled that off pretty well. If you could talk about the long line of emperors that made up the Roman Empire, how were they selected? Gregory Aldrete (02:42:55): Oh, boy. We’ve been talking about Augustus’ great achievements and how clever he was with propaganda and all, this is his great failure. So his great failure is that he did not solve was the problem of succession. How do you ensure that the next person who follows you is not just the best person but is qualified? And he fails to do it. So the principle he settles on is heredity. So the nearest blood relative. And he goes through all these people, all these young kids in his family die that he keeps trying to make the heir, and he ends up making his heir Tiberius, who he never liked, it was his stepson, he didn’t like him, but he ends up inheriting it. And the next set of emperors, the Julio-Claudians, which is the family that Augustus starts, they all basically are who is the nearest male relative to the previous emperor. And that’s how we get a lot of crazy emperors like Caligula or Nero. Gregory Aldrete (02:43:53): And then the next family, the Flavians, the first guy is kind of an Augustus, it’s Vespasian, the one who builds the Flavian Amphitheater, and then one of his sons takes over, Titus, who’s okay, and then the next son takes over, Domitian, who’s nuts again. So heredity just isn’t working, And Rome fights a couple civil wars, and in 98 AD, we’re 100 years now into the Empire, and they look back at this track record and say, “Okay, we’ve been picking our emperors by heredity and we’ve gotten some real duds here, some real problematic people. Is there a way to fix this?” Gregory Aldrete (02:44:27): And this is one of the few instances where the Romans, who I keep saying are very traditional and resist change, I think actually make a change and realize we got to do something different. And so the next guy looks around and says, “Okay, forget who’s my nearest male relative, who’s the best qualified to be emperor after me? I’ll pick that person and then I’ll adopt him as my son.” So they kind of stick with heredity. Now, it’s this fake adoption, and you end up with a lot of old guys adopting middle-aged adults as their son, which is a little strange, but it works. Gregory Aldrete (02:45:01): And so for the next 80 years, you have only five emperors, and they’re often called the Five Good Emperors, they’re not related necessarily by blood, they sort of picked the best qualified guy, and they’re all sound, competent, good emperors. And the 2nd century AD, from Nerva to Marcus Aurelius, is often regarded as the high point of the Roman Empire. And a lot of that comes from you have political stability, you have a succession of decent guys being emperor who rule relatively wisely, promote good policies. There’s other things working to Rome’s advantage, but that’s good. And then where it falls apart is where the last guy, Marcus Aurelius, looks around and says, “Who’s the best qualified guy to succeed me? What a coincidence, it’s my own dear son.”, who turns out to be a psycho. And then it all goes downhill. Lex Fridman (02:45:53): And some people place the sort of the collapse of the Roman Empire there at the end of Marcus Aurelius’ rule. Gregory Aldrete (02:46:00): Yeah, so 180 AD is one common date for an early date for the end of the Roman Empire when you… Because from then on, it’s a mixed bag of good and bad emperors. Lex Fridman (02:46:11): At the very least, this period is when the Roman Empire is at its height on all different kinds of perspectives. Gregory Aldrete (02:46:18): Certainly geographically. I mean, at this point, stretches from Britain to Mesopotamia, from Egypt up to Germany. Like I said, probably about 50 million people within its boundaries. Within those boundaries, there’s relative peace. So I mean, sometimes people talk about the Pax Romana. I mean, the Romans are fighting lots of people, but within the boundaries, you have relative peace. There’s relative economic prosperity. I mean, nothing in the ancient world is that prosperous. It’s just a different sort of economy, but it’s pretty stable. There’s no huge disasters happening yet. Some plagues start in Marcus Aurelius’ reign. But yeah, this is pretty much seen as the high point of the Roman Empire, and I think it is. I think that there’s truth to that. Lex Fridman (02:47:01): Let me ask the ridiculously oversimplified question, but who do you think is the greatest Roman emperor or maybe your top three? Gregory Aldrete (02:47:10): Greatest emperor? I tell you what, I’ll tell you my favorite Roman who wasn’t an emperor, and that’s Marcus Agrippa, who was Augustus’ right-hand man. So Agrippa’s this interesting guy who is extremely talented. He’s a terrific general. He’s a terrific admiral. He’s a great builder. He is kind of like the troubleshooter for Augustus. He’s the guy who wins the Battle of Actium for Augustus. So literally, Augustus would not have become the first emperor without Agrippa. When Augustus rebuilds the city of Rome, it’s Agrippa that he gives the job to. Agrippa rebuilds the campus marshes. He builds the first version of the Pantheon. He personally goes through the sewers to clean them out. And he just has this great set of qualities that he’s very self- effacing. Gregory Aldrete (02:48:01): I think he likes power, he wants real power, but he realizes I don’t have that kind of clever politician’s ability to be the front guy, so I’ll just serve my friend, Augustus, loyally. They were childhood friends. I’ll win the battles for Augustus and I’ll let him take all the credit, but I’ll be his number two guy, and that’s what I’m good at. And he realizes his limitations. I mean, so many people don’t. So many people are like, “Oh, I just want to keep grabbing for more and more and more when it’s not something they’re good at.” And I think Agrippa says, “I’m good to this point and I’ll play that role and no more, and that’ll give me a lot of power, but I’m not going to press it.” And yeah, he’s just very hardworking, he’s modest, he’s self-effacing, he’s highly competent. Lex Fridman (02:48:49): I wonder how many people in history that are like the drivers, the COO of the whole operation that we don’t really think about or don’t talk about enough to where they’re really the mastermind? Gregory Aldrete (02:49:02): Or the ones who make something possible. I mean, even in this conversation today, you would not have Alexander the Great without his father Philip II having built that army and handed it to him on a silver platter. Octavian would never have become emperor without Agrippa. So they play central roles sometimes. But if I had to pick an emperor, I’d probably pick Augustus just because of his influence and because I admire the thing Agrippa didn’t have, his political savvy, his manipulation of image and propaganda. All that, I find very fascinating. Though I’m not sure he’s a great human being, but he’s a really interesting figure. Lex Fridman (02:49:42): Whether he’s good or bad, he was extremely influential on defining just the entirety of human history that followed. Probably one of the most influential humans ever. Nevertheless, if you ask in public who the most famous Roman emperor is, would that be Marcus Aurelius potentially? Gregory Aldrete (02:50:03): I don’t know. Lex Fridman (02:50:05): He’s up there. Gregory Aldrete (02:50:05): That’s a good question. Lex Fridman (02:50:05): Right? Gregory Aldrete (02:50:06): He’s real famous because he was a stoic philosopher and he wrote this book, the Meditations. Lex Fridman (02:50:10): I mean, it’s interesting. Stoicism as a philosophical ideology had a role to play during that time. I mean, the tragic fact that… Did Nero murder Seneca? Gregory Aldrete (02:50:26): Yes. Lex Fridman (02:50:26): Well, he drove him to suicide, let’s say. There’s a lot of interesting questions there, but one is the role, especially when it’s hereditary, the role of the mentor, who advises who with the Aristotle and Alexander the Great, that dance of who influences and guides the person as they become and gain power is really interesting. Gregory Aldrete (02:50:50): Well, I mean, one of the big questions with the Roman emperors, and we’ve been talking about some of them, is why did so many seem to be either crazy or just sadists? I don’t know that there’s a good answer to that. I mean, people have theories. Oh, Caligula got a brain fever and changed after that or something. But I think there’s a lot of maybe truth in the notion that the ones who seem to go craziest quite often are the ones who become emperor at a young age. And there is something about that old cliche that absolute power corrupts absolutely, especially if your own personality isn’t really fully formed yet. You know what I’m saying? I think take anybody when they’re a teenager, if you all of a sudden said, you have unlimited power, what would that do to you? How would that warp your personality? I mean, look at all the… [inaudible 02:51:40] like the Disney stars who sort of go wrong or something because they get rich and famous at this very young age. Lex Fridman (02:51:46): Yeah. Fame, power, and even money, if you get way too much of it at a young age, I think we’re egotistical, narcissistic, all that kind of stuff as babies. And then when we clash with the world and we figure out the morality of the world, how to interact with others, that other people suffer in all kinds of ways, understand the cruelty, the beauty of the world, the fact that other people suffer in different ways, the fact that other people are also human and have different perspectives, all of that, in order to develop that, you shouldn’t be blocked off from the world, which power and money And fame can do. Gregory Aldrete (02:52:25): And conversely, a lot of the emperors we regard as, quote, “good emperors”, are the ones who become emperor at a middle-aged or something, where their personalities are fully formed, where they’re not going to really become different people. And so that works in that theory too. I mean, I don’t think it’s absolute. And of course, the greatest exception is Octavian Augustus, who starts as rise to power as a teenager. Somehow doesn’t seem to go nuts. Lex Fridman (02:52:52): Yeah, history has a lot of- Gregory Aldrete (02:52:53): It’s not an absolute, but it doesn’t help to get that much power at a young age, I think. Lex Fridman (02:52:58): What does it take to be a successful emperor, would you say? Gregory Aldrete (02:53:01): So you say, what does it take to be a good Roman emperor? If you were going to draw up a job description, seeking Roman emperor, what are the qualities and qualifications you would put on it? Obviously, you would put responsible, good understanding of military, economics, whatever, ability to delegate. But just to be fun, let’s consider how much does it matter whether the emperor is good or bad? Because in the ancient world, what does it affect really if you’re say a peasant in Spain, if the emperor is crazy Nero or good Vespasian? I mean, how does that affect your day-to-day life? How does it affect you if you’re a peasant in Italy? Which is the average inhabitant. I mean, the crazy emperors mostly affect the people within the sound of their voice. So yeah, they go crazy. They murder senators, they murder members of their own family. They do wacky stuff. But a lot of that is constrained to the immediate surroundings around them. And meanwhile, the mechanism of the Roman Empire is just grinding along as it would anyway, I mean, the governors are running their provinces, stuff’s happening. Gregory Aldrete (02:54:16): I mean, I guess an emperor can start a war, he can maybe raise taxes, but that would be the ways that he’s affecting the whole empire. And here, we get into technology does matter. We’re dealing with a world where, let’s say you’re in Rome and you’re the emperor and you want to send a message to a province far away, let’s say Judea, that message might take one or two months to get there and one or two months to get a reply. So how much influence as emperor are you really having over that province? I mean, those people pretty much have to make their own decisions and then just say to you, “This is what we did. I hope that’s okay.” Because otherwise, nothing gets done if they’re waiting four months for a decision. Lex Fridman (02:54:58): Even in the realm of ideas, they can’t get on TV and on the radio and- Gregory Aldrete (02:55:05): Communication- Lex Fridman (02:55:06): … broadcasts. Gregory Aldrete (02:55:07): … is so slow and so uncertain in ways that today, with the ability to instantaneously talk to people across the world, we can’t even imagine. And the Roman Empire is huge. I mean, it is months to send a message and get an answer. So here, you have the emperor in Rome, yeah, he affects who’s around him, and he can affect even common people. I mean, there’s crazy emperors who are at the games and they’re bored and they say, “We’ll take that whole section of the crowd and throw them to the lions or something.” There, you’re being affected by the emperor, but if you’re outside the range of his sight and voice, do you care who the emperor is- Lex Fridman (02:55:40): So the big one- Gregory Aldrete (02:55:42): … most of the time? Lex Fridman (02:55:42): That’s a really important idea to remember. Same with the US president, frankly, in terms of the grand arc of history, what is the actual impact? But I would say the big one is probably starting wars, major global wars or ending them in both directions. And then taxation too, as you said. What was the taxation? What was the economic system? What was the role of taxation in the Roman Empire? Gregory Aldrete (02:56:10): Romans are really weird with this. So in the Republic, once they started to acquire overseas provinces, they had to decide, well, what are we going to do with these provinces? And they, in the end, settled on this notion of, we’ll put a Roman governor in charge. We’ll collect some sort of taxes. But they often didn’t collect the taxes directly. Instead, they would sell contracts to private businesses to collect taxes. Gregory Aldrete (02:56:36): So the private businesses would bid and say, “All right, if you give us the contract to collect taxes in Sicily, we’ll give you X number of money up front and then we go out and try to collect enough to make back that money and make ourselves a profit.” And this is a terrible system, because obviously, they’re going to go and try and squeeze as much as they can out of Sicily. And these companies were called publicans, publicani. And in the Bible, there’s a phrase, publicans and sinners, and that should give you an idea how they’re viewed. So everybody hated these tax collectors, and it was a really kind of dumb system because the publicans were going out and squeezing way more than they should in an unhealthy way from the provinces. And the Roman state was doing this kind of weird thing that they should have been doing themselves. Gregory Aldrete (02:57:25): And over time, that shifts a bit and it becomes more like your standard taxation. And a lot of the taxation ends up being in kind too. So it’s like, okay, we’re taxing you, you pay it in wheat if you’re a farmer or something, not necessarily in cash. So in many ways, the Roman economy is underdeveloped. They didn’t have a lot of the sophisticated systems that we have today, and it probably held them back in some ways. And again, they have that resistance to change. The Romans also had weird notions about just business and profit making, that at least originally, there was this notion that’s shameful, again, the only thing that’s a worthwhile profession is farming. Gregory Aldrete (02:58:09): So rich Romans would get involved in what we would call business manufacturing, particularly long distance trade with ships, but they would often do it through sort of front companies or employees who did it on their behalf, officially, and then they funneled the profits to the guy funding it because they don’t want to be soiled with business, which is beneath them. So the Romans had a lot of weird attitudes about the economy that I think in some ways didn’t help. Lex Fridman (02:58:36): But nevertheless, they had many of the elements of the modern economic system with taxation, the record keeping. Gregory Aldrete (02:58:43): They were good at record keeping. So the Romans… I mean, the census is a Roman word. They’re the ones that came up with that. Lex Fridman (02:58:48): And obviously, the laws around everything. Gregory Aldrete (02:58:51): Yes. So in certain ways, yes, they were extremely sophisticated. And of course, the biggest thing about people in the ancient world and today is that they weren’t stupider than us. I mean, sometimes you get this assumption, oh, well, in the ancient world, they just weren’t as smart or something. No, no, no. They were fully as intelligent as we were. They didn’t have access to the same technology as we do, but that doesn’t mean they were any less smart. Lex Fridman (02:59:14): Can we talk about the Crisis of the Third century and the aforementioned Western and Eastern Roman Empires, how it’s split? Gregory Aldrete (02:59:23): Yeah. So I mean, after Rome starts to go downhill as you enter the 3rd century, so the 200s, so we’re moving out of the golden era now, I mean, a famous Roman historian, Cassius Dio, who lived right at that moment, very famously wrote of the transition of Marcus Aurelius to what follows, “Our kingdom now descends from one of gold, to one of rust and iron.” So even people who were alive at the time had a distinct sense something is going downhill here. And that’s interesting, because usually, great historical moments are retroactive. And I mean, here’s a guy who said, “Oh, something’s going wrong. Something’s really going badly now.” Gregory Aldrete (03:00:06): And a lot of it becomes that the secret is out that what makes an emperor is who commands the most swords. And so you start to get rebellions by various Roman generals, each declaring himself emperor. So you’d always had this to a certain degree, but they had kept it in check during the 2nd century AD. But in the 3rd century, you sometimes get three or four generals in different parts of the empire, all declaring themselves emperor, and then they all rush off to Rome to fight a multi-way civil war. Gregory Aldrete (03:00:36): And of course, while they’re doing this, the borders are undefended, so barbarians start to see opportunity and come across and start raiding, they start burning and pillaging farms, the civil wars are destroying cities and farms. So the economy is kind of tanking. Then there’s less money coming in as taxes. So when one guy finally wins, he jacks up the tax rate to try and make up for it, but now, there’s fewer people able to pay, and it’s all just a vicious cycle. The Romans start to debase the coinage, which means you take in a gold coin, you melt it down, mix it in with 10% something less valuable, and then stamp it and say it’s worth the same. Well, people aren’t stupid. They’re going to know that’s only 90% of that gold coin. Lex Fridman (03:01:19): They’ve invented inflation. Gregory Aldrete (03:01:20): Inflation. And you get horrific inflation uncontrolled. So the economy goes downhill, barbarians are raiding, you have internal instability. In one year, you have something like eight or nine different guys go through as emperor in 238. So it’s a mess. And it looks like the Roman Empire is going to fall in around the mid-3rd century. So this is the crisis. And then the kind of shocking development is late in that 3rd century, they actually stabilize the empire. So you have a series of these kind of army emperors who are just good generals who managed to push the barbarians out, reestablish the borders. It’s actually a whole group of them, but often, they get clumped under the most successful, the last guy, who’s Diocletian, who comes in, and he tries to stabilize the economy. Gregory Aldrete (03:02:12): One of the things he does is he issues a new solid gold coin that he guarantees is solid gold. And he calls it a Solidus, a solid coin. He famously issues a price edict where he says, “This is the maximum it’s legal to charge for any good or service.” So it’s attempt to curb inflation. And that’s not going to work, but it helps. Kind of amusingly on Diocletian’s price edict, can you guess what the most expensive sort of item is? Hiring a lawyer. So some things never change, right? Lex Fridman (03:02:46): Oh, that’s interesting. I mean, in that system, there’s probably a huge amount of lawyers. Gregory Aldrete (03:02:51): I mean, even lawyer isn’t quite the right word. Romans didn’t have true lawyers, but they had people you would hire to do legal stuff or give you legal advice. But anyway, no, the price edict is actually is really fascinating, because it’s this long list of stuff. And you can see a good pair of shoes, a bad pair of shoes, how much each costs, and you can see the relative value of things. So what was food versus clothing, what was going to the barber versus hiring a doctor, all that kind of stuff. So it’s a really fun document to just mess around with. But anyway, so Diocletian stabilizes, basically, the empire and these other guys as well and gives it a new lease on life. So it seems by the end of the 3rd century, that Rome is going to continue. Gregory Aldrete (03:03:33): And then as we go into the 4th century, you have the really dramatic thing where Constantine comes along and converts to Christianity. And at the time he converts, the percentage of Christians in the Empire is small, 10% at most, something like that. Who knows? But it’s quite small. And all of a sudden, you have this weird thing where now, the emperor belongs to this new religion. What does this mean? You can debate a lot how sincere Constantine’s conversion was. It’s a little bit of a weird thing where he clearly is using it as a way to fire up the troops before a crucial battle to say, “Hey, I just had this dream and this god promised us victory if we put his magic symbol on our shields.” Gregory Aldrete (03:04:15): And this would be okay, except that he had done this a couple times before. So one time, it was Helios the Sun god, one time, it was another god. Even after he converts, he continues to mint coins and stuff with other gods on them. He continues to worship other gods. But he also kind of seems sincere in his conversion. It’s just, I think the question is how much does he understand his new religion maybe more than, is it sincere. But that’s a real turning point. Gregory Aldrete (03:04:43): So now, as we go into the 4th century, we have this thing with Constantine, the new religion. And the other thing that happens is the empire is really just too big to govern effectively. It’s that thing we’re talking about. It’s too large, the communication is too slow and it starts to naturally fragment. And at times, they try systems where they split it into four. So under Diocletian, he tries the tetrarchy, where he splits the empire into four, and you actually have sort of four emperors working together as a team. More commonly, it just splits east, west. So from that point on, you really start to have the history of the Western Empire going in one direction, the Eastern Empire in the other. You tend to have two emperors, though there are moments occasionally where they reunite. So that’s a big development as well. And that’s a turning point. Lex Fridman (03:05:32): So the most common date that people say, maybe you can correct me on this, that the Roman Empire fell was 476 AD. They’re referring to the “fall”, quote, unquote, of the Western Roman Empire. So why did the Roman Empire fall? Gregory Aldrete (03:05:49): Yeah, this is a real game. Pick your favorite date for the fall of the Roman Empire. 476 is a very common one. And what happens in that year is a barbarian king comes down into Italy and deposes a guy named Romulus Augustulus, which is an amazing name. It’s combining the names of the founder of Rome, Romulus, with Augustus, the second founder of Rome. And so some people say that’s the end of the Roman Empire. Sure. But others say it’s 410, when Alaric sacks Rome for the first time. Others say it’s 455, when the Vandals come and sack Rome and do a much more thorough job of it this time. Some say it’s 180, when Marcus Aurelius picks poorly in succession. Some say it’s 31, when Octavian wins the Battle of Actium and kills the Roman Republic. Or you can go past that date and say it’s 1453 when the Eastern Roman Empire finally falls. Gregory Aldrete (03:06:47): And I mean, the Eastern Empire is legitimately the Roman Empire. If you were to go and ask them, “Who are you?” They wouldn’t say, “We’re the Byzantines, we’re the Eastern Roman Empire.” They would just say, “We’re the Romans.” And they have a completely legitimate claim to do that. So this whole game of when does the empire fall is problematic. And the other thing is all those dates about invasions that cluster around the 400s, so 410, 455, 476, you have to ask yourself, who counts as a real Roman by that point? Because for a while now, the Romans themselves are often coming from barbarians, are crossing that boundary, Roman generals. They might get raised as a Hun, then serve with the Roman army for a while, then not, or a Visigoths or not. That’s been going on for a long time. So what makes someone a real Roman? How do you tell that the guy kicked out in 476, was a, quote, “real Roman”, and the barbarian king who took his place wasn’t? That’s a very arbitrary decision. Lex Fridman (03:07:52): There’s so many interesting things there. So of course, you described really eloquently the decline that started after Marcus Aurelius, and there’s a lot of competing ideas there. And the tensions- Gregory Aldrete (03:08:04): Just to interrupt you, I hate wishy-washy answers, which is what I kind of said. So I will give you this, I think by the end of the 5th century AD, the Western Roman Empire has transformed into something different. So I don’t know what date I can pick for that, but I can say by around 500, I don’t know that we can call whatever exists there the Roman Empire anymore. Lex Fridman (03:08:26): And of course, the barbarians make everything complicated because they seem to be willing to fight on every side, and they’re like fluid, which they integrate fast, and it just makes the whole thing really tricky to say, yeah, who’s a Roman, who is not? And at which point did it- Gregory Aldrete (03:08:43): And barbarians have been forming large parts of the Roman army for centuries. Yeah, it’s extremely fluid and not at all just clear sides here. So it’s a mess. Lex Fridman (03:08:54): From a military perspective, perhaps, what are some things that stand out to you on the pressure from the barbarians, the conflicts, whether it’s the Hans or the Visigoths? Gregory Aldrete (03:09:07): There was a military strategist, guy named Edward Luttwak, who wrote this book, The Grand Strategy of the Roman Empire, which was basically about frontiers and how did the Romans define their frontier? And everybody’s jumped on this and argued about it and says it’s wrong and all, but started this debate among Roman historians about, yeah, what does frontier mean to the Romans? Did they conceive of their empires having a border or was it always expanding or what? And did they have a grand strategy? I mean, today, militaries have a strategy where we want to achieve this, we want to exert force here. We want to protect these areas. Did the Romans even visualize their empire in that sort of grand strategic way? And it’s a real debate. I mean, there’s some things that suggest, “Oh, here, they tried to rationalize the border and short it by taking or shorten it by taking this territory.” Other people see as just kind of random. So that’s an interesting take, is how do the Romans conceive of empire? Gregory Aldrete (03:10:06): I mean, if you look back at someone like Virgil, at the time of Augustus, he said, well, the Gods granted Rome empire without end. So it’s that open-ended thing. But even under Augustus, he seems to be pulling back and saying, “Well, I’m going to kind of stop at the Rhine. I’m going to kind of stop at the Danube. We don’t need to keep expanding forever in the way we’ve been doing.” So I mean, that’s an interesting concept of how do the Romans see their empire? Does it have a boundary? What are those boundaries? What does that mean? Lex Fridman (03:10:36): And then barbarians were very much making that boundary even more difficult to kind of define it even if you wanted to. Gregory Aldrete (03:10:44): Right. And again, the other fun debate is were these invasions, when the Visigoths crossed the Danube come into the Roman Empire, is this an invasion as it was originally described, or is it a migration as some scholars have started calling it? Because the Visigoths were fleeing pressure from another Gothic group, and they were fleeing pressure from the Huns. And I mean, a lot of the early Gothic peoples who come into the Roman Empire are basically seeking asylum. They’re saying, “Will you give us a piece of territory to live on within the boundaries of the empire? And in return, we will fight for you against external enemies.” And the Romans make these deals with some of the Goths. In fact, they made a pretty good deal with the Goths, one group of Goths to do exactly that. You can settle within the boundaries. We’ll feed you, we’ll give you a certain amount of stuff, and you fight for us. And then the Romans treated them really badly. They kind of didn’t supply what they had promised, and so they turned against the Romans with good reason. So the Romans blundered in these things too. Lex Fridman (03:11:45): So is it correct that the Visigoths fought on the side of the Romans against Attila the Hun? Gregory Aldrete (03:11:50): Some of them did. So again, there were various groups on both sides of those battles. So Attila is the famous Hun, and he comes into the Roman Empire and seems to be heading right for… Gregory Aldrete (03:12:00): He comes into the Roman Empire and seems to be heading right for Rome to knock it off, and everybody is so scared of the Huns that this weird coalition comes together of the Romans plus various barbarian groups against Attila and league with some other barbarian groups, and they fight a huge battle and it’s more or less a stalemate. So Attila gets stopped and he says, “All right, we’re going to just rest up for a year. Next year, we’ll go finish off the Romans.” Next year comes, he heads down into Italy, he’s heading straight for Rome, and the Pope goes and meets Attila, and they have lunch together at this river. Gregory Aldrete (03:12:37): And at the end of the lunch, Attila goes back and says, “Eh, I changed my mind. We’re going to go back up to France, hang around for another year. We’ll finish off the Romans later.” And Christian sources say, “Saints appeared in the sky with flaming swords and scared away Attila.” Some other sources say, “Well, the Pope gave Attila a huge bribe to go away for a while,” believe whichever you like, but then Attila ends up dying on his wedding night before he comes back under mysterious circumstances and so that never materializes. And the Huns kind of fragment after his death. Lex Fridman (03:13:12): So what was the definitive blow by the barbarians, by the Visigoths? Gregory Aldrete (03:13:17): The barbarians are so many different groups,. And weirdly, I think an important one that sometimes people tend to focus on the Huns and the Goths, the Vandals end up going to Spain, conquering Spain, and then crossing over into North Africa and kind of conquering North Africa as well. And Spain and North Africa were some of the main areas that food surpluses were collected from and sent to Rome to feed the City of Rome. And it’s after those Vandal invasions of the takeover of those areas that the population of Rome plummets. So I think that’s an interesting moment, where the City of Rome had always been this symbol, and already it was no longer the capital. Gregory Aldrete (03:14:01): The emperors had moved to Ravenna, a little bit north, because it was surrounded by swamps, so it was more defensible. But there is something important about that old symbolic capital now just collapsing in terms of population, numbers, really no longer having importance because literally its food supply is cut off by losing those areas of the empire. And of course, the capital… Constantine had founded a new second capital at what used to be Byzantium, a Greek city on the Bosporus, which becomes Constantinople. He names it not very modestly after himself, and that now is really the dominant city for any of the Roman Empire’s eastern or western. Lex Fridman (03:14:42): So if you’re actually living in that century, the 5th century, it’s kind of like the Western Roman Empire dies with a whimper. It’s not like- Gregory Aldrete (03:14:50): Yeah. Lex Fridman (03:14:50): It’s a bunch of strife. Gregory Aldrete (03:14:51): There’s a lot of moments you can pick. There’s an earlier one in the 300s when the Romans lose a big battle to some barbarians that symbolically is important. But yeah, I don’t think there’s one clear cut moment. And again, I don’t know that it is the barbarians that cause, quote, “the fall of the Roman Empire.” I mean, this is the other game as people like to say, “When did the Roman Empire fall?” The other big question is why. Why did the Roman Empire fall? If you define it as falling. And I mean, barbarian invasions was the traditional answer. So there’s a French historian famously said, “The Roman Empire didn’t fall. It was murdered.” It was killed by barbarians, but I mean there’s other explanations. I mean, some people say it was Christianity. Gregory Aldrete (03:15:38): Some say it was a climate that the Roman Empire flourished during this moment of luck when just the climate was good, and then you get this sort of late Roman little ice age and everything goes downhill and that’s what caused it. There’s some that say things like disease. There were a whole series of waves of plague that started to hit under Marcus Aurelius and continued after him, which seemed to have caused real serious death and economic disruption. I mean, that’s a decent explanation. Another popular one is moral decline, which I don’t think really works well. You even get the people saying lead poisoning, but that’s not true because they were drinking out of the same pipes when the empire was expanding, right? Lex Fridman (03:16:23): Yeah, that’s fascinating. That’s fascinating. But often, we kind of agree that’s something that you’ve talked about quite a bit is the military perspective is the one that defines the rise and fall of empires. You have a really great lecture series called The Decisive Battles of World History, which is another fascinating perspective to look at world history. What makes a battle decisive? Gregory Aldrete (03:16:50): The easiest definition is it causes an immediate change in political structure. So who’s in charge? So the classic decisive political battle is Alexander beats King Darius III at the Battle of Gaugamela. And in that moment, we switch from the ruler of the entire huge Persian empire being Darius to now being Alexander, from it being Persian to being controlled by the Macedonians. So there is a one afternoon has this dramatic switch over a enormous geographic area, so that’s a decisive battle and that you see that immediate change. Gregory Aldrete (03:17:27): Other types of decisive battles are ones that might have more unforeseen long-term effects. You may not realize this is decisive at the time, but from a longer perspective it is. And often, those are ones that either allow some new people or idea or institution to either grow or have its growth curbed. So at various points, we have empires that were expanding and basically were stopped at some battle. And so you say, “Well, if they been stopped there, they might have gone on to dominate this whole area.” Or conversely, you could say, “Rome wasn’t…” They were one place before the second Punic War. After the second Punic War, they were its dominant force. So you could pick one of those battles and say that was decisive in setting them on this new path. Lex Fridman (03:18:15): It’s also an opportunity to demonstrate a new technology. And if that technology is effective, it changes history because that was either tactical or literally the technology used. So how important is technology, that technological advantage in war? Gregory Aldrete (03:18:34): Huge. I mean, the history of warfare is basically the history of technological change often. So I mean, there’s all the great moments of transition. For a long time, we fought with hand-to-hand, with metal weapons, then you start to have the gunpowder revolution, which causes all sorts of shifts there. There’s big changes. Planes, when they become a huge force. I mean, World War II is this crazy time where planes go from literally biplanes, string and wood, to jets four years later, so that’s this moment of incredibly fast technological change. Going into World War II, everybody thinks it’s all about battleships. Who’s got the biggest battleships? Four years later, battleships are just junk. Let’s just scrap them. It’s all about aircraft carriers and that’s everything war at sea. So you have these moments of, particularly in warfare, almost accelerated technological change where things happen very rapidly and the civilization or the nation or the army that adapts more quickly to the new technology will often be the one that wins, and we’ve seen that story over and over and over again in Lex Fridman (03:19:47): It’s also interesting how much geography that you mentioned a few times affects wars, the result of wars, the rise and fall of empires, all of it. As silly as it is, it’s not the people or the technology, it’s like sometimes literally that there’s rivers. Gregory Aldrete (03:20:04): I think there’s a real geographic determinism to civilization itself. I mean, if you look at where civilization arose, it’s in Mesopotamia and sort of a swampy land between two rivers. It’s in the Nile River Delta where the same situation, it’s in the Indus River where you have the same thing, and it’s along the Yellow Rivers and the Yangtze Rivers where it’s the same thing. So I mean, that is geographically determined where those great civilizations of Asia or Europe are going to arise. It’s very much determined by that. And often, the course of history has that strong geographical determination. I mean, you can argue that all of Ancient Egyptian society is based around the cycle of the Nile flood because it was so predictable and everything depended on it, and their whole religion actually develops around that. Gregory Aldrete (03:21:01): And Mesopotamia the same thing, the way their religion develops is a reaction to the particular geographic environment that those people grew up in. So that’s a very profound influence on civilization. One of my professors once said to me, “The best map of the Roman Empire isn’t any of these maps with political borders. It would be a map that shows the zone in which it’s possible to cultivate olives.” So if you simply get a map and map onto it where you could grow olives during this time, let’s say, 1st century AD, it corresponds exactly, I mean really closely, to the areas that are most heavily Romanized. Now, I’m not going to say that, but there is something to that where Roman culture spread successfully is where people grow the same crops. And that’s just one of those fundamental things. Lex Fridman (03:21:56): Yeah. I mean, you so beautifully put that the perspective can change dramatically how you see history, I mean, you could probably tell world history through what? Through olives, cinnamon and gold. Gregory Aldrete (03:22:10): Yeah, that’s become really trendy is to look at history through objects. And I mean, for the Romans, diet is huge. I mean, probably 80% of the people in the Roman world ate basically a diet of olive oil, wine, and wheat, right? That those three crops are the basic crops that they subsisted on. And just the way you have to grow those crops, where you grow them, that dictates so much about culture, and the Romans saw it that way. One of my favorite documents from the ancient world… And they define civilization that way. So the Romans civilized people ate those crops and non-civilized people ate different food. Gregory Aldrete (03:22:53): So there’s this letter from a Greek, who was serving as an administrator in the Roman government, and he gets posted to Germany, to the far north. And he writes these pathetic letters back home to his family saying, “The inhabitants here lead the most wretched existence of all mankind for they cultivate no olives, and they grow no grapes.” So to him, that was hell, being posted to an area where they eat these terrible foreign foods. Gregory Aldrete (03:23:24): And of course, the cliche for the Romans of what barbarians eat is red meat. They’re herders, so they’re not farmers, but they follow herds of cow around, which a totally different lifestyle. They eat dairy products, and they drink beer. And I tell my students sometimes that if you were to stick a Roman in a time machine and send them to where we live, which I teach in Wisconsin, Green Bay, Wisconsin, that Roman would step out, look around, see all the beer, the brats, and the cheese, say, “I know who you guys are. You’re barbarians. Lex Fridman (03:23:56): Barbarians. That’s another way to draw the boundary between olive oil, wine, wheat, and meat, dairy, and beer. Gregory Aldrete (03:24:03): But it’s more fundamental because it’s different forms of life because if you’re a farmer, you grow certain crops. And if you’re a farmer, you tend to stay in one place. You tend to build cities. If you’re following herds of cows around, you don’t build cities, you have a totally different lifestyle. So it’s diet, but it’s more fundamental underlying things about your entire culture. Lex Fridman (03:24:25): And many of the barbarians were nomadic tribes. Gregory Aldrete (03:24:28): Some of them are, yeah, definitely. Lex Fridman (03:24:31): Fascinating. I mean, this is just yet another fascinating way to- Gregory Aldrete (03:24:35): It’s dietary determinism, geographic determinism. Yeah, these things are big. Lex Fridman (03:24:39): On the topic of war, it may be a ridiculous span of time and scale, but how do you think the world wars of the 20th century compare to the wars that we’ve been talking about of the Roman Empire, of Greece, and so on? Gregory Aldrete (03:24:55): I mean, what’s interesting about some of the Roman civil wars, particularly, is that they are world wars at the time. So let’s take the war after the assassination of Julius Caesar. We’ve talked about that one a lot. That was fought. There were battles there fought in Spain, in North Africa, in Greece, in Egypt, in Italy. I mean, truly across the entire breadth of the Mediterranean involving at least seven or eight different factions of Romans, and that was the world to them. Gregory Aldrete (03:25:26): I mean, that’s very similar in a way to our modern world wars where this was a global conflict, at least as they envisioned the world they knew of. And if we sort of, I don’t know, somehow factor for transportation time, I mean, I think you can argue that that was a bigger war than World War II. In World War II, if you hopped on a plane, you could get from the US to China in a week or something, right? In little hops. I mean, in the ancient world, if you wanted to go from Spain to Egypt, it would take you a month. So they were fighting across a larger space- time zone in terms of their technology to move, then World War II took place across. Lex Fridman (03:26:05): So in a sense, World War II was quite contained. Gregory Aldrete (03:26:10): Smaller. Yeah. I mean, if we adjust for that sort of factor, so that was a global war, I think that would be very familiar. Lex Fridman (03:26:16): How do you think the atomic bomb, nuclear weapons changed war? Gregory Aldrete (03:26:23): Yeah. I mean, that’s the now we can destroy the world and truly kind of destroy civilizations wholesale, and that does seem to be a new thing. I mean, no matter what the Romans did, they didn’t have that choice, that ability to think, “I can do something that will end life as we know it at least, on the planet,” and that’s a very different perspective. And I think weird and interesting moment right now, I mean, I’m getting way beyond ancient history here, but for a long time, we had this sort of stasis with the nuclear standoff, with mutually assured destruction between the US sort of block of nations and the Soviet ones, and it worked. Now, we’re entering this kind of time when a lot more countries are going to start becoming nuclear capable. We might have a resurgence of just building new weapons, platforms with China, seems very eager to expand their nuclear arsenal in all sorts of ways. So it’s unnerving time, let’s say, right now. Lex Fridman (03:27:29): And it’s a terrifying experiment to find out if nuclear weapons… When a lot of nations have nuclear weapons, is that going to enforce civility and peace, or is it actually going to be a destabilizing and ultimately civilization destroying? Gregory Aldrete (03:27:44): Right. I mean, it was weirdly stable when it was a bipolar world where you had just sort of those two blocks. Now with a multipolar world with access to these weapons, I don’t know. I mean, we’re kind of jumping out of the ancient world, but I’ll tell you one thing that’s always fascinated me in this sort of comparison of ancient/ modern is how people don’t learn the lessons of the past in military history. And the very specific example, that in my lifetime I’ve seen play out twice, is just certain places people make the same mistakes over and over again. So a nice example is Afghanistan or roughly that sort of northern Pakistan-slash-into-what-is-Afghanistan. I mean, that is a geographic region that over and over again, the best most sophisticated armies in the world have invaded and have met horrible failure. Gregory Aldrete (03:28:36): And that goes all the way back to Alexander the Great tried to conquer that area. The Mongols tried to do it. The Huns tried to do it. The Mughals tried to do it. Victorian Britain tried to do it. The Russians tried to do it. The Americans tried to do it. And they made the very same mistakes over and over and over again. And the two mistakes are not understanding the terrain, that it’s a rocky mountainous area that people can always hide in caves. And it’s not understanding the fundamentally tribal nature of that area that that’s where the real allegiance is in these tribes. It’s not in a centralized government. And that’s the same era Alexander made, as the British made in the 19th century, as the Russians, as the Americans. And it’s so depressing as a historian who studies history to see these things being repeated over and over again and you know exactly what’s going to happen. Lex Fridman (03:29:36): For leaders not to be learning lessons of history. You co-wrote a book precisely on this topic, The Long Shadow of Antiquity: What have the Greeks and Romans Done For Us? What are the some key elements of antiquity that are reflected in the modern world? Gregory Aldrete (03:29:55): Yeah. It’s a book that my wife and I wrote together, and it is trying to make people understand how deeply rooted are current actions in almost every way. Even things that we think are just truly unique parts of our culture or things that we think are just innate to human nature or actually rooted in the past. So this is another power of the past thing, and this is just a long specific list of examples really. So I mean, we go through government and education and intellectual stuff and art and architecture and a lot of the things we’ve been talking about today, language, culture, medicine. But even things like habits, the way we celebrate things, the way we get married. Our married rituals have all sorts of things in common with Roman weddings. Lex Fridman (03:30:46): The calendar. Gregory Aldrete (03:30:46): The calendar, the words, we’re using Julius Caesar’s calendar. I mean, Pope Gregory did one tiny little twist, but Caesar’s the one who basically came up with our current calendar with 365 days, 12 months, leap years, all that. So we’re living law. There’s just no way to escape the power of the past. And what I believe very ardently is that you can’t make good decisions in the present, and you can’t make good decisions about the future without understanding the past. And that’s not just true with your own life, but it’s in understanding others. So it’s not only your own past you have to understand, but you have to understand other people, what’s influencing them. So you can’t interact with others unless you understand where they’re coming from. And the answer to where they’re coming from is where they came from and what shaped them and what forces affect them. So I think it’s absolutely vital to have some understanding of the past in order to make competent decisions in the present. Lex Fridman (03:31:45): What are some of the problems when we try to gain lessons from history and look back? We’ve spoken about them a bit, the bias of the historian, maybe what are the problems in studying history and how do we avoid them? Gregory Aldrete (03:32:01): Probably the biggest problems are the sources themselves, the incompleteness of them, and this gets more intense the farther back we go in time. Lex Fridman (03:32:13): Yes. Gregory Aldrete (03:32:14): So if you say, “I want to write a book about the 19th century,” there is more material available for almost any topic you want to pick than you could possibly go through in your lifetime. If you say, “I want to write a book about the Roman world,” this is a very different thing. In my office, I have a bookshelf that’s, I don’t know, eight feet high, 10 feet wide, and it contains pretty much all the main surviving Greek and Roman literary texts, okay? Lex Fridman (03:32:43): Wow. Gregory Aldrete (03:32:44): One bookshelf, it’s a big bookshelf, but that’s what we use to interpret this world. Now, there’s a lot of other types of texts. There’s papyri. There’s all sorts of things. There’re inscriptions. There’s archaeological evidence, so there’s other stuff, but honestly, 99% of things about the world I study are lost. So then you get into all the issues is what we have surviving a representative example. We know it’s not. For example, all the literary texts are written by one tiny group, elite males. So that’s a problem there. There’s the problem of bias. We know that they’re not necessarily telling us the truth. They have an agenda. They’re representing history in a certain way to achieve certain things, then there’s the problem of transmission. I mean, all those texts are copies of copies of copies of copies, and everybody knows that game, where you whisper sentence to someone and then go around the room, are you going to get that same sentence back? Gregory Aldrete (03:33:43): Well, every ancient text we have has gone through that process. So this is a real problem, and that’s just with the sources. And this is the historic era. When you move back just a little earlier to the prehistoric era or to civilizations that don’t have written sources surviving. And some of these are ancient Mediterranean ones. I mean, anything goes. I mean, one of the jokes is that museums, archaeological museums, are full of objects which are labeled cult object. It’s some religious object. And I think the honest label that should be on that thing is we have no idea what the hell this is, but I want to believe it’s something important. So I’m going to say it’s a religious object, but in reality, it’s an ancient toilet paper roll holder or something. And it’s a huge problem when you try to interpret a civilization without written texts. Gregory Aldrete (03:34:37): And my favorite little story that kind of illustrates this is, in the 19th century, this German who had gone to school in England, one of the best educated guys of his time, goes to North Africa and is poking around in the desert. And he finds this site with these huge stone monoliths, 10 feet tall in pairs, and there’s a lintel stone across the top, so sort of two posts with a stone across the top, and there’s a big stone in front of them too. And so he looks at this stuff and he says, “Well, what does this remind me of?” It reminds me of Stonehenge, right? And there’s even a site where there’s multiple of these kind of in a square. So he goes back and talks about this and an Englishman goes and studies them, and he finds a ton of these sites and he finds some of them where there’s 17 of these pairs. Gregory Aldrete (03:35:28): And so he goes back, and he writes a whole book about how clearly the Celtic peoples who once lived in Britain came originally from North Africa because he’s found this site and he reconstructs the religion where obviously they practice religious rituals here, and they had rites of passage. They squeezed between the things and the altar stones have this basin. So they had blood sacrifice and all this, and it seemed reasonable. And then you ask some locals, “Well, what’s that stuff out in the desert there?” And they mean, “Oh, the old Roman olive oil factory.” And those are the remains of an olive press, and we’re back to olives. I keep dwelling on olives. Olives don’t grow in England or Germany. So this is cultural bias. If all you have is physical evidence, you’re going to interpret that evidence through your own cultural biases. Gregory Aldrete (03:36:17): So if you’re an Englishman and you see big stone uprights like this, you’re going to think Stonehenge. If you’re from the Mediterranean, you’re going to think olive press. So that’s a salutary example I think of the dangers of interpreting physical evidence when you don’t have written evidence to go along with it. And think today, if our civilization were to blow up in a nuclear war and archaeologists were to dig this up, how might they misinterpret things? I mean, if they were to dig up a college dorm like where I work, and that’s what you had for the civilization. You’d probably go in the dorm rooms, you’d find all these little rooms, and maybe in every room you’d find this mysterious plastic disc. And so everybody has these, so it must be a cult object. And it’s round. So obviously, they’re sun worshipers. And if you can decipher the inscription, you’ll see that obviously they all worship the great sun god Wham-O. It’s like, what do you find in every dorm room? A Frisbee. So that’s the level of interpretation you have to beware of. And there’s examples, where we’ve done exactly this. Lex Fridman (03:37:28): So we have to have intellectual humility when we look back into the past. But hopefully, if you have that without coming up with really strong narratives, if you look at a large variety of evidence, you can start to construct a picture that somewhat rhymes with the truth. Gregory Aldrete (03:37:47): Yes. I mean, as a professional historian, that’s what you do. You attempt to reconstruct an image of the past that is faithful to the evidence you have as filtered through what you can perceive of both the biases and the problems of the source material and your own biases. And it’s a interpretation, it’s a reconstruction, but it’s a lot like science, where you’re in a process of constantly reevaluating it, and saying, “Okay, here’s some new evidence. How do I work this into the picture? How do I now adjust it?” And that’s what’s fun. Gregory Aldrete (03:38:21): I mean, it’s a mystery. It’s you’re being a detective and trying to reconstruct and to understand a society. It’s even more fun where it’s, yeah, you have to try to empathize. Empathy is a great human thing, to empathize with people who are not yourself, and we should do this all the time with just the people we encounter. But this is what we’re doing with ancient civilizations. And as I talked about earlier, sometimes you’ll feel great sympathy there. Sometimes you’ll feel incomprehension. But by being aware of both of those, you can maybe begin to get some grasp, however tentative, on the truth as you might perceive it, Lex Fridman (03:38:59): To ask a ridiculous question. When our time, you and I, we together become ancient history, when historians, let’s say, 2, 3, 4,000 years from now, look back at our time, and you try to look at the details and reconstruct from that the big picture, what was going on, what do you think they’ll say? Gregory Aldrete (03:39:23): I would guess it’ll be something that’s actually more of a commentary on whatever’s going on at that point than on the reality of us because that’s what we tend to do. I’ll tell you what I’d like to have them say, is to say, “In this civilization, I can detect progress,” that they have advanced in some way, whether kind of in moral terms or in self-awareness, or have learned from what’s come before. I mean, that’s all you can try and do is do a little bit better than whatever came before you to look back at what happened and try to do something. Livy, I mean, one of the great Roman historians, the beginning of his work, A History of Rome, which is this massive thing, he says, “The utility and the purpose of history is this. It provides you an infinite variety of experiences and models, noble things to imitate and shameful things to avoid.” And I think he’s right. Lex Fridman (03:40:19): And they would perhaps be better at highlighting which shameful things we started avoiding and which noble things we started imitating. With the perspective of history, they’ll be able to identify or maybe with the bias of the historians of the time. Well, in that grand perspective, what gives you hope about our future as a humanity, as a civilization? Gregory Aldrete (03:40:43): We have curiosity. I think curiosity is a great thing that you want to learn something new. I think the human impulse to want to learn new stuff is one of our best characteristics. And at least up to this point, what makes us special is the ability to store up an accumulation of knowledge and to pass that knowledge on to the next generation. I mean, that’s really all we are. We’re the accumulation of the knowledge of infinite generations that’ve come before us. And everything we do is based on that. Otherwise, we’d all just be starting ground zero kind of just from the beginning. So our ability to store up knowledge and pass it on, I think is our special power as human beings. And I think our curiosity is what keeps us going forward. Lex Fridman (03:41:31): I agree. And for that, I thank you for being one of the most wonderful examples of that, of you, yourself, being a curious being and emanating that throughout, and inspiring a lot of other people to be curious by being out there in the world and teaching. So thank you for that and thank you for talking today. Gregory Aldrete (03:41:47): No, I enjoyed it. It’s fun. I obviously like talking about this stuff. Lex Fridman (03:41:51): Thanks for listening to this conversation with Gregory Aldrete. To support this podcast, please check out our sponsors in the description. And now let me leave you with some words from Julius Caesar, “I came, I saw, I conquered.” Thank you for listening and hope to see you next time.

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